2013 IPOs

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
TRI Pointe Homes, Inc.	TPH [ NYSE ]	Priced at $17.00	$17.00	$19.56	13.7 million	1/31/2013
Underwriter(s): Citigroup, Deutsche Bank Securities, FBR
Co-Manager(s): Moelis & Co., JMP Securities TRI Pointe Homes is engaged in the design, construction and sale of single-family homes in planned communities in major metropolitan areas located throughout Southern and Northern California. The company was founded by its current management team in April 2009, towards the end of an unprecedented downturn in the national homebuilding industry. TRI Pointe is focused on taking advantage of opportunities in selected markets in California and is evaluating opportunities in other Southwestern states with improving local market conditions. Their growth strategy generally seeks to capitalize on high demand in selected "core" markets with favorable population and employment growth as a result of proximity to job centers or primary transportation corridors. TRI Pointe's operations consist of 13 communities, eight of which are actively selling, containing 695 lots under various stages of development (including three communities, one of which is actively selling) in Southern and Northern California.

C ompany	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Bright Horizons Family Solutions	BFAM	Last trade $65.75	$0.00	$0.00	2.1 million	5/13/2016
Underwriter(s): Barclays

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
KaloBios Pharmaceuticals	KBIO	Last trade $5.55	$8.00	$8.16	6 million	9/26/2013
Underwriter(s): Leerink Swann
Co-Manager(s): William Blair, Needham & Co., JMP Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
CVR Refining, LP	CVRR	Last trade $32.27	$25.00	$25.25	12 million	5/15/2013
Underwriter(s): Credit Suisse, Barclays Capital, Citigroup, Jefferies, UBS Investment Bank, J.P. Morgan
Co-Manager(s): SunTrust Robinson Humphrey CVR Refining is an independent downstream energy limited partnership with refining and related logistics assets that operates in the mid-continent region. CVR owns and operates a 115,000 barrels per day ("bpd") complex full coking medium-sour crude oil refinery in Coffeyville, Kansas and a 70,000 bpd medium complexity crude oil refinery in Wynnewood, Oklahoma capable of processing 20,000 bpd of light sour crude oils (within its 70,000 bpd capacity). They also control and operate supporting logistics assets including approximately 350 miles of owned pipelines, over 125 owned crude oil transports, a network of strategically located crude oil gathering tank farms, and over 6 million barrels of owned and leased crude oil storage capacity.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
SunCoke Energy Partners, L.P.	SXCP [ NYSE ]	Last trade $29.07	$19.00	$19.00	2.8 million	4/25/2014
Underwriter(s): Barclays, Wells Fargo, BofA Merrill Lynch, Citigroup, Goldman Sachs, J.P. Morgan

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
CyrusOne Inc.	CONE	Last trade $23.07	$19.00	$21.00	12.5 million	6/20/2014
Underwriter(s): Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank, Morgan Stanley
Co-Manager(s): Cantor Fitzgerald, Evercore, KeyBanc Capital Markets, Stephens Inc., UBS Investment Bank CyrusOne is an owner, operator and developer of enterprise-class, carrier-neutral data center properties. They provide mission-critical data center facilities that protect and ensure the continued operation of information technology ("IT") infrastructure for approximately 500 customers. Their goal is to be the preferred global data center provider to the Fortune 1000. CyrusOne cultivates long-term strategic relationships with their customers and provides them with solutions for their data center facilities and IT infrastructure challenges. CyrusOne's offerings are delivered through a tailored, customer service-focused platform designed to foster long-term relationships. They focus on attracting customers that have not historically outsourced their data center needs.

,

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Stemline Therapeutics	STML [ Nasdaq ]	Priced at $10.00	$10.00	$11.00	3.3 million	1/29/2013
Underwriter(s): Aegis Capital Corp
Co-Manager(s): Feltl & Co., Sunrise Securities

,

ompany	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Norwegian Cruise Line Holdings Ltd.	NCLH [ Nasdaq ]	Last trade $59.46	$0.00	$0.00	10.3 million	12/15/2015
Underwriter(s): Goldman Sachs

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
USA Compression Partners, LP	USAC [ NYSE ]	Last trade $26.82	$18.00	$17.50	6.6 million	5/14/2014
Underwriter(s): Barclays, Goldman Sachs, J.P. Morgan, Wells Fargo Securities, UBS Investment Bank
Co-Manager(s): Raymond James, RBC Capital Markets, Regions Securities, Scotia Capital

,

,

,,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
ConnectOne Bancorp	CNOB [ Nasdaq ]	Priced at $28.00	$28.00	$30.25	1.6 million	2/12/2013
Underwriter(s): Stifel
Co-Manager(s): Keefe, Bruyette & Woods, Sandler O'Neill

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Xoom	XOOM [ Nasdaq ]	Last trade $28.75	$16.00	$21.00	3.7 million	9/11/2013
Underwriter(s): Barclays Capital, Needham & Co.
Co-Manager(s): Baird & Co., SunTrust Robinson Humphrey Xoom is a pioneer and leader in the online consumer-to-consumer international money transfer industry. Customers use Xoom to send money to family and friends in 30 countries. Xoom's money transfers are initiated online or through a mobile device and can be sent at any time, from any Internet-enabled location. Recipients receive money in the manner they prefer and to which they are individually or culturally accustomed, at major banks and leading retailers. Xoom does not pay originating agent commissions and the majority of transfers are funded directly from bank accounts, which lowers the cost of sales. Xoom has developed extensive partnerships with major banks and leading retailers who form their global disbursement network across 30 countries and deliver a high quality of service through regionally-recognized, trusted brands. Their foreign exchange revenue is derived from the difference between our cost to buy local currency and the price at which we sell the currency, referred to as our foreign exchange spread.

No chart

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
ZAIS Financial	ZFC [ NYSE ]	Priced at $21.25	$21.25	$20.25	5.7 million	2/8/2013
Underwriter(s): Deutsche Bank Securities, Citigroup, Barclays Capital, Credit Suisse
Co-Manager(s): Stifel Nicolaus Weisel, Oppenheimer & Co., Ladenburg Thalmann

,

,

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
The ExOne Company	XONE [ Nasdaq ]	Priced at $18.00	$18.00	$23.66	5.3 million	2/7/2013
Underwriter(s): FBR
Co-Manager(s): BB&T Capital Markets, Stephens Inc. xOne is a global provider of three-dimensional ("3D") printing machines and printed products to industrial customers. Their business primarily consists of manufacturing and selling 3D printing machines and printing products to specification for customers using their in-house 3D printing machines. The 3D printing machines are built at their facilities in the United States and Germany. ExOne also supplies the associated products, including consumables and replacement parts, and services, including training and technical support, necessary for purchasers of their machines to print products. ExOne's 3D printing machines print 3D products directly from computer models by repeatedly depositing very thin layers of powdered materials and selectively placing chemical binding agents to form the finished product. One of their key industry advantages is that their machines are able to print products in materials that are desired by industrial customers. They are capable of printing in silica sand, ceramics, stainless steel, bronze and glass, and are in varying stages of qualifying additional industrial materials for printing, such as titanium, tungsten carbide, aluminum and magnesium. ExOne's customers in the aerospace industry include Magellan Aerospace Corporation, Boeing and Mitchell Aerospace Inc. Their customers in the automotive industry include Ford Motor Company, Bavarian Motor Works ("BMW") and Tesla Motors, Inc. Their customers in the heavy equipment industry include Caterpillar, Inc., Deere & Company, and Bosch Rexroth and their customers in the energy/oil/gas industry include ITT Corp. and the KSB Group.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Health Insurance Innovations	HIIQ	Last trade $12.81	$14.00	$14.12	1.72 million	8/15/2014
Underwriter(s): Raymond James

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Boise Cascade, L.L.C.	BCC	Last trade $25.10	$21.00	$25.44	8 million	11/8/2013
Underwriter(s): BofA Merrill Lynch, Goldman Sachs, Deutsche Bank Securities, J.P. Morgan, Wells Fargo
Co-Manager(s): D.A. Davidson, Moelis, Citigroup

