2014:
There were 364 IPOs in 2014 -- A huge number . There were some fantastic trades to be made out of some basis. And as usual there were some complete dogs.
Company
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Symbol
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| American Capital Senior Floating, Ltd. | ACSF
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $13.25 | 10 million | 1/16/2014 |
Underwriter(s):
Morgan Stanley, Citigroup, Deutsche Bank Securities, Keefe, Bruyette & Woods, UBS Investment Bank | ||||||
Company
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| Dicerna Pharmaceuticals, Inc. | DRNA
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $30.00 | 6 million | 1/30/2014 |
Underwriter(s):
Jefferies, Leerink Swann, StifelDicerna is a biopharmaceutical company focused on the discovery and development of innovative treatments for rare inherited diseases involving the liver and for cancers that are genetically defined. They are using their proprietary RNA interference (RNAi) technology platform to build a broad pipeline in these therapeutic areas. Dicerna intends to discover, develop and commercialize novel therapeutics either on their own or in collaboration with pharmaceutical partners. Dicerna has partnered two of their oncology development programs with the global pharmaceutical company Kyowa Hakko Kirin Co., Ltd. (KHK) and is eligible to receive royalties on worldwide net sales for these product candidates. Dicerna also has an option to co-promote any product candidate targeting the oncogene KRAS, the more advanced of these two programs, in the U.S. for an equal share of the profits from U.S. net sale | ||||||
ompany
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| Rice Energy | RICE
[ NYSE ]
| Last trade $16.66 | $0.00 | $0.00 | 23.5 million | 4/13/2016 |
Underwriter(s):
Goldman Sachs | ||||||
Oil and gas exploration in Appalachian basin.
Company
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| Malibu Boats, Inc. | MBUU
[ Nasdaq ]
| Last trade $20.67 | $0.00 | $0.00 | 3.48 million | 5/21/2015 |
Underwriter(s):
Raymond James, Wells Fargo, SunTrust Robinson Humphrey | ||||||
CELP
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| Cypress Energy Partners, L.P. | CELP
[ NYSE ]
| Priced at $20.00 | $20.00 | $20.00 | 3.75 million | 1/15/2014 |
Underwriter(s):
Raymond James, Baird, Stifel, BMO Capital Markets | ||||||
Co-Manager(s):
Janney Montgomery Scott, Wunderlich Securities | ||||||
Company
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| Intrawest Resorts Holdings | SNOW
[ NYSE ]
| Priced at $12.00 | $12.00 | $11.11 | 15.6 million | 1/31/2014 |
Underwriter(s):
Goldman Sachs, Credit Suisse, Deutsche Bank Securities, BofA Merrill Lynch | ||||||
Co-Manager(s):
JMP Securities, KeyBanc Capital Markets, Stephens Inc. | ||||||
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| RSP Permian, Inc. | RSPP
[ NYSE ]
| Last trade $22.76 | $0.00 | $0.00 | 8.6 million | 8/5/2015 |
Underwriter(s):
Goldman Sachs | ||||||
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| Ultragenyx Pharmaceutical | RARE
[ Nasdaq ]
| Priced at $21.00 | $21.00 | $45.80 | 5.8 million | 1/31/2014 |
Underwriter(s):
J.P. Morgan, Morgan Stanley | ||||||
Co-Manager(s):
Cowen & Co., Canaccord Gencity | ||||||
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| Cara Therapeutics Inc. | CARA
[ Nasdaq ]
| Last trade $19.77 | $0.00 | $0.00 | 3.3 million | 7/30/2015 |
Underwriter(s):
Stifel, Piper Jaffray | ||||||
Co-Manager(s):
Canaccord Genuity, Needham & Co., Janney Montgomery Scott | ||||||
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| Trevana, Inc. | TRVN
[ Nasdaq ]
| Last trade $10.35 | $0.00 | $0.00 | 5.8 million | 9/11/2015 |
Underwriter(s):
Jefferies, Cowen & Co., Barclays | ||||||
ompany
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| GlycoMimetics, Inc. | GLYC
[ Nasdaq ]
| Last trade $7.37 | $0.00 | $0.00 | 2.7 million | 6/17/2016 |
Underwriter(s):
Jefferies, Cowen & Co. | ||||||
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| EP Energy | EPE
[ NYSE ]
| Priced at $20.00 | $20.00 | $19.90 | 35.2 million | 1/17/2014 |
Underwriter(s):
Credit Suisse, J.P. Morgan, Citigroup, Goldman Sachs, Morgan Stanley, Deutsche Bank Securities, UBS Investment Bank, BMO Capital Markets, RBC Capital Markets, Wells Fargo Securities | ||||||
Co-Manager(s):
Evercore, Tudor Pickering Holt, Barclays, Jefferies, BofA Merrill Lynch, BBVA, Nomura, Scotiabank/Howard Weil, SOCIETE GENERALE, TD Securities, Capital One, CIBC, SunTrust Robinson Humphrey, ING, Mizuho, SMBC Nikko, Stephens, Lebenthal, Topeka | ||||||
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| Santander Consumer USA Holdings | SC
[ NYSE ]
| Priced at $24.00 | $24.00 | $25.75 | 75 million | 1/23/2014 |
Underwriter(s):
Citigroup, J.P. Morgan, BofA Merrill Lynch, Deutsche Bank Securities, Santander, Barclays, Goldman Sachs, Morgan Stanley, RBC Capital Markets, BMO Capital Markets, Credit Suisse, UBS Investment Bank, Wells Fargo Securities | ||||||
Co-Manager(s):
KKR, Sandler O'Neil & Partners, Stephens, Inc., LOYAL3 Securities | ||||||
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| The New Home Company | NWHM
[ NYSE ]
| Priced at $11.00 | $11.00 | $11.50 | 7.8 million | 1/31/2014 |
Underwriter(s):
Citigroup, J.P. Morgan | ||||||
Co-Manager(s):
Zelma Partners | ||||||
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| Care.com | CRCM
[ NYSE ]
| Priced at $17.00 | $17.00 | $21.21 | 5.35 million | 1/24/2014 |
Underwriter(s):
Morgan Stanley, BofA Merrill Lynch, J.P. Morgan | ||||||
Co-Manager(s):
Allen & Co., Stifll | ||||||
Company
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| CM Finance | CMFN
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $15.30 | 6.7 million | 2/6/2014 |
Underwriter(s):
Raymond James, Keefe, Bruyette & Woods, Oppenheimer | ||||||
Co-Manager(s):
Stephens, Wunderlich Securities | ||||||
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| Concert Pharmaceuticals, Inc. | CNCE
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $15.75 | 6 million | 2/13/2014 |
Underwriter(s):