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Zoetis Inc.	ZTS [ NYSE ]	Priced at $26.00	$26.00	$31.50	86.1 million	2/1/2013
Underwriter(s): J.P. Morgan, BofA Merrill Lynch, Morgan Stanley
Co-Manager(s): Barclays, Citigroup, Credit Suisse, Deutsche Bank Securities, Goldman Sachs, Guggenheim Securities, Jefferies, BNP Paribas, HSBC, Loop Capital Markets, RBC Capital Markets, Williams Capital Group, UBS Investment Bank, Lebenthal, Piper Jaffray Zoetis Inc. discovers, develops, manufactures and commercializes animal health medicines and vaccines, with a focus on both livestock and companion animals. Measured by their revenues of $4.2 billion for the year ended December 31, 2011, Zoetis is the largest animal health medicines and vaccines business, with products sold in more than 120 countries and across eight core species and five major product categories. Zoetis directly markets their portfolio of more than 300 product lines to livestock producers and veterinarians located in approximately 70 countries across North America, Europe, Africa, Asia, Australia and Latin America. In markets where they do not have a direct commercial presence, they generally contract with distributors that provide logistics and sales and marketing support for their products.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Orchid Island Capital, Inc.	ORC [ NYSE ]	Last trade $12.93	$15.00	$14.60	4 million	3/19/2014
Underwriter(s): Ladenburg Thalmann

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Model N	MODN [ NYSE ]	Priced at $15.50	$15.50	$20.30	6.5 million	3/20/2013
Underwriter(s): J.P. Morgan, Deutsche Bank Securities
Co-Manager(s): Stifel Nicolaus Weisel, Pacific Crest Securities, Piper Jaffray, Raymond James

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Five Oaks Investment Corp.	OAKS	Last trade $11.89	$15.00	$14.51	3.5 million	6/19/2014
Underwriter(s): JMP Securities, Ladenburg Thalmann

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Enanta Pharmaceuticals	ENTA [ Nasdaq ]	Priced at $14.00	$14.00	$14.31	4 million	3/21/2013
Underwriter(s): J.P. Morgan, Credit Suisse
Co-Manager(s): Leerink Swann, JMP Securities

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Garrison Capital Inc.	GARS [ Nasdaq ]	Last trade $15.00	$0.00	$0.00	809,000	3/19/2015
Underwriter(s): Robert Baird & Co.

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Pinnacle Foods Inc.	PF	Last trade $40.66	$0.00	$0.00	5 million	5/5/2015
Underwriter(s): BofA Merrill Lynch

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Tetraphase Pharmaceuticals	TTPH	Last trade $23.66	$7.00	$7.20	3.2 million	10/17/2014
Underwriter(s): BMO Capital Markets, Stifel, Guggenheim Securities

,

And theN

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Silver Spring Networks, Inc.	SSNI [ NYSE ]	Priced at $17.00	$17.00	$22.00	4.75 million	3/13/2013
Underwriter(s): Goldman Sachs, Credit Suisse
Co-Manager(s): Piper Jaffray, Stifel Nicolaus Weisel, Baird, Canaccord Genuity, Evercore Partners, Pacific Crest Securities

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Artisan Partners Asset Management Inc.	APAM	Last trade $48.12	$0.00	$0.00	3.8 million	3/4/2015
Underwriter(s): Citigroup

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
West Corporation	WSTC [ Nasdaq ]	Priced at $20.00	$20.00	$19.00	21.275 million	3/22/2013
Underwriter(s): Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Citigroup, Deutsche Bank Securities, Wells Fargo Securities
Co-Manager(s): Baird, Sanford C. Bernstein, William Blair & Co., Evercore Partners West Corporation is a provider of voice-oriented communications and infrastructure management solutions that help customers manage or support critical communications. Their automated service and conferencing solutions are designed to improve their clients' cost structure and provide reliable, high-quality services. Their solutions also help deliver mission-critical services, such as public safety and emergency communications. Since their founding in 1986, West Corporation have evolved into a predominantly automated processor of voice-oriented transactions and a provider of network infrastructure solutions for the communications needs of their clients.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Marin Software	MRIN [ NYSE ]	Priced at $14.00	$14.00	$19.00	7.5 million	3/22/2013
Underwriter(s): Goldman Sachs, Deutsche Bank Securities
Co-Manager(s): UBS Investment Bank, Stifel Nicolaus Weisel, Wells Fargo Securities Marin Software provides a cloud-based digital advertising management platform that offers a solution for analytics, workflow, and optimization for marketing professionals, enabling them to manage their digital advertising spend across search, display, social and mobile advertising channels. Their solution is designed to help customers measure the effectiveness of their advertising campaigns, manage and execute campaigns, and optimize campaigns across multiple publishers and channels in real time.

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Professional Diversity Network	IPDN [ Nasdaq ]	Priced at $8.00	$8.00	$7.93	2.625 Million	3/5/2013
Underwriter(s): Aegis Capital Corp
Co-Manager(s): Merriman Capital

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Blackhawk Network Holdings, Inc.	HAWK [ Nasdaq ]	Priced at $23.00	$23.00	$25.00	10 million	4/19/2013
Underwriter(s): Goldman Sachs, BofA Merrill Lynch, Citigroup, Deutsche Bank Securities
Co-Manager(s): Barclays, BMO Capital Markets, Credit Suisse, Piper Jaffray, Raymond James, Wells Fargo Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Omthera Pharmaceuticals	OMTH [ Nasdaq ]	Priced at $8.00	$8.00	$7.40	8 million	4/11/2013
Underwriter(s): BofA Merrill Lynch, Barclays Capital, Leerink Swann
Co-Manager(s): Stifel Nicolaus Weisel, Piper Jaffray

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Chimerix, Inc.	CMRX	Last trade $41.66	$0.00	$0.00	3.6 million	6/11/2015
Underwriter(s): Morgan Stanley, J.P. Morgan

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Independent Bank Group	IBTX [ Nasdaq ]	Priced at $26.00	$26.00	$30.00	3.2 million	4/3/2013
Underwriter(s): Sandler O' Neill + Partners LP, Evercore, Keefe Bruyette & Woods Independent Bank Group is a Texas based bank holding company headquartered in McKinney, Texas. Through their wholly owned subsidiary, Independent Bank, they provide a range of relationship-driven commercial banking products and services tailored to meet the needs of businesses, professionals and individuals.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Evertec, Inc.	EVTC	Last trade $21.11	$20.00	$21.85	15.29 million	12/10/2013
Underwriter(s): Goldman Sachs, J.P. Morgan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
SeaWorld Entertainment, Inc.	SEAS [ NYSE ]	Last trade $29.80	$27.00	$30.56	15 million	4/4/2014
Underwriter(s): Goldman Sachs, J.P. Morgan, Citigroup, BofA Merrill Lynch, Barclays, Wells Fargo Securities
Co-Manager(s): Blackstone Capital Markets, Macquarie Capital, Lazard Capital Markets, KeyBanc Capital Markets, Piper Jaffray, Drexel Hamilton, Ramirez & Co., Inc., Telsey Advisory Group

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Taylor Morrison Home Corporation	TMHC [ NYSE ]	Priced at 22.00	$22.00	$23.35	28.57 million	4/10/2013
Underwriter(s): Credit Suisse, Citigroup
Co-Manager(s): Deutsche Bank Securities, Goldman Sachs, J.P. Morgan, , Zelman Partners, HSBC, Wells Fargo Securities, FBR, JMP Securities Taylor Morrison builds single-family detached and attached homes and develop land, which includes lifestyle and master planned communities. They operate under their Taylor Morrison brand in the United States and under their Monarch brand in Canada. Taylor Morrison builds and sells a broad and innovative mix of homes across a wide range of price points. Their emphasis is on designing, building and selling homes to first- and second-time move-up buyers. Their business is organized into three geographic regions: East, West and Canada. Their East region consists of their Houston, Austin, North Florida and West Florida divisions. Their West region consists of their Phoenix, Northern California, Southern California and Denver divisions. Their Canada region consists of their operations within the province of Ontario, primarily in the Greater Toronto Area and also in Ottawa and Kitchener-Waterloo, and offers both single-family and high-rise communities.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Taminco Corporation	TAM [ NYSE ]	Last trade $21.62	$15.00	$14.12	10 million	12/12/2013
Underwriter(s): Citigroup, Goldman Sachs, Credit Suisse, Morgan Stanley, Deutsche Bank Securities, Jefferies, Morgan Stanley, UBS Investment Bank
Co-Manager(s): ING, KBC Seucrities USA, Inc., , Rabobank International, SMBC Nikko, Apollo Global Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Intelsat Global Holdings S.A.	I [ NYSE ]	Priced at $18.00	$18.00	$17.00	19.3 million	4/18/2013
Underwriter(s): Goldman Sachs, J.P. Morgan, Morgan Stanley, BofA Merrill Lynch, Barclays Capital, Credit Suisse, Deutsche Bank Securities, Nomura, UBS Investment Bank
Co-Manager(s): Evercore Partners, HSBC, RBC Capital Markets, LionTree, Raymond James

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Cancer Genetics, Inc.	CGIX [ Nasdaq ]	Last trade $6.50	$0.00	$0.00	2.3 million	11/6/2015
Underwriter(s): Joseph Gunnar, Feltl, Axiom

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
KNOT Offshore Partners LP	KNOP [ NYSE ]	Last trade $29.89	$21.00	$23.00	4.6 million	6/24/2014
Underwriter(s): BofA Merrill Lynch, Citigroup, Barclays, Raymond James, RBC Capital Markets, UBS Investment Bank, Wells Fargo Securities
Co-Manager(s): ABN AMRO, DNB Markets

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Constellium Holdco B.V.	CSTM	Last trade $24.91	$15.00	$13.50	25 million	2/6/2014
Underwriter(s): Goldman Sachs

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Harvest Capital Credit	HCAP [ Nasdaq ]	Priced at $15.00	$15.00	$15.00	3.4 Million	5/3/2013
Underwriter(s): Keefe Bruyette & Woods, JMP Securities, William Blair
Co-Manager(s): Stifel Nicolaus Weisel, Janney Montgomery Scott, Sterne Agee, Wunderlich Securities, Sandler O'Neill & Partners

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Portola Pharmaceuticals	PTLA	Last trade $29.36	$14.50	$15.25	5.4 Million	10/3/2014
Underwriter(s): Morgan Stanley, Credit Suisse

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
ChannelAdvisor	ECOM [ NYSE ]	Priced at $34.00	$14.00	$17.60	5 million	11/6/2013
Underwriter(s): Goldman Sachs, Stifel Nicolaus Weisel
Co-Manager(s): Pacific Crest Securities, Baird, BMO Capital Markets, Needham & Co., Raymond James ChannelAdvisor is a provider of software-as-a-service, or SaaS, solutions that enable retailer and manufacturer customers to integrate, manage and optimize merchandise sales across hundreds of online channels. ChannelAdvisor enables customers to connect with new and existing sources of demand for their products, including e-commerce marketplaces, such as eBay, Amazon and Newegg, search engines and comparison shopping websites, such as Google, Microsoft's Bing, and Nextag, and emerging channels, such as Facebook and Groupon.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Cyan	CYNI [ NYSE ]	Priced at $11.00	$11.00	$10.05	8 million	5/9/2013
Underwriter(s): Goldman Sachs, J.P. Morgan, Jefferies
Co-Manager(s): Pacific Crest Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Receptos	RCPT	Last trade $104.22	$14.00	$15.00	3.1 million	11/19/2014
Underwriter(s): Credit Suisse, Leerink Swann, Evercore Group, BMO Capital Markets
Co-Manager(s): Wedbush PacGrow Life Sciences, Nomura Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Marketo	MKTO	Last trade $35.95	$13.00	$20.00	6 million	9/13/2013
Underwriter(s): Goldman Sachs, Credit Suisse
Co-Manager(s): Wells Fargo, Canaccord Genuity, Raymond James Securities, JMP Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Tableau Software	DATA	Last trade $89.22	$31.00	$47.00	3.5 million	3/21/2014
Underwriter(s): Goldman Sachs, Morgan Stanley, Credit Suisse, J.P. Morgan, UBS Investment Bank, JMP Securities, RBC Capital Markets, Pacific Crest Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Tallgrass Energy Partners, LP	TEP [ NYSE ]	Last trade $42.85	$21.50	$22.00	7 million	7/22/2014
Underwriter(s): Barclays, Citigroup, Morgan Stanley, Wells Fargo Securities, RBC Capital Markets, Credit Suisse, Deutsche Bank Securities, Goldman Sachs

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
QIWI plc	QIWI	Last Trade $47.58	$0.00	$0.00	8 million	6/17/2014
Underwriter(s): Credit Suisse, VTB Capital
Co-Manager(s): William Blair & Co., ATON

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Armada Hoffler Properties	AHH	Last trade $9.66	$11.50	$11.50	16.5 Million	9/10/2014
Underwriter(s): Baird, Raymond James, Stifel

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
American Residential Properties	ARPI [ NYSE ]	Priced at $21.00	$21.00	$21.00	13.7 million	5/9/2013
Underwriter(s): Morgan Stanley, BofA Merrill Lynch, FBR, Jefferies
Co-Manager(s): Raymond James, Zelman Partners

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Quintiles Transnational	Q	Last trade $58.85	$40.00	$43.76	13.3 million	11/5/2014
Underwriter(s): Citigroup

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
PennyMac Financial Services, Inc.	PFSI [ NYSE ]	Last trade $18.36	$18.00	$18.25	5.55 million	3/27/2014
Underwriter(s): Citigroup

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Alcobra Ltd.	ADHD	Last trade $16.11	$8.00	$8.25	2.1 million	10/25/2013
Underwriter(s): Stifel Nicolaus Weisel, Aegis Capital Corp, JMP Securitie

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
William Lyon Homes	WLH [ NYSE ]	Last trade $28.56	$25.00	$27.11	2 million	3/27/2014
Underwriter(s): Credit Suisse, Citigroup, J.P. Morgan
Co-Manager(s):

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Emerge Energy Services LP	EMES	Last trade $112.85	$17.00	$16.90	3.5 million	6/20/2014
Underwriter(s): BofA Merrill Lynch, Morgan Stanley, Wells Fargo Securities, Citigroup, J.P. Morgan, Goldman Sachs, UBS Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
ING U.S., Inc.	VOYA [ NYSE ]	Last trade $35.54	$19.50	$19.25	26.5 million	3/20/2014
Underwriter(s): Morgan Stanley, Goldman Sachs, Citigroup, BofA Merrill Lynch

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
TriState Capital Holdings	TSC [ Nasdaq ]	Priced at $11.50	$11.50	$12.50	5.7 million	5/9/2013
Underwriter(s): Stephens, Inc., Keefe Bruyette & Woods, Baird
Co-Manager(s): Macquarie Capital

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
BioAmber Inc.	BIOA [ NYSE ]	Last trade $5.85	$0.00	$0.00	TBD	1/15/2016
Underwriter(s): Rodman & Renshaw
Co-Manager(s): Raymond James

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Global Brass and Copper Holdings	BRSS [ NYSE ]	Last trade $17.72	$11.00	$11.75	3.75 million	1/23/2014
Underwriter(s): Morgan Stanley

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Ambit Biosciences Corporation	AMBI [ Nasdaq ]	Priced at $8.00	$8.00	$8.00	8.1 million	5/16/2013
Underwriter(s): Citigroup, Leerink Swann
Co-Manager(s): BMO Capital Markets, Baird