UBS Investment Bank, Wells Fargo Securities | ||||||
Co-Manager(s):
JMP Securities, Roth Capital Partners | ||||||
Company
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| Talmer Bancorp, Inc. | TLMR
[ Nasdaq ]
| Last trade $15.31 | $0.00 | $0.00 | 9.66 million | 8/26/2015 |
Underwriter(s):
Keefe, Bruyette & Woods, Inc. | ||||||
Company
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| Flexion Therapeutics, Inc. | FLXN
[ Nasdaq ]
| Priced at $13.00 | $13.00 | $16.00 | 5 million | 2/12/2014 |
Underwriter(s):
BMO Capital Markets, Wells Fargo Securities | ||||||
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| Installed Building Products, Inc. | IBP
[ NYSE ]
| Priced at $11.00 | $11.00 | $12.30 | 7.45 million | 2/13/2014 |
Underwriter(s):
Deutsche Bank Securities, UBS Investment Bank | ||||||
Co-Manager(s):
Zelman Partners LLC | ||||||
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| uniQure B.V. | QURE
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $17.00 | 5.4 million | 2/5/2014 |
Underwriter(s):
Jefferies, Leerink Swann, Piper Jaffray | ||||||
ZZZ
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| Revance Therapeutics, Inc. | RVNC
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $21.00 | 6 million | 2/6/2014 |
Underwriter(s):
Cowen & Co., Piper Jaffray | ||||||
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| Auspex Pharmaceuticals | ASPX
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $15.00 | 7 million | 2/5/2014 |
Underwriter(s):
Stifel, BMO Capital Markets | ||||||
Co-Manager(s):
Baird, William Blair, Ladenburg Thalmann | ||||||
BOUGHT out by TEVA
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| Continental Building Products, Inc. | CBPX
[ NYSE ]
| Priced at $14.00 | $14.00 | $14.66 | 11.8 million | 2/5/2014 |
Underwriter(s):
Citigroup, Credit Suisse, Barclays Capital, Deutsche Bank Securities, RBC Capital Markets | ||||||
Co-Manager(s):
Zelman Partners LLC, SunTrust Robinson Humphrey, Stephens Inc., BB&T Capital Markets | ||||||
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| Ladder Capital Corp | LADR
[ NYSE ]
| Priced at $17.00 | $17.00 | $16.50 | 13.25 million | 2/6/2014 |
Underwriter(s):
Deutsche Bank Securities, Citigroup, Wells Fargo Securities, BofA Merrill Lynch, J.P. Morgan | ||||||
Co-Manager(s):
FBR, JMP Securities, Keefe, Bruyette & Woods | ||||||
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| Eagle Pharmaceuticals, Inc. | EGRX
[ Nasdaq ]
| Last trade $42.21 | $0.00 | $0.00 | 1.2 million | 3/17/2015 |
Underwriter(s):
Piper Jaffray, William Blair, RBC Capital Markets | ||||||
Co-Manager(s):
Cantor Fitzgerald & Co. | ||||||
Company
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| Lumenis Ltd. | LMNS
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.50 | 6.25 million | 2/27/2014 |
Underwriter(s):
Goldman Sachs, Credit Suisse, Jefferies | ||||||
Co-Manager(s):
Wells Fargo Securities | ||||||
BOUGHT OUT!
Company
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| Inogen, Inc. | INGN
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $16.00 | 4.4 million | 2/14/2014 |
Underwriter(s):
J.P. Morgan | ||||||
Co-Manager(s):
Leerink Swann, William Blair, Stifel | ||||||
ompany
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| Amedica Corporation | AMDA
[ Nasdaq ]
| Priced at $5.75 | $5.75 | $6.16 | 3.5 million | 2/13/2014 |
Underwriter(s):
JMP Securities | ||||||
Co-Manager(s):
Needham & Co. | ||||||
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| Varonis Systems, Inc. | VRNS
[ Nasdaq ]
| Priced at $22.00 | $22.00 | $39.00 | 4.8 million | 2/28/2014 |
Underwriter(s):
Morgan Stanley, Barclays, Jefferies, RBC Capital Markets | ||||||
Co-Manager(s):
Needham & Co. | ||||||
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| Egalet Corporation | EGLT
[ Nasdaq ]
| Last trade $11.53 | $0.00 | $0.00 | 6.5 million | 7/28/2015 |
Underwriter(s):
Stifel, Guggenheim Securities | ||||||
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| GeoPark Ltd | GPRK
[ NYSE ]
| Priced at $7.00 | $7.00 | $6.74 | 13.5 million | 2/7/2014 |
Underwriter(s):
J.P. Morgan, BTG Pactual, Itau BBA | ||||||
Co-Manager(s):
Scotiabank/Howard Weil | ||||||
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| Eleven Biotherapeutics | EBIO
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $10.35 | 5 million | 2/6/2014 |
Underwriter(s):
Citigroup, Cowen & Co., Leerink Swann | ||||||
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| Argos Therapeutics, Inc. | ARGS
[ Nasdaq ]
| Last trade $6.46 | $0.00 | $0.00 | 5.4 million | 7/28/2016 |
Underwriter(s):
Stifel, JMP Securities | ||||||
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| TPG Specialty Lending, Inc. | TSLX
[ NYSE ]
| Priced at $16.00 | $16.00 | $16.05 | 7 million | 3/21/2014 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Goldman Sachs, Citigroup, Wells Fargo Securities, Barclays | ||||||
Co-Manager(s):
TPG Capital BD, LLC, Janney Montgomery Scott, JMP Securities | ||||||
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| TriplePoint Venture Growth BDC Corp. | TPVG
[ NYSE ]
| Priced at $15.00 | $15.00 | $15.00 | 8.33 million | 3/6/2014 |
Underwriter(s):
Morgan Stanley, Wells Fargo, Goldman Sachs, Credit Suisse, UBS Investment Bank | ||||||
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| Everyday Health, Inc. | EVDY
[ NYSE ]
| Priced at $14.00 | $14.00 | $14.50 | 7.15 million | 3/28/2014 |
Underwriter(s):
J.P. Morgan, Credit Suisse, Citigroup | ||||||
Co-Manager(s):
Stifel, SunTrust Robinson Humphrey | ||||||
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| 2U, Inc. | TWOU
[ Nasdaq ]
| Priced at $13.00 | $13.00 | $13.00 | 9.18 million | 3/28/2014 |
Underwriter(s):
Goldman Sachs, Credit Suisse | ||||||
Co-Manager(s):
Needham & Co., Oppenheimer & Co., Pacific Crest Securities | ||||||
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| A10 Networks, Inc. | ATEN
[ NYSE ]
| Priced at $15.00 | $15.00 | $13.75 | 12.5 million | 3/21/2014 |
Underwriter(s):
Morgan Stanley, BofA Merrill Lynch, J.P. Morgan, RBC Capital Markets | ||||||
Co-Manager(s):
Pacific Crest Securities, Oppenheimer & Co. | ||||||
STAGE 4 to start!