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Insys Therapeutics, Inc.	INSY [ Nasdaq ]	Last trade $75.92	$8.00	$8.50	285,000	3/6/2014
Underwriter(s): Deutsche Bank Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Ply Gem Holdings	PGEM [ NYSE ]	Last trade $13.02	$21.00	$22.35	1.2 million	2/12/2014
Underwriter(s): Deutsche Bank Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Prosensa Holding B.V.	RNA [ Nasdaq ]	Priced at $13.00	$13.00	$20.00	6 million	6/28/2013
Underwriter(s): J.P. Morgan, Citigroup, Leerink Swann
Co-Manager(s): Wedbush PacGrow Life Sciences, KBC Securities, Trout Capital

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Tremor Video	TRMR [ NYSE ]	Priced at $10.00	$10.00	$11.00	7.5 million	6/27/2013
Underwriter(s): Credit Suisse, Jefferies
Co-Manager(s): Canaccord Genuity, Oppenheimer

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Noodles & Company	NDLS	Last trade $25.75	$18.00	$32.00	1.5 million	11/7/2014
Underwriter(s): Morgan Stanley

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Luxoft Holding	LXFT	Last trade $35.99	$17.00	$18.55	2.8 million	11/22/2013
Underwriter(s): Credit Suisse, VTB Capital Luxoft is a provider of software development services and IT solutions to a global client base consisting primarily of large multinational corporations. Their software development services consist of custom software development and support, product engineering and testing, and technology consulting. Their services and solutions enable clients to increase efficiency, shorten time-to-market, and enhance their end user experience. Luxoft focuses on six industry verticals that have significant and growing demand for IT services: financial services; travel and aviation; technology; telecom; automotive and transport; and energy.

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
NanoString Technologies	NSTG [ Nasdaq ]	Last trade $19.10	$10.00	$9.90	2.88 million	1/24/2014
Underwriter(s): J.P. Morgan, Morgan Stanley
Co-Manager(s): Leerink Swann, Baird

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
PTC Therapeutics	PTCT	Last trade $39.42	$15.00	$15.80	3 million	10/10/2014
Underwriter(s): Credit Suisse, Citigroup, Cowen & Co., Deutsche Bank Securities, RBC Capital Markets

,

ompany	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
bluebird bio, Inc.	BLUE [ Nasdaq ]	Last trade $86.11	$17.00	$25.50	1.74 million	12/16/2014
Underwriter(s): BofA Merrill Lynch, Cowen & Co.
Co-Manager(s): SunTrust Robinson Humphrey, Wedbush PacGrow Life Sciences, Roth Capital Partners

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
LightInTheBox Holding Co., Ltd.	LITB [ NYSE ]	Priced at $9.50	$9.50	$11.16	8.3 million	6/6/2013
Underwriter(s): Credit Suisse, Stifel Nicolaus Weisel
Co-Manager(s): Pacific Crest Securities, Oppenheimer & Co. LightInTheBox is an online retail company that delivers lifestyle products to consumers around the world. Customers shop for products through www.lightinthebox.com, www.miniinthebox.com and their other websites, which are available in 17 major languages. LightInTheBox sources most of their products directly from China-based manufacturers. They acquire customers exclusively through the Internet and serve them from locations in mainland China and Hong Kong. LightInTheBox targets lifestyle product categories where consumers value choice or customization. They offer products in the three core categories of apparel, small accessories and gadgets and home and garden. As of March 31, 2013, they had more than 220,000 product listings

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
HD Supply Holdings	HDS	Last trade $28.23	$18.00	$18.00	40.6 million	12/11/2014
Underwriter(s): Barclays

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Textura	TXTR [ NYSE ]	Last trade $39.99	$15.00	$24.00	4.59 Million	9/20/2013
Underwriter(s): Credit Suisse, William Blair

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
CDW Corporation	CDW	Last trade $44.86	$0.00	$0.00	8 million	11/24/2015
Underwriter(s): Barclays, Goldman Sachs

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Aratana Therapeutics	PETX	Last trade $10.14	$6.00	$7.00	4 million	9/17/2014
Underwriter(s): Jefferies, Barclays

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Esperion Therapeutics, Inc.	ESPR [ Nasdaq ]	Last trade $25.92	$14.00	$17.00	3.3 million	10/16/2014
Underwriter(s): J.P. Morgan, BofA Merrill Lynch

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Gigamon	GIMO	Last trade $37.01	$19.00	$23.08	5.1 million	10/23/2013
Underwriter(s): Goldman Sachs, BofA Merrill Lynch, Credit Suisse
Co-Manager(s): Raymond James, Pacific Crest, William Blair

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Coty	COTY [ NYSE ]	Priced at $17.50	$17.50	$17.50	57 million	6/13/2013
Underwriter(s): BofA Merrill Lynch, J.P. Morgan, Morgan Stanley, Barclays Capital, Deutsche Bank Securities, Wells Fargo Securities, Lazard Capital Markets, Piper Jaffray, RBC Capital Markets
Co-Manager(s): BNP Paribas, Credit Agricole, CIB, HSBC, ING, Moelis & co., RBS, Sanford Bernstein, Santander, Ramirez & Co., Telsey Advisory Group, The Williams Capital Group

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Gogo Inc.	GOGO [ Nasdaq ]	Priced at $17.00	$17.00	$16.00	11 million	6/21/2013
Underwriter(s): Morgan Stanley, J.P. Morgan, UBS Securities
Co-Manager(s): Allen & Co., Evercore Group, William Blair & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Silvercrest Asset Management Group	SAMG [ Nasdaq ]	Priced at $11.00	$11.00	$11.40	4.8 million	6/27/2013
Underwriter(s): Sandler O' Neill + Partners LP, Raymond James

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Fifth Street Senior Floating Rate Corp	FSFR	Last trade $13.31	$15.00	$14.12	22.8 million	8/14/2014
Underwriter(s): Morgan Stanley, Deutsche Bank Securities, UBS Investment Bank, Goldman Sachs, Barclays, Credit Suisse, J.P. Morgan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Marlin Midstream Partners, LP	FISH [ Nasdaq ]	Priced at $20.00	$20.00	$19.80	6.87 million	7/26/2013
Underwriter(s): Stifel Nicolaus Weisel, Baird, Oppenheimer & Co.
Co-Manager(s): Janney Montgomery Scott, Wunderlich Securities, SOCIETE GENERALE, Ladenburg Thalmann, Stephens Inc., Drexel Hamilton, Natixis, Rabo Securities, RB International Markets (USA)

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
RetailMeNot	SALE [ Nasdaq ]	Last trade $27.75	$21.00	$26.50	6.3 million	12/12/2013
Underwriter(s): Goldman Sachs, Morgan Stanley, Credit Suisse, Jefferies, RBC Capital Markets
Co-Manager(s): Stifel, William Blair RetailMeNot is a digital coupon marketplace that connects consumers with leading retailers and brands. They had more than 450 million total visits to their desktop and mobile websites in 2012, according to internal data compiled using Google Analytics

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Onconova Therapeutics	ONTX [ Nasdaq ]	Priced at $15.00	$15.00	$25.00	5.2 million	7/25/2013
Underwriter(s): Citigroup, Leerink Swann
Co-Manager(s): Piper Jaffray, Janney Montgomery Scott

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Diamond Resorts International, Inc.	DRII [ NYSE ]	Last trade $35.22	$0.00	$0.00	4.83 million	3/5/2015
Underwriter(s): Credit Suisse

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Conatus Pharmaceuticals, Inc.	CNAT [ Nasdaq ]	Last trade $6.80	$0.00	$0.00	2.9 million	4/2/2015
Underwriter(s): Stifel, Roth Capital Partners

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Agios Pharmaceuticals	AGIO	Last trade $110.55	$18.00	$29.00	1.6 million	12/11/2014
Underwriter(s): J.P. Morgan, Goldman Sachs
Co-Manager(s): Cowen & Co., Leerink Swann

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
NRG Yield, Inc.	NYLD [ NYSE ]	Last trade $24.58	$0.00	$0.00	3.68 million	6/24/2015
Underwriter(s): Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, J.P. Morgan, Morgan Stanley, RBC Capital Markets
Co-Manager(s): Barclays, Deutsche Bank Securities, KeyBanc Capital Markets, Mitsubishis UFJ Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Cellular Dynamics International	ICEL [ Nasdaq ]	Priced at $12.00	$12.00	$11.00	3.9 million	7/25/2013
Underwriter(s): J.P. Morgan
Co-Manager(s): Cowen & Co., Leerink Swann

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Jones Energy, Inc.	JONE [ NYSE ]	Priced at $15.00	$15.00	$14.04	12.5 million	7/24/2013
Underwriter(s): J.P. Morgan, Barclays Capital, Wells Fargo Securities
Co-Manager(s): Jefferies, Tudor, Pickering, Holt, Citigroup, Capital One Southcoast, Credit Agricole CIB, Mitsubishi UFJ Securities, Morgan Stanley, SunTrust Robinson Humphrey

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Physicians Realty Trust	DOC	Last trade $14.57	$11.50	$11.50	9 million	9/9/2014
Underwriter(s): BofA Merrill Lynch, KeyBanc Capital Markets, Wunderlich Securities, BMO, Stifel, RBC Capital Markets, Oppenheimer & Co., Janney Montgomery Scott

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
WCI Communities, Inc.	WCIC [ NYSE ]	Priced at $15.00	$15.00	$15.25	6.8 million	7/25/2013
Underwriter(s): Citigroup, Credit Suisse, J.P. Morgan
Co-Manager(s): Zelman Partners, FBR, Raymond James WCI Communities is a lifestyle community developer and luxury homebuilder of single-and multi-family homes in coastal Florida's high growth markets. Their homes and communities are primarily targeted to move-up, second home and active adult buyers.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Rexford Industrial Realty, Inc.	REXR	Last trade $13.88	$14.00	$14.75	15 million	8/14/2014
Underwriter(s): BofA Merrill Lynch, Wells Fargo Securities, Citigroup, Jefferies, J.P. Morgan Rexford Industrial Realty, Inc. is a newly formed Maryland corporation that will operate as a self-administered and self-managed real estate investment trust (“REIT”) focused on owning and operating industrial properties in Southern California infill markets. Upon completion of our formation transactions and this offering, we will own interests in and operate 60 properties with approximately 6.6 million rentable square feet, which we refer to as our initial portfolio, and we will manage an additional 20 properties with approximately 1.2 million rentable square feet.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Heat Biologics	HTBX [ Nasdaq ]	Priced at $10.00	$10.00	$10.00	2.5 million	7/24/2013
Underwriter(s): Aegis Capital Corp
Co-Manager(s): Cantor Fitzgerald

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Phillips 66 Partners LP	PSXP [ NYSE ]	Priced at $23.00	$23.00	$28.98	16.4 million	7/23/2013
Underwriter(s): J.P. Morgan, Morgan Stanley
Co-Manager(s): BofA Merrill Lynch, Barclays, Credit Suisse, Deutsche Bank Securities, Citigroup, RBC Capital Markets, RBS, DNB Markets, Mitsubishi UFJ Securities, Mizuho Securities, PNC Capital Markets

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
UCP, LLC	UCP [ NYSE ]	Priced at $15.00	$15.00	$14.75	7.75 million	7/18/2013
Underwriter(s): Citigroup, Deutsche Bank Securities, Zelman Partners
Co-Manager(s): JMP Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
OncoMed Pharmaceuticals, Inc.	OMED [ Nasdaq ]	Last trade $11.71	$0.00	$0.00	4.3 million	8/18/2016
Underwriter(s): Leerink Partners

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Intrexon Corporation	XON [ NYSE ]	Last trade $42.50	$0.00	$0.00	4.7 million	8/21/2015
Underwriter(s): JMP Securities, Stifel

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Fox Factory Holding Corp.	FOXF [ Nasdaq ]	Priced at $15.00	$15.00	$18.00	8.57 million	8/8/2013
Underwriter(s): Baird, William Blair, Piper Jaffray
Co-Manager(s): Stifel, SunTrust Robinson Humphrey, BB&T Capital Markets, CJS Securities

,

Buy Market Research" link.

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Cvent, Inc.	CVT	Last trade $32.81	$0.00	$0.00	800,000	8/14/2015
Underwriter(s): Deutsche Bank Securities

,

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
YuMe, Inc.	YUME [ NYSE ]	Priced at $9.00	$9.00	$9.05	5.1 million	8/7/2013
Underwriter(s): Citigroup, Deutsche Bank Securities, Barclays Capital
Co-Manager(s): Needham & Co., Piper Jaffray

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Marrone Bio Innovations	MBII	Last trade $10.87	$12.00	$13.00	4 million	6/6/2014
Underwriter(s): Jefferies, Piper Jaffray
Co-Manager(s): Roth Capital Partners, Stifel Nicolaus Weisel, Baird

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Control4 Corporation	CTRL [ Nasdaq ]	Priced at $16.00	$16.00	$18.70	4 million	8/2/2013
Underwriter(s): BofA Merrill Lynch, Raymond James
Co-Manager(s): Canaccord Genuity, Cowen & Co., Needham & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Ardmore Shipping	ASC [ NYSE ]	Last trade $13.01	$14.00	$13.50	6 million	3/6/2014
Underwriter(s): Morgan Stanley, Wells Fargo Securities, Clarkson Capital Markets
Co-Manager(s): Evercore Partners, Pareto Securities AS, ABN AMRO

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
World Point Terminals, LP	WPT [ NYSE ]	Priced at $20.00	$20.00	$19.50	8.8 million	8/9/2013
Underwriter(s): BofA Merrill Lynch
Co-Manager(s): Credit Suisse

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Stock Building Supply Holdings	STCK	Last trade $20.67	$14.00	$14.76	6.6 million	3/13/2014
Underwriter(s): Goldman Sachs, Barclays, Citigroup
Co-Manager(s): Baird, Stephens, Wells Fargo Securities

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Envision Healthcare Holdings	EVHC	Last trade $35.79	$23.00	$25.25	17.5 million	9/24/2014
Underwriter(s): Citigroup

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
American Homes 4 Rent	AMH [ NYSE ]	Last trade $17.99	$16.00	$15.59	13 million	8/14/2014
Underwriter(s): Morgan Stanley

,

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Independence Realty Trust	IRT	Last trade $9.90	$8.50	$8.00	6 million	11/20/2014
Underwriter(s): Deutsche Bank Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Franks International N.V.	FI [ NYSE ]	Priced at $22.00	$22.00	$27.25	30 million	8/9/2013
Underwriter(s): Barclays Capital, Credit Suisse, Simmons & Co. Int'l, Morgan Stanley, Citigroup, Goldman Sachs, UBS Investment Bank
Co-Manager(s): Capital One Southcoast, Tudor, Pickering, Holt & Co., Global Hunter Securities, Johnson Rice & Co., FBR, Scotiabank/Howard Weil

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
QEP Midstream Partners, LP	QEPM [ NYSE ]	Priced at $21.00	$21.00	$23.27	20 million	8/9/2013
Underwriter(s): Wells Fargo Securities, Morgan Stanley, Citigroup, Deutsche Bank Securities, J.P. Morgan
Co-Manager(s): Goldman Sachs, BMO Capital Markets, Suntrust Robinson Humphrey, BB&T Capital Markets, CIBC World Markets, Mitsubishi UFJ Securities, Piper Jaffray, TD Securities, Janney Montgomery Scott

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Violin Memory, Inc.	VMEM [ NYSE ]	$8.00-$10.00	$9.00	$7.50	18 million	9/27/2013
Underwriter(s): J.P. Morgan, Deutsche Bank Securities, BofA Merrill Lynch
Co-Manager(s): Barclays, Baird, Pacific Crest