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| Versartis, Inc. | VSAR
[ Nasdaq ]
| Priced at $21.00 | $21.00 | $28.00 | 6 million | 3/21/2014 |
Underwriter(s):
Morgan Stanley, Citigroup | ||||||
Co-Manager(s):
Cowen & Co., Canaccord GenuityVersartis is an endocrine-focused biopharmaceutical company initially developing their novel long-acting recombinant human growth hormone, VRS-317, for growth hormone deficiency, or GHD, an orphan disease. VRS-317 is intended to reduce the burden of daily treatment by requiring significantly fewer injections, potentially improving compliance and, therefore, treatment outcomes. | ||||||
,
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| Nord Anglia Education | NORD
[ NYSE ]
| Last trade $25.82 | $0.00 | $0.00 | 6.7 million | 6/11/2015 |
Underwriter(s):
Credit Suisse, Goldman Sachs, Deutsche Bank Securities, RBC Capital Markets, Barclays, BMO Capital Markets | ||||||
Co-Manager(s):
HSBC, William Blair | ||||||
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| King Digital Entertainment PLC | KING
[ NYSE ]
| Priced at $22.50 | $22.50 | $20.50 | 22.2 million | 3/26/2014 |
Underwriter(s):
J.P. Morgan, Credit Suisse, BofA Merrill Lynch, Barclays, Deutsche Bank, RBC Capital Markets | ||||||
Co-Manager(s):
BMO Capital Markets, Cowen & Co., Pacific Crest Securities, Piper Jaffray, Stifel, Wedbush Securities, Raine Securities | ||||||
Company
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| Akebia Therapeutics | AKBA
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $22.90 | 5.88 million | 3/20/2014 |
Underwriter(s):
Morgan Stanley, Credit Suisse | ||||||
Co-Manager(s):
UBS Investment Bank, NomuraAkebia is a biopharmaceutical company focused on the development of novel proprietary therapeutics based on hypoxia inducible factor, or HIF, biology and the commercialization of these products for patients with kidney disease. HIF is the primary regulator of the production of red blood cells, or RBCs, in the body and a potentially novel mechanism of treating anemia. Akebia's lead product candidate, AKB-6548, is being developed as a once-daily oral therapy that has successfully completed a Phase 2a proof of concept study demonstrating that AKB-6548 safely and predictably raised hemoglobin levels in patients with anemia secondary to chronic kidney disease, or CKD, not requiring dialysis. | ||||||
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| Aerohive Networks, Inc. | HIVE
[ NYSE ]
| Priced at $10.00 | $10.00 | $8.95 | 7.5 million | 3/28/2014 |
Underwriter(s):
Goldman Sachs, BofA Merrill Lynch | ||||||
Co-Manager(s):
Piper Jaffray, William Blair, JMP Securities | ||||||
,
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| Amber Road, Inc. | AMBR
[ NYSE ]
| Priced at $13.00 | $13.00 | $17.50 | 7.4 million | 3/21/2014 |
Underwriter(s):
Stifel, Pacific Crest Securities | ||||||
Co-Manager(s):
Canaccord Genuity, Needham & Co., Raymond James | ||||||
Company
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| Mediwound Ltd. | MDWD
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $16.00 | 5 million | 3/20/2014 |
Underwriter(s):
Credit Suisse, Jefferies, BMO Capital Markets | ||||||
Co-Manager(s):
Oppenheimer & Co. | ||||||
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| Castlight Health, Inc. | CSLT
[ NYSE ]
| Priced at $16.00 | $16.00 | $37.50 | 11.1 million | 3/14/2014 |
Underwriter(s):
Goldman Sachs, Morgan Stanley | ||||||
Co-Manager(s):
Allen & Co., Stifel, Canaccord Genuity, Raymond JamesCastlight is a pioneer in cloud-based software that enables enterprises to control their escalating health care costs. Castlight's Enterprise Healthcare Cloud provides personalized, actionable information to their employees, implementing technology-enabled benefit designs and integrating disparate systems and applications. Their technology offers aggregates large-scale data and applies analytics to make health care cost and quality data transparent and useful. | ||||||
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| Paylocity Holding Corporation | PCTY
[ Nasdaq ]
| Last trade $31.98 | $0.00 | $0.00 | 3.74 million | 9/25/2015 |
Underwriter(s):
Deutsche Bank, BofA Merrill Lynch, William Blair & Co., Stifel | ||||||
Co-Manager(s):
JMP Securities, Raymond James, Needham & Co., First Analysi | ||||||
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| Achaogen, Inc. | AKAO
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.85 | 6 million | 3/12/2014 |
Underwriter(s):
Credit Suisse, Cowen & Co. | ||||||
Co-Manager(s):
William Blair, Needham & Co. | ||||||
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| Applied Genetic Technologies Corp | AGTC
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.75 | 4.2 million | 3/27/2014 |
Underwriter(s):
BMO Capital Markets, Wedbush PacGrow Life Science | ||||||
Co-Manager(s):
Cantor Fitzgerald & Co., Roth Capital Partners | ||||||
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| Dipexium Pharmaceuticals, LLC | DPRX
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $14.60 | 2.75 million | 3/13/2014 |
Underwriter(s):
Oppenheimer, Feltl & Co. | ||||||
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| Bluerock Residential Growth Reit, Inc. | BRG
[ NYSE ]
| Priced at $14.50 | $14.50 | $14.50 | 3.45 million | 3/28/2014 |
Underwriter(s):
Wunderlich Securities | ||||||
ompany
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| Q2 Holdings, Inc. | QTWO
[ NYSE ]
| Priced at $13.00 | $13.00 | $16.25 | 7.76 million | 3/20/2014 |
Underwriter(s):
J.P. Morgan, Stifel | ||||||
Co-Manager(s):
RBC Capital Markets, Raymond James, Canaccord Genuity, Needham & Co. | ||||||
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| Aquinox Pharmaceuticals, Inc. | AQXP
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $11.80 | 4.2 million | 3/7/2014 |
Underwriter(s):
Jefferies, Cowen & Co. | ||||||
Co-Manager(s):
Canaccord Genuity | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| TriNet Group | TNET
[ NYSE ]
| Priced at $16.00 | $16.00 | $18.50 | 15 million | 3/27/2014 |
Underwriter(s):
J.P. Morgan, Morgan Stanley, Deutsche Bank Securities | ||||||
Co-Manager(s):
Jefferies, Stifel, William Blair | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Leju Holdings Ltd. | LEJU
[ NYSE ]
| Priced at $10.00 | $10.00 | $10.80 | 10.0 million | 4/17/2014 |
Underwriter(s):
Credit Suisse, J.P. Morgan | ||||||
Co-Manager(s):
China Renaissance, Macquarie Capital, China Merchants Securities (HK)CHINA | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Paycom Software, Inc. | PAYC
[ NYSE ]
| Priced at $15.00 | $15.00 | $17.90 | 6.65 million | 4/15/2014 |
Underwriter(s):
Barclays, J.P. Morgan | ||||||
Co-Manager(s):
Pacific Crest Securities, Stifel, Canaccord TenuityPaycom is a leading provider of a cloud-based human capital management, or HCM, software solution delivered as Software-as-a-Service, or SaaS. They provide functionality and data analytics that businesses use to manage the complete employment life cycle from recruitment to retirement. Their solution is based on a core system of record maintained in a single database for all HCM functions, including talent acquisition, time and labor management, payroll, talent management and human resources, or HR, management applications. | ||||||
Company
|
Symbol
|
Price Range
|
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|
Open