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
RingCentral	RNG [ NYSE ]	Last trade $22.08	$13.00	$17.25	6 million	3/6/2014
Underwriter(s): Goldman Sachs, J.P. Morgan, BofA Merrill Lynch
Co-Manager(s): Raymond James, William Blair, Oppenheimer & Co., Macquarie Capital, Northland Capital Markets

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Premier, Inc.	PINC	Last trade $35.73	$0.00	$0.00	4.03 million	11/11/2015
Underwriter(s): BofA Merrill Lynch, J.P. Morgan, Wells Fargo Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Enzymotec Ltc.	ENZY	Last trade $27.50	$14.00	$14.25	4 million	2/28/2013
Underwriter(s): BofA Merrill Lynch, Jefferies, Wells Fargo Securities
Co-Manager(s): Canaccord Genuity, Wedbush Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Montage Technology Group Limited	MONT	Last trade $22.60	$10.00	$10.00	5 million	1/31/2014
Underwriter(s): Deutsche Bank Securities, Barclays, Stifel
Co-Manager(s): Wells Fargo Securities, Needham & Co., Chardan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Rocket Fuel	FUEL	Last trade $57.79	$29.00	$59.95	5 million	1/31/2014
Underwriter(s): Credit Suisse, Citigroup
Co-Manager(s): Goldman Sachs, Needham & Co., Oppenheimer, Piper Jaffray, BMO Capital Markets

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Ophthotech Corporation	OPHT	Last trade $31.86	$22.00	$23.06	1.9 million	2/12/2014
Underwriter(s): Morgan Stanley, J.P. Morgan
Co-Manager(s): Leerink Swann, Stifel

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Benefitfocus	BNFT	Last trade $42.36	$26.50	$42.50	2.5 million	7/17/2014
Underwriter(s): Goldman Sachs, Deutsche Bank Securities, Jefferies
Co-Manager(s): Canaccord Genuity, Piper Jaffray, Raymond James

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Applied Optoelectronics	AAOI	Last trade $24.40	$10.00	$10.00	2.7 million	3/20/2014
Underwriter(s): Raymond James, Piper Jaffray
Co-Manager(s): Cowen & Co., Roth Capital Partners, Craig-Hallum

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Bind Therapeutics, Inc.	BIND [ Nasdaq ]	Priced at $15.00	$15.00	$15.00	4.7 million	9/20/2013
Underwriter(s): Credit Suisse, Cowen & Co.
Co-Manager(s): Stifel, JMP Securities

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Pattern Energy Group	PEGI	Last trade $26.02	$22.00	$24.10	15.5 million	5/9/2014
Underwriter(s): BMO Capital Markets, RBC Capital Markets, Morgan Stanley
Co-Manager(s): BofA Merrill Lynch, CIBC, Scotiabank, Wells Fargo Securities, Raymond James, KeyBanc Capital Markets

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
FireEye	FEYE [ Nasdaq ]	Last trade $85.64	$20.00	$40.30	14 million	3/7/2014
Underwriter(s): Morgan Stanley, Goldman Sachs, J.P. Morgan, Barclays Capital, Deutsche Bank, UBS Securities, Citigroup
Co-Manager(s): Pacific Crest Securities, Nomura Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Foundation Medicine	FMI [ Nasdaq ]	Price at $18.00	$18.00	$31.50	5.89 million	9/25/2013
Underwriter(s): Goldman Sachs, J.P. Morgan
Co-Manager(s): Leerink Swann, Sanford Bernstein

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Five Prime Therapeutics	FPRX [ Nasdaq ]	$12.00-$14.00	$13.00	$16.00	2.8 million	9/18/2013
Underwriter(s): Jefferies, BMO Capital Markets, Wells Fargo Securities
Co-Manager(s): Guggenheim Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
ClubCorp Holdings, Inc.	MYCC	Last trade $21.39	$0.00	$0.00	8.97 million	10/16/2015
Underwriter(s): Goldman Sachs

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Volaris Aviation Holding	VLRS [ NYSE ]	Priced at $12.00	$12.00	$12.76	28.8 million	9/18/2013
Underwriter(s): Deutsche Bank Securities, Morgan Stanley, UBS Investment Bank
Co-Manager(s): Barclays, Cowen & co., Evercore Partners, Santander

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Evoke Pharma	EVOK [ Nasdaq ]	Priced at $12.00	$12.00	$11.15	2.1 million	9/25/2013
Underwriter(s): Aegis Capital Corp
Co-Manager(s): Cantor Fitzgerald, Feltl & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Covisint	COVS [ Nasdaq ]	Priced at $10.00	$10.00	$12.60	6.4 million	9/26/2013
Underwriter(s): Credit Suisse, Pacific Crest Securities, Evercore

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Capitala Finance Corp.	CPTA [ Nasdaq ]	Last trade $18.86	$0.00	$0.00	3.5 million	4/8/2015
Underwriter(s): UBS Securities, Jefferies, Keefe, Bruyette & Woods, BB&T
Co-Manager(s): Oppenheimer & Co., Wunderlich Securities, JMP Securities, Stephens, Inc., Ladenburg Thalmann & Co., Sandler O'Neill & Partners

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Acceleron Pharma	XLRN	Last trade $49.14	$15.00	$18.50	2 million	1/23/2014
Underwriter(s): Citigroup, Leerink Swann, Piper Jaffray
Co-Manager(s): JMP Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
58.com	WUBA	Last trade $46.27	$17.00	$21.20	8 million ADSs	3/28/2014
Underwriter(s): Morgan Stanley, Credit Suisse, Citigroup
Co-Manager(s): Pacific Crest Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Marcus & Millichap	MMI	Last trade $31.00	$12.00	$13.40	7.1 million	11/21/2014
Underwriter(s): Citigroup

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Veracyte, Inc.	VCYT [ Nasdaq ]	Priced at $13.00	$13.00	$13.00	5 million	10/30/2013
Underwriter(s): Morgan Stanley, Leerink Swann
Co-Manager(s): William Blair, Cowen & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Criteo S.A.	CRTO	Last trade $52.32	$31.00	$42.00	5.25 million	3/21/2014
Underwriter(s): J.P. Morgan, Deutsche Bank Securities, Jefferies
Co-Manager(s): Stifel Nicolaus Weisel, Pacific Crest Securities, SG Americas Securities, William Blair

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Aerie Pharmaceuticals	AERI [ Nasdaq ]	Priced at $10.00	$10.00	$10.55	6.72 million	10/25/2013
Underwriter(s): RBC Capital Markets, Stifel Nicolaus Weisel
Co-Manager(s): Lazard Capital Markets, Canaccord Genuity

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Veeva	VEEV [ NYSE ]	Last trade $27.39	$20.00	$38.00	12 million	3/26/2014
Underwriter(s): Morgan Stanley, Deutsche Bank Securities, J.P. Morgan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Endurance International Group Holdings	EIGI	Last trade $15.69	$12.00	$11.00	13 million	11/21/2014
Underwriter(s): Goldman Sachs, Credit Suisse,
Co-Manager(s): Morgan Stanley, Cowen & Co., Jefferies, Allen & Co., Wells Fargo Securities, Craig-Hallum, Oppenheimer

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Stonegate Mortgage Corporation	SGM [ NYSE ]	Priced at $16.00	$16.00	$17.18	7.1 million	10/10/2013
Underwriter(s): BofA Merrill Lynch, Credit Suisse, Barclays Capital, FBR
Co-Manager(s): Keefe, Bruyette & Woods, Sterne Agee

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Surgical Care Affiliates, Inc.	SCAI [ Nasdaq ]	Last trade $38.59	$0.00	$0.00	4 million	8/6/2015
Underwriter(s): Citigroup

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
MacroGenics, Inc.	MGNX [ Nasdaq ]	Last trade $39.44	$0.00	$0.00	3.25 million	7/15/2015
Underwriter(s): Morgan Stanley, Citigroup, Leerink Partners, Stifel