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|
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|
| Zoe's Kitchen, Inc. | ZOES
[ NYSE ]
| Priced at $15.00 | $15.00 | $25.65 | 5.8 million | 4/11/2014 |
Underwriter(s):
Jefferies, Piper Jaffray, Baird | ||||||
Co-Manager(s):
William Blair, Stephens, Inc., StifelZoes Kitchen is a growing, fast casual restaurant concept serving Mediterranean-inspired dishes delivered with Southern hospitality. Founded in 1995 by Zoe and Marcus Cassimus in Birmingham, Alabama, Zoes Kitchen has grown from 21 restaurants across seven states in 2008, to 111 restaurants across 15 states as of February 24, 2014. | ||||||
Company
|
Symbol
|
Price Range
|
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|
Open
|
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|
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|
| Cerulean Pharma Inc. | CERU
[ Nasdaq ]
| Last trade $7.25 | $0.00 | $0.00 | 4.8 million | 4/7/2015 |
Underwriter(s):
Leerink Partner, Barclays Capital | ||||||
Co-Manager(s):
Canaccord Genuity, JMP Securities, Wedbush PacGrow | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
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|
| Sportsman's Warehouse Holdings, Inc. | SPWH
[ Nasdaq ]
| Priced at $9.50 | $9.50 | $9.50 | 12.5 million | 4/17/2014 |
Underwriter(s):
Credit Suisse, Goldman Sachs | ||||||
Co-Manager(s):
Baird, William Blair, Piper Jaffray, Wells Fargo, D.A. Davidson & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Quotient Limited | QTNT
[ Nasdaq ]
| Last trade $7.50 | $0.00 | $0.00 | 2 million | 7/29/2016 |
Underwriter(s):
Jefferies | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| iKang Healthcare Group, Inc. | KANG
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $16.50 | 10.9 million | 4/9/2014 |
Underwriter(s):
BofA Merrill Lynch, UBS Investment Bank | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Opower | OPWR
[ NYSE ]
| Priced at $19.00 | $19.00 | $25.00 | 6.1 million | 4/4/2014 |
Underwriter(s):
Morgan Stanley, Goldman Sachs | ||||||
Co-Manager(s):
Allen & Co., Pacific Crest Securities, Canaccord Genuity, Cowen & Co. | ||||||
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| Five9 | FIVN
[ NYSE ]
| Priced at $7.00 | $7.00 | $7.95 | 10 million | 4/4/2014 |
Underwriter(s):
J.P. Morgan, Barclays, BofA Merrill Lynch | ||||||
Co-Manager(s):
Pacific Crest Securities, Canaccord Genuity, Needham & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| GrubHub Inc. | GRUB
[ NYSE ]
| Priced at $26.00 | $26.00 | $40.00 | 7.4 million | 4/4/2014 |
Underwriter(s):
Citigroup, Morgan Stanley | ||||||
Co-Manager(s):
Allen & Company LLC, BMO Capital Markets, Canaccord Genuity, Raymond James, William Blair | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Tarena International, Inc. | TEDU
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $9.86 | 15.3 million ADSs | 4/3/2014 |
Underwriter(s):
Goldman Sachs (Asia), Credit Suisse | ||||||
Co-Manager(s):
Jefferies, Oppenheimer & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| La Quinta Holdings Inc. | LQ
[ NYSE ]
| Priced at $17.00 | $17.00 | $16.75 | 38.25 million | 4/9/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank Securities, Goldman Sachs & Co., Wells Fargo Securities | ||||||
Co-Manager(s):
Blackstone Capital Markets, EA Markets, Evercore, JMP Securities, Lebenthal Capital Markets, Loop Capital Markets, Mischler Financial Group, Ramirez & Co., Raymond James, RBC Capital Markets, Stifel | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| The Rubicon Project | RUBI
[ NYSE ]
| Priced at $15.00 | $15.00 | $17.50 | 6.77 million | 4/2/2014 |
Underwriter(s):
Morgan Stanley, Goldman Sachs, RBC Capital Markets | ||||||
Co-Manager(s):
Needham & Co., Oppenheimer, LUMA Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Sabre Corporation | SABR
[ Nasdaq ]
| Last trade $20.48 | $0.00 | $0.00 | 20 million | 2/5/2015 |
Underwriter(s):
Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, Deutsche Bank | ||||||
Co-Manager(s):
Evercore, Jefferies, Foros, TPG Capital BD, Cowen & Co, Bernstein, William Blair, Mizuho Securities, Natixis, The Williams Capital Group | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Farmland Partners Inc. | FPI
[ NYSE ]
| Last trade $13.62 | $14.00 | $13.75 | 3.8 million | 7/25/2014 |
Underwriter(s):
Baird, Stifel | ||||||
Co-Manager(s):
BMO Capital Markets, FBR Capital Markets, Janney Montgomery Scott, MUFG | ||||||
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| IMS Health Holdings | IMS
[ NYSE ]
| Priced at $20.00 | $20.00 | $22.18 | 65 million | 4/4/2014 |
Underwriter(s):
J.P. Morgan, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays, Deutsche Bank Securities, Wells Fargo Securities | ||||||
Co-Manager(s):
TPG Capital BD, LLC, HSBC, SunTrust Robinson Humphrey, Mizuho Securities, RBC Capital Markets,Piper Jaffray, William Blair, Drexel Hamilton, Leerink Partners, Stifel | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Enable Midstream Partners LP | ENBL
[ NYSE ]
| Priced at $20.00 | $20.00 | $21.50 | 25 million | 4/11/2014 |
Underwriter(s):
Morgan Stanley, Barclays Capital, Goldman Sachs | ||||||
Co-Manager(s):
Citigroup, Deutsche Bank Securities, J.P. Morgan, UBS Investment Bank, Wells Fargo Securities, BofA Merrill Lynch, Credit Suisse, RBC Capital Markets | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Opus Bank | OPB
[ Nasdaq ]
| Last trade $38.93 | $0.00 | $0.00 | 5.12 million | 11/18/2015 |
Underwriter(s):
Sandler O'Neill, Keefe, Bruyette & Woods, J.P. Morgan, Credit Suisse | ||||||
Co-Manager(s):
Piper Jaffray | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Vital Therapies | VTL
[ Nasdaq ]
| Last trade $5.51 | $0.00 | $0.00 | 5.4 million | 10/23/2015 |
Underwriter(s):
BofA Merrill Lynch | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| City Office REIT, Inc. | CIO
[ NYSE ]
| Priced at $12.50 | $12.50 | $12.50 | 5.8 million | 4/15/2014 |
Underwriter(s):
Janney Montgomery Scott, Wunderlich Securities, Oppenheimer | ||||||
Co-Manager(s):
Ladenburg Thalmann & Co., BB&T Capital Markets, Compass Point, D.A. Davidson & Co., Boenning & Scatergood, Inc., Feltl and Company | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Phibro Animal Health Corporation | PAHC
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $16.50 | 12.745 million | 4/11/2014 |
Underwriter(s):
BofA Merrill Lynch, Morgan Stanley, Barclays | ||||||
Co-Manager(s):
Guggenheim Securities, Macquarie Capital, Cantor Fitzgerald & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Moelis & Co. | MC
[ NYSE ]
| Priced at $25.00 | $25.00 | $27.00 | 6.5 million | 4/16/2014 |
Underwriter(s):
Goldman Sachs, Morgan Stanley, Moelis & Co., J.P. Morgan, UBS Investment Bank | ||||||
Co-Manager(s):
Keefe, Bruyette & Woods, Sanford C. Bernstein, JMP Securities | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Adamas Pharmaceuticals | ADMS
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $16.85 | 3 million | 4/10/2014 |
Underwriter(s):
Credit Suisse, Piper Jaffray | ||||||
Co-Manager(s):
William Blair, Needham & Co. | ||||||
dd
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Weibo Corporation | WB
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $16.27 | 16.8 million | 4/17/2014 |
Underwriter(s):
Goldman Sachs (Asia), Credit Suisse | ||||||
Co-Manager(s):
Morgan Stanley, Piper Jaffray, China Renaissance | ||||||
Note: big first day range.
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Ally Financial | ALLY
[ NYSE ]
| Last trade $17.81 | $0.00 | $0.00 | 15 million | 5/3/2016 |
Underwriter(s):
Morgan Stanley | ||||||
,
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Heritage Insurance Holding, Inc., | HRTG
[ NYSE ]
| Priced at $11.00 | $11.00 | $11.55 | 6 million | 5/23/2014 |
Underwriter(s):
Citigroup | ||||||
Co-Manager(s):
SunTrust Robinson Humphrey, Sandler O' Neill + Partners, L.P., Dowling & Partners Securities LLC, JMP Securities, Willis Capital Markets & Advisory | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Jumei International Holding Limited | JMEI
[ NYSE ]
| Priced at $22.00 | $22.00 | $27.25 | 11.1 million | 5/16/2014 |
Underwriter(s):
Goldman Sachs (Asia) L.L.C., Credit Suisse, J.P. Morgan | ||||||
Co-Manager(s):
China Renaissance, Piper Jaffray, Oppenheimer & Co. | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Parsley Energy | PE
[ NYSE ]
| Last trade $25.07 | $0.00 | $0.00 | 8 million | 5/24/2016 |
Underwriter(s):
Credit Suisse | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Zendesk Inc., | ZEN
[ NYSE ]
| Priced at $9.00 | $9.00 | $11.40 | 11.1 million | 5/15/2014 |
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley, Credit Suisse | ||||||
Co-Manager(s):
Pacific Crest Securities, Canaccord TenuityZendesk is a software development company that provides a software-as-a-service, or SaaS, customer service platform. Their platform helps organizations engage with people in new ways that foster long-term customer loyalty and satisfaction. Zendesk enables organizations to better answer customers' questions, and to solve their problems through everyday channels such as email, chat, voice, social media, and websites. The Zendesk platform also helps people find answers on their own through knowledge bases and communities, capitalizing on the increasing customer preference for self-service. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| SunEdison Semiconductor Limited | SEMI
[ Nasdaq ]
| Priced at $13.00 | $13.00 | $15.00 | 7.2 million | 5/22/2014 |
Underwriter(s):
Deutsche Bank Securities, Goldman Sachs & Co., Wells Fargo Securities | ||||||
Co-Manager(s):
Macquarie Capital, Citigroup | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| SCYNEXIS, Inc. | SCYX
[ Nasdaq ]
| $10.00-$10.00 | $10.00 | $9.75 | 6.2 million | 5/2/2014 |
Underwriter(s):
RBC Capital Markets, Canaccord Genuity | ||||||
Co-Manager(s):
JMP Securities | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Alder BioPharmaceuticals | ALDR
[ Nasdaq ]
| Last trade $25.92 | $0.00 | $0.00 | 3.9 million | 4/7/2016 |
Underwriter(s):
J.P. Morgan, Leerink Partners, Wells Fargo Securities | ||||||
HALL OF FAME!
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Papa Murphy's Holdings, Inc. | FRSH
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $12.10 | 5.83 million | 5/2/2014 |
Underwriter(s):
Jefferies, Baird, Wells Fargo Securities | ||||||
Co-Manager(s):
William Blair, Raymond James, Stephens Inc. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| TrueCar Inc., | TRUE
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $9.70 | 7.8 million | 5/16/2014 |
Underwriter(s):
Goldman Sachs, J.P. Morgan, RBC Capital Markets | ||||||
Co-Manager(s):
Cowen & Company, JMP Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Ares Management, L.P. | ARES
[ NYSE ]
| Priced at $19.00 | $19.00 | $18.15 | 11.4 million | 5/2/2014 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Wells Fargo Securities | ||||||
Co-Manager(s):
Barclays, Citigroup, Credit Suisse, Deutsche Bank Securities, RBC Capital Markets, UBS Investment Bank, BMO Capital Markets, Keefe, Bruyette & Woods, SunTrust Robinson Humphrey, BNY Mellon Capital Markets, LLC, Houlihan Lokey, Imperial Capital, JMP Securities, Mitsubishi UFJ Securities, SMBC Nikko | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Cheetah Mobile Inc., | CMCM
[ NYSE ]
| Priced at $14.00 | $14.00 | $15.25 | 12 million | 5/8/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, Credit Suisse | ||||||
Co-Manager(s):
Macquarie Capital, Oppenheimer & Co.,Cheetah Mobile has developed a platform that offers mission critical applications for their users and global content distribution channels for their business partners, both of which are powered by Cheetah's proprietary cloud-based data analytics engines. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Agile Therapeutics, Inc. | AGRX
[ Nasdaq ]
| Priced at $6.00 | $6.00 | $5.50 | 9.2 million | 5/23/2014 |
Underwriter(s):
RBC Capital Markets, William Blair | ||||||
Co-Manager(s):
Cantor Fitzgerald & Co., Janney Montgomery Scott | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| JD.com | JD
[ Nasdaq ]
| Priced at $19.00 | $19.00 | $21.75 | 93.7 million | 5/22/2014 |
Underwriter(s):
BofA Merrill Lynch, UBS Investment, Allen & Company LLC, Barclays, China Renaissance, Jefferies | ||||||
Co-Manager(s):
Oppenheimer & Co., Piper Jaffray, SunTrust Robinson Humphrey, Cowen and Company | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Superior Drilling Products | SDPI
[ NYSE ]
| Priced at $4.00 | $4.00 | $4.00 | 6.75 million | 5/23/2014 |
Underwriter(s):
Roth Capital Partners | ||||||
Co-Manager(s):
Wunderlich Securities, Feltl and Company | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| K2M Group Holdings, Inc. | KTWO
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $15.00 | 8.83 million | 5/8/2014 |
Underwriter(s):
Piper Jaffray, Barclays, Wells Fargo Securities | ||||||
Co-Manager(s):
William Blair, Cowen and Company | ||||||
,
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| ServisFirst Bancshares Inc., | SFBS
[ Nasdaq ]
| Priced at $91.00 | $91.00 | $91.00 | 0.625 million | 5/14/2014 |
Underwriter(s):
Sandler O' Neill + Partners LP | ||||||
Co-Manager(s):
Raymond James | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| PBF Logistics LP | PBFX
[ NYSE ]
| Priced at $23.00 | $23.00 | $28.00 | 13.75 million | 5/9/2014 |
Underwriter(s):
Barclays, UBS Investment Bank | ||||||
Co-Manager(s):
Citigroup, Credit Suisse, Deutsche Bank SecuritiesPBF Logistics is a fee-based, growth-oriented, traditional Delaware master limited partnership recently formed by PBF Energy to own or lease, operate, develop and acquire crude oil and refined petroleum products terminals, pipelines, storage facilities and similar logistics assets. They receive, handle and transfer crude oil from sources located throughout the United States and Canada for PBF Energy in support of its three refineries located in Toledo, Ohio, Delaware City, Delaware and Paulsboro, New Jersey. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Tuniu Corp., | TOUR
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $9.00 | 8 million | 5/9/2014 |
Underwriter(s):
Morgan Stanley, Credit Suisse, China Renaissance | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| GasLog Partners LP | GLOP
[ NYSE ]
| Priced at $21.00 | $21.00 | $25.50 | 8.4 million | 5/7/2014 |
Underwriter(s):