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Potbelly Corporation	PBPB [ Nasdaq ]	Priced @$14.00	$14.00	$28.66	7.5 million	10/4/2013
Underwriter(s): BofA Merrill Lynch, Goldman Sachs
Co-Manager(s): Baird, William Blair, Piper Jaffray

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
RE/MAX Holdings	RMAX [ NYSE ]	Priced at $22.00	$22.00	$26.25	10 million	10/2/2013
Underwriter(s): Morgan Stanley, BofA Merrill Lynch, J.P. Morgan
Co-Manager(s): William Blair, RBC Capital Markets, JMP Securities

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Springleaf Holdings	LEAF [ NYSE ]	Priced @ $17.00	$17.00	$19.10	21.1 million	10/16/2013
Underwriter(s): BofA Merrill Lynch, Citigroup, Credit Suisse, Barclays Capital, Allen & Co.
Co-Manager(s): Keefe, Bruyette & Woods, JMP Securities, Stephens, Sterne, Agee & Leach

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
QTS Realty Trust	QTS [ NYSE ]	Last trade $37.84	$0.00	$0.00	5.5 million	6/2/2015
Underwriter(s): Deutsche Bank, Jefferies, KeyBanc, BofA Merrill Lynch, Evercore, Goldman Sachs, J.P. Morgan, Morgan Stanley, Stifel

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Fate Therapeutics, Inc.	FATE [ Nasdaq ]	Priced at $6.00	$6.00	$6.56	6.7 million	10/1/2013
Underwriter(s): Cowen & Co., BMO Capital Markets
Co-Manager(s): Wedbush PacGrow Life Sciences

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
CommScope Holding Company	COMM	Last trade $29.19	$0.00	$0.00	7 million	8/24/2016
Underwriter(s): Credit Suisse

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Western Refining Logistics, LP	WNRL [ NYSE ]	Priced @ $22.00	$22.00	$24.00	13.75 million	10/10/2013
Underwriter(s): BofA Merrill Lynch, Barclays Capital

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Brixmor Property Group	BRX	Last trade $28.10	$0.00	$0.00	42.4 million	8/11/2016
Underwriter(s): J.P. Morgan, Deutsche Bank Securities

,,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Burlington Stores, Inc.	BURL	Last trade $43.82	$17.00	$23.05	8 million	12/11/2014
Underwriter(s): J.P. Morgan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
OCI Partners L.P.	OCIP [ NYSE ]	Priced at $18.00	$18.00	$17.25	17.5 million	10/4/2013
Underwriter(s): BofA Merrill Lynch, Barclays Capital, Citigroup
Co-Manager(s): Allen & Co., J.P. Morgan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Antero Resources	AR	Last trade $63.79	$44.00	$54.15	10 million	5/14/2014
Underwriter(s): Barclays, Citigroup, Credit Suisse, J.P. Morgan

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Essent Group Ltd.	ESNT [ NYSE ]	Last trade $23.76	$17.00	$22.00	12 million	11/20/2014
Underwriter(s): Goldman Sachs, J.P. Morgan, BofA Merrill Lynch, Barclays, Credit Suisse, Macquarie Capital
Co-Manager(s): Dowling & Partners Securities, Keefe, Bruyette & Woods, Wells Fargo Securities

,

ompany	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Cherry Hill Mortgage Investment Corporation	CHMI [ NYSE ]	Priced at $20.00	$20.00	$18.50	6.5 million	10/4/2013
Underwriter(s): Barclays Capital, Morgan Stanley, Citigroup, UBS Investment Bank

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
ADMA Biologics, Inc.	ADMA [ Nasdaq ]	Last trade $7.63	$0.00	$0.00	1.6 million	4/28/2016
Underwriter(s): Raymond James

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Voxeljet AG	VJET	Last trade $24.35	$13.00	$20.00	4 million	4/11/2014
Underwriter(s): Piper Jaffray, Citigroup
Co-Manager(s): Cowen, Stephens Inc.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Empire State Realty Trust	ESRT [ NYSE ]	Priced at $13.00	$13.00	$13.05	71.5 million	10/2/2013
Underwriter(s): BofA Merrill Lynch, Goldman Sachs
Co-Manager(s): Barclays, Citi, Deutsche Bank, Wells Fargo Securities, Capital One, HSBC Corp, KeyBanc Capital Markets, RBC, Stifel, Lebenthal, Loop Capital Markets, Ramirez & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Sprague Resources LP	SRLP [ NYSE ]	Priced at $18.00	$18.00	$17.50	8.5 million	10/25/2013
Underwriter(s): Barclays Capital, J.P. Morgan, BofA Merrill Lynch
Co-Manager(s): BMO Capital Markets, Raymond James, Janney Montgomery Scott, BNP PARIBAS, Natixis, RBS, SOCIETE GENERALE

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Plains GP Holdings, L.P.	PAGP	Last trade $26.99	$22.00	$22.75	55 million	11/11/2014
Underwriter(s): J.P. Morgan, Citigroup

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
StoneCastle Financial	BANX [ Nasdaq ]	Last trade $23.48	$25.00	$25.05	1.6 million	11/4/2014
Underwriter(s): Keefe, Bruyette & Woods, Baird, Oppenheimer & Co., JMP Securities
Co-Manager(s): BB&T Capital Markets, Boenning & Scattergood, Halliday Financial, Pershing, Wunderlich Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Sungy Mobile	GOMO [ NYSE ]	Priced at $11.22	$11.22	$14.11	7 million	11/22/2013
Underwriter(s): Credit Suisse, J.P. Morgan
Co-Manager(s): Oppenheimer, China Renaissance Securities (Hong Kong)Ltd

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
500.com Ltd	WBAI [ NYSE ]	Priced at $13.00	$13.00	$20.00	5.8 million	11/22/2013
Underwriter(s): Deutsche Bank Securities
Co-Manager(s): Piper Jaffray, Oppenheimer & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Dynagas LNG Partners LP	DLNG [ Nasdaq ]	Last trade $24.41	$18.00	$17.00	4.8 million	6/13/2014
Underwriter(s): Credit Suisse, BofA Merrill Lynch, Morgan Stanley, Barclays, Deutsche Bank Securities
Co-Manager(s): ABN AMRO, DNB Markets

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Zulily	ZU [ Nasdaq ]	Priced at $22.00	$22.00	$39.00	11.5 million	11/15/2013
Underwriter(s): Goldman Sachs, BofA Merrill Lynch, Citigroup
Co-Manager(s): RBC Capital Markets, Allen & Co., William Blair

Bought out

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Tandem Diabetes Care	TNDM [ Nasdaq ]	Priced at $15.00	$15.00	$19.50	8.0 million	11/14/2013
Underwriter(s): BofA Merrill Lynch, Piper Jaffray
Co-Manager(s): Deutsche Bank Securities, Stifel

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Blue Capital Reinsurance Holdings Ltd.	BCRH [ NYSE ]	Priced at $20.00	$20.00	$19.45	6.3 million	11/6/2013
Underwriter(s): Deutsche Bank Securities, UBS Investment Bank, Barclays Capital, Keefe Bruyette & Woods, Raymond James, RBC Capital Markets
Co-Manager(s): Sterne Agee

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Mavenir Systems	MVNR	Last trade $13.14	$10.00	$11.25	4.5 million	8/1/2014
Underwriter(s): BofA Merrill Lynch, Deutsche Bank Securities
Co-Manager(s): Stifel, Needham & Co., Pacific Crest Securities, Cowen & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Karyopharm Therapeutics	KPTI [ Nasdaq ]	$14.00-$16.00	$16.00	$17.86	5.7 million	11/6/2013
Underwriter(s): BofA Merrill Lynch, J.P. Morgan, Leerink Partners
Co-Manager(s): JMP Securities, Oppenheimer & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Twitter, Inc.	TWTR [ NYSE ]	Priced at $26.00	$26.00	$45.10	70 million	11/7/2013
Underwriter(s): Goldman Sachs, Morgan Stanley, J.P. Morgan, BofA Merrill Lynch, Deutsche Bank Securities
Co-Manager(s): Allen & Co., CODE Advisors