Citigroup, Credit Suisse, Wells Fargo Securities, | ||||||
Co-Manager(s):
Barclays, Evercore Group, UBS Investment Bank, Deutsche Bank, DNB Markets, Inc. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Adeptus Health Inc. | ADPT
[ NYSE ]
| Last trade $71.50 | $0.00 | $0.00 | 2.45 million | 6/3/2016 |
Underwriter(s):
Goldman Sachs | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| NextEra Energy Partners, LP | NEP
[ NYSE ]
| Priced at $25.00 | $25.00 | $32.55 | 16.3 million | 6/27/2014 |
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co., Morgan Stanley | ||||||
Co-Manager(s):
Baird, Barclays, BMO Capital Markets, Credit Suisse, KeyBanc Capital Markets, RBC Capital Markets, UBS Investment Bank, Wells Fargo SecuritiesNextEra Energy Partners is a limited partnership formed by NextEra Energy, Inc. to own, operate and acquire contracted clean energy projects through their limited partner interest in NEE Operating LP | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Amphastar Pharmaceuticals | AMPH
[ Nasdaq ]
| Priced at $7.00 | $7.00 | $7.00 | 8 million | 6/25/2014 |
Underwriter(s):
Jefferies, BMO Capital Markets, Piper Jaffray | ||||||
Co-Manager(s):
Needham & Company | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Ardelyx Inc., | ARDX
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $14.50 | 4.3 million | 6/19/2014 |
Underwriter(s):
Citigroup, Leerink Partners | ||||||
Co-Manager(s):
JMP Securitie, Wedbush PacGrow Life Sciences | ||||||
,
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| GoPro Inc. | GPRO
[ Nasdaq ]
| $21.00-$24.00 | $24.00 | $28.65 | 17.8 million | 6/26/2014 |
Underwriter(s):
J.P. Morgan, Morgan Stanley, Citigroup, Barclays | ||||||
Co-Manager(s):
Allen & Company LLC, Stifel, Baird, JMP Securities, Piper Jaffray, Raymond James | ||||||
,
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Kite Pharma, Inc., | KITE
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $25.45 | 7.5 million | 6/20/2014 |
Underwriter(s):
Jefferies, Credit Suisse, Cowen and Co. | ||||||
Co-Manager(s):
Stifel | ||||||
Company
|
Symbol
|
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|
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Open
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|
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|
| Parnell Pharmaceutical Holdings Ltd | PARN
[ Nasdaq ]
| $10.00-$10.00 | $10.00 | $9.25 | 5 million | 6/18/2014 |
Underwriter(s):
Jefferies, Piper Jaffray | ||||||
Co-Manager(s):
JMP Securities, Ladenburg Thalmann & Co. Inc., Geller Biopharm | ||||||
mpany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| ZS Pharma Inc., | ZSPH
[ Nasdaq ]
| Priced at $18.00 | $18.00 | $27.21 | 5.9 million | 6/18/2014 |
Underwriter(s):
J.P. Morgan, Credit Suisse | ||||||
Co-Manager(s):
BMO Capital Markets, William Blair | ||||||
BOUGHT OUT,
,
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| Viper Energy Partners LP | VNOM
[ Nasdaq ]
| Priced at $26.00 | $26.00 | $31.50 | 5 million | 6/18/2014 |
Underwriter(s):
Barclays, Credit Suisse, Wells Fargo Securities | ||||||
Co-Manager(s):
Baird, Raymond James, Scotiabank / Howard Weil, Simmons & Company International , Stifel, Tudor, Pickering, Holt & Co.,Northland Capital Markets, Sterne Agee. Wunderlich Securities | ||||||
ompany
|
Symbol
|
Price Range
|
Issue Price
|
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|
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|
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|
| Zhaopin Ltd. | ZPIN
[ NYSE ]
| Priced at $13.50 | $13.50 | $14.51 | 5.61 million | 6/12/2014 |
Underwriter(s):
Credit Suisse, UBS Investment Bank | ||||||
,
,
,
Company
|
Symbol
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|
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|
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|
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|
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|
| Century Communities | CCS
[ NYSE ]
| Priced at $23.00 | $23.00 | $23.00 | 4.5 million | 6/18/2014 |
Underwriter(s):
FBR, J.P. Morgan, Deutsche Bank Securities | ||||||
Co-Manager(s):
Zelman Partners LLC, Builder Advisor Group, LLC | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Eclipse Resources Corporation | ECR
[ NYSE ]
| Priced at $27.00 | $27.00 | $27.00 | 30.3 million | 6/20/2014 |
Underwriter(s):
Citigroup, Goldman Sachs & Co., Morgan Stanley, Barclays, BMO Capital Markets, Deutsche Bank Securities, KeyBanc Capital Markets, RBC Capital Markets | ||||||
Co-Manager(s):
Jefferies, Wells Fargo Securities, Capital One Securities, Johnson Rice Company L.L.C., Scotiabank, Simmons & Company International | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| The Michaels Companies, Inc. | MIK
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $17.00 | 27.8 million | 6/27/2014 |
Underwriter(s):
J.P. Morgan, Goldman Sachs & Co., Barclays, Deutsche Bank Securities | ||||||
Co-Manager(s):
BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Wells Fargo Securities, Guggenheim Securities, Macquarie Capital, Nomura, Piper Jaffray, Raymond James, Stephens Inc., SunTrust Robinson Humphrey, Ramirez & Co., Telsey Advisory Group, The Williams Capital Group | ||||||
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| Zafgen, Inc. | ZFGN
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $20.00 | 6 million | 6/19/2014 |
Underwriter(s):
Leerink Partners, Cowen and Company | ||||||
Co-Manager(s):
Canaccord Genuity, JMP SecuritiesZafgen is a biopharmaceutical company dedicated to improving the health and well-being of patients affected by obesity. Beloranib, their lead product candidate, is a novel, twice-weekly subcutaneous injection being developed for the treatment of multiple indications, including obesity and hyperphagia, or insatiable life-threatening hunger and hunger-related behaviors, in Prader-Willi Syndrome, or PWS, craniopharyngioma-associated obesity, and severe obesity in the general population | ||||||
,
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| Trinseo S.A. | TSE
[ NYSE ]
| Priced at $19.00 | $19.00 | $20.65 | 10 million | 6/12/2014 |
Underwriter(s):
Goldman Sachs & Co., Deutsche Bank Securities, Citigroup, Morgan Stanley, Barclays, BofA Merrill Lynch, HSBC, Jefferies | ||||||
Co-Manager(s):
Mizuho Securities, Scotiabank, SMBC Nikko, Wells Fargo Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Abengoa Yield plc | ABY
[ Nasdaq ]
| Priced at $29.00 | $29.00 | $35.16 | 24.9 million | 6/13/2014 |
Underwriter(s):
Citigroup, BofA Merrill Lynch | ||||||
Co-Manager(s):
Canaccord Genuity, HSBC, RBC Capital Markets, Banco Santander | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| TCP International Holdings Ltd. | TCPI
[ NYSE ]
| Priced at $11.00 | $11.00 | $11.00 | 7.1 million | 6/26/2014 |
Underwriter(s):
Deutsche Bank Securities, Piper Jaffray | ||||||
Co-Manager(s):
Canaccord Genuity, Cowen and Company | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Foresight Energy Partners LP | FELP
[ NYSE ]
| Priced at $20.00 | $20.00 | $20.00 | 17.5 million | 6/18/2014 |
Underwriter(s):
Barclays, Citigroup, Morgan Stanley, J.P. Morgan, Goldman Sachs & Co., Deutsche Bank Securities | ||||||
Co-Manager(s):
Stifel, Credit Agricole CIB PNC Capital Markets LLC, Huntington Investment Company | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Radius Health | RDUS
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $8.03 | 6.5 million | 6/6/2014 |
Underwriter(s):
Jefferies, Cowen & Co. | ||||||
Co-Manager(s):
Canaccord Genuity, Cantor Fitzgerald & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Imprivata, Inc. | IMPR
[ NYSE ]
| Priced at $15.00 | $15.00 | $17.00 | 5 million | 6/25/2014 |
Underwriter(s):
J.P. Morgan, Piper Jaffray | ||||||
Co-Manager(s):
William Blair, Wells Fargo Securities, Stephens | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Arista Networks, Inc. | ANET
[ NYSE ]
| Priced at $43.00 | $43.00 | $55.25 | 5.3 million | 6/6/2014 |
Underwriter(s):
Morgan Stanley, Citigroup, BofA Merrill Lynch, Barclays, Credit Suisse, Deutsche Bank Securities, RBC Capital Markets | ||||||
Co-Manager(s):
Wells Fargo Securities, Cowen & Co., JMP Securities, Needham & Co., Oppenheimer & Co., Pacific Crest Securities, Stifel, The Juda Group, William Blair | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Aspen Aerogels, Inc. | ASPN
[ NYSE ]
| Priced at $11.00 | $11.00 | $11.00 | 7.5 million | 6/13/2014 |
Underwriter(s):
Barclays, J.P. Morgan, Citigroup | ||||||
Co-Manager(s):
Baird, Canaccord Genuity | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Xunlei Limited | XNET
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $14.21 | 7.3 million | 6/24/2014 |
Underwriter(s):
J.P. Morgan, Citigroup | ||||||
Co-Manager(s):
Stifel, Oppenheimer & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| ServiceMaster Global Holdings | SERV
[ NYSE ]
| Priced at $17.00 | $17.00 | $17.45 | 35.9 million | 6/26/2014 |
Underwriter(s):
J.P. Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley | ||||||
Co-Manager(s):
BofA Merrill Lynch, Jefferies, Natixis, RBC Capital Markets, Baird, Piper Jaffray, Ramirez & Co., Inc. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| Memorial Resource Development Corp. | MRD | Last trade $23.68 | $19.00 | $21.26 | 30 million | 11/13/2014 |
Underwriter(s):
Citigroup, Barclays, BofA Merrill Lynch, BMO Capital Markets, Goldman Sachs, J.P. Morgan, Raymond James, RBC Capital Markets, Wells Fargo | ||||||
Co-Manager(s):
Credit Suisse, Scotiabank/Howard Weil, Simmons & Co. Int'l, Stephens, Stifel, Wunderlich Securities, Credit Agricole CIB, Natixis | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Materialise NV | MTLS
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.00 | 8 million | 6/25/2014 |
Underwriter(s):
Piper Jaffray, Credit Suisse | ||||||
Co-Manager(s):
BB&T Capital Markets, Janney Montgomery Scott, Stephens, KBC Securities | ||||||
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| MobileIron, Inc | MOBL
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $10.00 | 11.1 million | 6/12/2014 |
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co., Deutsche Bank Securities, Barclays | ||||||
Co-Manager(s):
Raymond James, Nomura, Stifel | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| El Pollo Loco Holdings | LOCO
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $19.00 | 7.14 million | 7/25/2014 |
Underwriter(s):
Jefferies, Morgan Stanley, Baird | ||||||
Co-Manager(s):
William Blair, Stifel | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Townsquare Media, Inc. | TSQ
[ NYSE ]
| Priced at $11.00 | $11.00 | $10.74 | 8.33 million | 7/24/2014 |
Underwriter(s):
BofA Merrill Lynch, Jefferies, RBC Capital Markets | ||||||
Co-Manager(s):
Guggenheim Securities, Macquarie Capital | ||||||
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Ocular Therapeutix | OCUL
[ Nasdaq ]
| Last trade $23.69 | $0.00 | $0.00 | 4 million | 6/5/2015 |
Underwriter(s):
Morgan Stanley, Cowen & Co., RBC Capital Markets | ||||||
Co-Manager(s):
Nomura, BTIG | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Innocoll GmbH | INNL
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $9.00 | 6.3 million | 7/25/2014 |
Underwriter(s):
Piper Jaffray, Stifel | ||||||
Co-Manager(s):
JMP Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Trupanion Inc. | TRUP
[ NYSE ]
| Priced at $10.00 | $10.00 | $11.25 | 7.1 million | 7/18/2014 |
Underwriter(s):
RBC Capital Markets, Barclays, Stifel | ||||||
Co-Manager(s):
Canaccord Genuity, Cowen and Company | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| HealthEquity Inc. | HQY
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $20.00 | 9.1 million | 7/31/2014 |
Underwriter(s):
J.P. Morgan, Wells Fargo Securities | ||||||
Co-Manager(s):
Raymond James, Baird, SunTrust Robinson, Humphrey | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| Pfenex, Inc. | PFNX
[ NYSE ]
| Priced at $6.00 | $6.00 | $6.00 | 8.33 million | 7/24/2014 |
Underwriter(s):
William Blair, JMP Securities | ||||||
Co-Manager(s):
Mizuho Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| CareDx Inc., | CDNA
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $9.50 | 4 million | 7/17/2014 |
Underwriter(s):
Piper Jaffray, Leerink Partners | ||||||
Co-Manager(s):
Raymond James, Mizuho SecuritiesThey are a commercial stage company that develops, markets and delivers a diagnostic surveillance solution for heart transplant recipients to help clinicians make personalized treatment decisions throughout a patient's lifetime. | ||||||
Company
|
Symbol
|
Price Range
|
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|
Open
|
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|
Trade Date
|
| Spark Energy, Inc. | SPKE
[ Nasdaq ]
| Last trade $19.15 | $0.00 | $0.00 | 1.5 million | 3/30/2016 |
Underwriter(s):
FBR Capital Markets, Janney Montgomery Scott, Wunderlich Securities, Ladenburg Thalmann | ||||||
Co-Manager(s):
USCA Securities, Drexel Hamilton | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| TerraForm Power, Inc. | TERP
[ Nasdaq ]
| Last trade $38.48 | $0.00 | $0.00 | 13 million | 6/19/2015 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, Barclays, Citigroup, BofA Merrill Lynch, Macquarie Capital, UBS Investment Bank | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Roka Biosciences | ROKA
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.00 | 5 million | 7/17/2014 |
Underwriter(s):
BofA Merrill Lynch, Leerink Partners | ||||||
Co-Manager(s):
Cowen and Company, Wedbush PacGrow Life Sciences | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Investar Holding Corporation | ISTR
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $14.23 | 2.87 million | 7/1/2014 |
Underwriter(s):
Sandler O' Neill + Partners LP, Sterne Agee | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Marinus Pharmaceuticals | MRNS
[ Nasdaq ]
| Last trade $7.73 | $0.00 | $0.00 | 3.9 million | 11/6/2015 |
Underwriter(s):
Jefferies, RBC Capital Markets | ||||||
,
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not existant.