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Arc Logistics Partners LP	ARCX [ NYSE ]	Priced at $19.00	$19.00	$19.00	6 million	11/6/2013
Underwriter(s): Citigroup, Barclays Capital, SunTrust Robinson Humphrey, Wells Fargo Securities
Co-Manager(s): RBC Capital Markets, Baird, Stifel, Global Hunter Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Barracuda Networks, Inc.	CUDA [ NYSE ]	Last trade $29.49	$0.00	$0.00	1.3 million	10/29/2014
Underwriter(s): Morgan Stanley

,

ompany	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Wix.com Ltd.	WIX [ NYSE ]	Priced at $16.50	$16.50	$18.50	7.7 million	11/6/2013
Underwriter(s): J.P. Morgan, BofA Merrill Lynch, RBC Capital Markets
Co-Manager(s): Needham, Oppenheimer Wix is a global web development platform that provides a cloud-based platform that enables businesses, organizations, professionals and individuals to take their businesses, brands and workflow online. They offer their solutions through a freemium and subscription model.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Container Store Group	TCS [ NYSE ]	Priced at $18.00	$18.00	$35.00	12.5 million	11/1/2013
Underwriter(s): J.P. Morgan, Barclays Capital, Credit Suisse
Co-Manager(s): Morgan Stanley, BofA Merrill Lynch, Wells Fargo Securities, Jefferies, Guggenheim

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Relypsa, Inc.	RLYP	Last trade $38.27	$0.00	$0.00	3.4 million	2/26/2015
Underwriter(s): BofA Merrill Lynch, Cowen & Co.
Co-Manager(s): Oppenheimer, Stifel, Wedbush PacGrow Life Sciences

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Vince Holding Corp	VNCE [ NYSE ]	Last trade $37.69	$20.00	$29.50	3.55 million	6/26/2014
Underwriter(s): BofA Merrill Lynch, Goldman Sachs, Baird, Barclays, J.P. Morgan, Wells Fargo Securities

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
LGI Homes, Inc.	LGIH [ Nasdaq ]	Priced at $11.00	$11.00	$12.26	9 million	11/7/2013
Underwriter(s): Deutsche Bank Securities, JMP Securities, J.P. Morgan
Co-Manager(s): Barclays, BofA Merrill Lynch, Builder Advisor Group

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Chegg, Inc.	CHGG [ NYSE ]	Priced at $12.50	$12.50	$11.00	15 million	11/13/2013
Underwriter(s): J.P. Morgan, BofA Merrill Lynch
Co-Manager(s): Jefferies, Piper Jaffray, Raymond James, BMO Capital Markets

,
,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
HMH Holdings	HMHC [ Nasdaq ]	Priced at $12.00	$12.00	$14.00	18.3 million	11/14/2013
Underwriter(s): Goldman Sachs, Morgan Stanley
Co-Manager(s): Citi, Credit Suisse, Wells Fargo Securities, Blackstone Capital Markets, BMO Capital Markets, Piper Jaffray, Stifel, Castle Oak, Ramire

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Extended Stay America	STAY [ NYSE ]	Last trade $23.09	$20.00	$22.75	21 million	8/7/2014
Underwriter(s): Deutsche Bank Securities, Goldman Sachs, J.P. Morgan

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Midcoast Energy Partners, L.P.	MEP [ NYSE ]	Priced at $18.00	$18.00	$17.00	18.5 million	11/7/2013
Underwriter(s): BofA Merrill Lynch, Barclays Capital, Citigroup, Credit Suisse, Deutsche Bank Securities, Goldman Sachs, J.P. Morgan, Morgan Stanley, Wells Fargo Securities, UBS Investment Bank
Co-Manager(s): RBS, SMBC Nikko, Ladenburg Thalmann

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Oxford Immunotec Global PLC	OXFD [ Nasdaq ]	Priced at $12.00	$12.00	$14.00	5.36 million	11/22/2013
Underwriter(s): J.P. Morgan, Piper Jaffray
Co-Manager(s): Cowen & Co., Baird

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Kindred Biosciences, Inc.	KIN [ Nasdaq ]	Last trade $18.53	$7.00	$8.75	2.7 million	4/3/2014
Underwriter(s): Leerink Partners, BMO Capital Markets, Guggenheim Securities

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Autohome Inc.	ATHM	Last trade $42.99	$17.00	$30.16	8.5 million	11/20/2014
Underwriter(s): Deutsche Bank Securities, Goldman Sachs

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
CatchMark Timber Trust	CTT [ NYSE ]	Priced at $13.50	$13.50	$13.50	10.5 million	12/12/2013
Underwriter(s): Raymond James, Baird, Stifel Nicolaus Weisel
Co-Manager(s): Mitsubishi UFJ Securities, Janney Montgomery Scott

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Cheniere Energy Partners LP Holdings	CQH	Last trade $23.91	$20.00	$19.60	10.1 million	11/14/2014
Underwriter(s): Credit Suisse

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Valero Energy Partners LP	VLP [ NYSE ]	Priced at $23.00	$23.00	$28.25	15 million	12/11/2013
Underwriter(s): J.P. Morgan, Barclays Capital, Citigroup, RBC Capital Markets, Wells Fargo Securities
Co-Manager(s): Mitsubishi UFJ Securities, SunTrust Robinson Humphrey, Credit Agricole, Credit Suisse, Jefferies, Mizuho Securities, RBS, ScotiaBank/Howard Weil

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Hilton Worldwide Holdings Inc.	HLT	Last trade $25.24	$20.00	$21.30	90 million	11/4/2014
Underwriter(s): Deutsche Bank Securities, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, J.P. Morgan, Wells Fargo Securities
Co-Manager(s): HSBC, UBS Investment Bank, Barclays, Credit Agricole CIB, Macquarie Capital, Nomura, MUFG, RBC Capital Markets, Baird, Raymond James, CastleOak Securities, Drexel Hamilton, Ramirez, Telsey Advisory Group

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Aramark Holdings	ARMK	Last trade $29.55	$20.00	$20.25	25 million	12/12/2014
Underwriter(s): Goldman Sachs, J.P. Morgan, Credit Suisse, Morgan Stanley, Barclays, BofA Merrill Lynch, RBC Capital Markets, Wells Fargo Securities
Co-Manager(s): Baird & Co., PNC Capital Markets, Rabo Securities USA, Samuel A. Ramirez & Co., Santander Investment Securities, SMBC Nikko Securities America, The Williams Capital Group

ompany	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
TetraLogic Pharmaceuticals	TLOG [ Nasdaq ]	Priced at $7.00	$7.00	$7.00	7.2 million	12/12/2013
Underwriter(s): Oppenheimer & Co., Guggenheim Securities, Needham & Co.

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Fidelity & Guaranty Life	FGL [ NYSE ]	Priced at $17.00	$17.00	$19.00	9.8 million	12/13/2013
Underwriter(s): Credit Suisse, J.P. Morgan, Jefferies, Macquarie Capital, RBC Capital Markets
Co-Manager(s): Nomura, Sandler O'Neill & Partners, Sterne Agee, Cantor Fitzgerald, Dowling & Partners

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
Nimble Storage	NMBL [ NYSE ]	Priced at $21.00	$21.00	$31.10	8 million	12/13/2013
Underwriter(s): Goldman Sachs, Morgan Stanley
Co-Manager(s): Pacific Crest Securities, William Blair, Stifel, Oppenheimer, Needham & Co.

,

Company	Symbol	Price Range	Issue Price	Open	Shares	Trade Date
AMC Entertainment	AMC [ NYSE ]	Priced at $18.00	$18.00	$19.18	18.4 million	12/18/2013
Underwriter(s): Citigroup, BofA Merrill Lynch, Barclays Capital, Credit Suisse
Co-Manager(s): B.Riley & Co., Barrington Research, FBR, HSBC, Loyal3 Securities, Piper Jaffray, Stifel, Wedbush Securities

,

,