,
,
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Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| Orion Engineered Carbon Holdings S.A. | OEC
[ NYSE ]
| Priced at $18.00 | $18.00 | $17.80 | 19.5 million | 7/25/2014 |
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co. | ||||||
Co-Manager(s):
UBS Investment Bank, Barclays, J.P. Morgan, KeyBanc Capital Markets, Macquarie Capital | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Minerva Neurosciences-BLOCK | NERV
[ Nasdaq ]
| Last trade $11.66 | $0.00 | $0.00 | 1 million | 8/10/2016 |
Underwriter(s):
Jefferies | ||||||
ompany
|
Symbol
|
Price Range
|
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|
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|
| Synchrony Financial | SYF
[ NYSE ]
| Priced at $23.00 | $23.00 | $23.00 | 125 million | 7/31/2014 |
Underwriter(s):
Goldman Sachs, J.P. Morgan, Citigroup, Morgan Stanley, Barclays, BofA Merrill Lynch, Credit Suisse, Deutsche Bank Securities | ||||||
Co-Manager(s):
BNP PARIBAS, HSBC, Mizuho Securities, MUFG, RBC Capital Markets, RBS, Santander, SMBC Nikko, SOCIETE GENERALE, Banca IMI, Blaylock Beal Van LLC, CastleOak Securities L.P., COMMERZBANK, Credit Agricole CIB, Fifth Third Securities, Guggenheim Securities, ING, Keefe, Bruyette & Woods, Lebenthal Capital Markets, Loop Capital Markets, Mischler Financial Group Inc., Ramirez & Co. Inc., The Williams Capital Group L.PSynchrony is a consumer financial services company in the United States. They are a provider of private label credit cards in the United States. Synchrony provides a range of credit products through programs they have established with national and regional retailers, local merchants, manufacturers, buying groups, industry associations and healthcare service providers. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Catalent, Inc. | CTLT
[ NYSE ]
| Last trade $26.22 | $0.00 | $0.00 | 10 million | 6/7/2016 |
Underwriter(s):
Goldman Sachs | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Macrocure Ltd. | MCUR
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $9.00 | 5.4 million | 7/31/2014 |
Underwriter(s):
Credit Suisse, Jefferies | ||||||
Co-Manager(s):
Nomura, Oppenheimer & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Immune Design Corp | IMDZ
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.15 | 5 million | 7/24/2014 |
Underwriter(s):
Jefferies, Leerink Partners, Wells Fargo Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
Trade Date
|
| Intersect ENT, Inc. | XENT
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $13.20 | 5 milion | 7/24/2014 |
Underwriter(s):
J.P. Morgan, Piper Jaffray | ||||||
Co-Manager(s):
Leerink Partners, Wedbush PacGrow Life Sciences | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Globant S.A. | GLOB
[ NYSE ]
| Priced at $10.00 | $10.00 | $12.95 | 5.85 million | 7/18/2014 |
Underwriter(s):
J.P. Morgan, Citigroup, Credit Suisse | ||||||
Co-Manager(s):
William Blair, Cowen and Company, LOYAL3 Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| iRadimed Inc. | IRMD
[ Nasdaq ]
| Priced at $6.25 | $6.25 | $10.00 | 2.02 million | 7/16/2014 |
Underwriter(s):
Roth Capital Partners | ||||||
Co-Manager(s):
Monarch Capital Group | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| TubeMogul, Inc. | TUBE
[ Nasdaq ]
| Priced at $7.00 | $7.00 | $9.00 | 6.3 million | 7/18/2014 |
Underwriter(s):
BofA Merrill Lynch, Citigroup, RBC Capital Markets | ||||||
Co-Manager(s):
BMO Capital Markets, Oppenheimer & Co. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Westlake Chemical Partners LP | WLKP
[ NYSE ]
| Priced at $24.00 | $24.00 | $30.28 | 11.3 million | 7/30/2014 |
Underwriter(s):
Barclays, UBS Investment Bank, BofA Merrill Lynch, Deutsche Bank Securities, Morgan Stanley | ||||||
Co-Manager(s):
Goldman Sachs, J.P. Morgan, Wells Fargo SecuritiesThey are a Delaware limited partnership recently formed by Westlake to operate, acquire and develop ethylene production facilities and related assets. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Advanced Drainage Systems, Inc. | WMS | Last trade $23.21 | $16.00 | $16.05 | 10 million | 12/4/2014 |
Underwriter(s):
Barclays, Deutsche Bank Securities | ||||||
Co-Manager(s):
RBC Capital Markets, BofA Merrill Lynch, Baird, Fifth Third Securities, PNC Capital Markets LLC | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Otonomy, Inc. | OTIC
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $18.13 | 6.25 million | 8/13/2014 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch | ||||||
Co-Manager(s):
Piper Jaffray, Sanford C. BernsteinThey are a clinical-stage biopharmaceutical company focused on the development and commercialization of innovative therapeutics for the treatment of diseases and disorders of the ear. | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| C1 Financial, Inc. | BNK
[ NYSE ]
| Priced at $17.00 | $17.00 | $17.60 | 2.6 million | 8/14/2014 |
Underwriter(s):
Keefe, Raymond James | ||||||
Co-Manager(s):
Sandler O'Neill + Partners, Wunderlich Securities, Hovde Group, Monroe Financial Partners, Inc. | ||||||
,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| iDreamSky Technology Limited | DSKY
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $17.50 | 7.7 million | 8/7/2014 |
Underwriter(s):
Credit Suisse, J.P. Morgan, Stifel | ||||||
Co-Manager(s):
Piper Jaffray | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
| Hoegh LNG Partners LP | HMLP
[ NYSE ]
| Priced at $20.00 | $20.00 | $22.00 | 9.6 million | 8/7/2014 |
Underwriter(s):
Citigroup, BofA Merrill Lynch, Morgan Stanley | ||||||
Co-Manager(s):
Barclays, UBS Investment Bank | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
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| T2 Biosystems, Inc. | TTOO
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $15.95 | 5.2 million | 8/7/2014 |
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley | ||||||
Co-Manager(s):
Leerink Partners, Janney Montgomery Scott | ||||||
Company
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Symbol
|
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|
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| Auris Medical Holding AG | EARS
[ Nasdaq ]
| Priced at $6.00 | $6.00 | $6.10 | 9.4 million | 8/6/2014 |
Underwriter(s):
Jefferies, Leerink Partners | ||||||
Co-Manager(s):
JMP Securities, Needham & Co | ||||||
Company
|
Symbol
|
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| Green Bancorp, Inc. | GNBC
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $16.37 | 4.7 million | 8/8/2014 |
Underwriter(s):
Sandler O' Neill + Partners LP, Jefferies | ||||||
Co-Manager(s):
J.P. Morgan, RBC Capital Markets, Keefe, Bruyette & Woods | ||||||
Company
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Symbol
|
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| FCB Financial Holdings | FCB
[ NYSE ]
| Priced at $22.00 | $22.00 | $20.50 | 7.5 million | 8/1/2014 |
Underwriter(s):
Deutsche Bank Securities, J.P. Morgan, BofA Merrill Lynch, UBS Investment Bank | ||||||
Co-Manager(s):
Keefe Bruyette & Woods, Guggenheim Securities, Hovde Group | ||||||
Company
|
Symbol
|
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|
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|
| Independence Contract Drilling | ICD
[ NYSE ]
| Last trade $4.91 | $0.00 | $0.00 | 8 million | 4/21/2016 |
Underwriter(s):
Morgan Stanley, Johnson Rice & Co. | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| VTTI Energy Partners LP | VTTI
[ NYSE ]
| Priced at $21.00 | $21.00 | $21.00 | 17.5 million | 8/1/2014 |
Underwriter(s):
Citigroup, J.P. Morgan, BofA Merrill Lynch, Credit Suisse, Deutsche Bank Securities, Wells Fargo Securities | ||||||
Co-Manager(s):
Rabobank, MUFG, BNP PARIBAS, HSBC, SOCIETE GENERALE, SMBC Nikko, Credit Agricole CIB, ING | ||||||
Company
|
Symbol
|
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|
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|
| Ryerson Holding Corporation | RYI
[ NYSE ]
| Priced at $11.00 | $11.00 | $10.35 | 11 million | 8/8/2014 |
Underwriter(s):
BofA Merrill Lynch, Deutsche Bank Securities, BMO Capital Markets | ||||||
Co-Manager(s):
J.P. Morgan, Jefferies, Wells Fargo Securities, KeyBanc Capital Markets, Citigroup, Stephens Inc., Macquarie Capital, Evercore | ||||||
Company
|
Symbol
|
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|
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|
Open
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|
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|
| Bio Blast Pharma Ltd. | ORPN
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $10.90 | 3.2 million | 7/31/2014 |
Underwriter(s):
Oppenheimer, Roth Capital Partners | ||||||
Co-Manager(s):
BTIG | ||||||
Company
|
Symbol
|
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|
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|
| Mobileye N.V. | MBLY
[ NYSE ]
| Priced at $25.00 | $25.00 | $36.00 | 35.6 million | 8/1/2014 |
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley | ||||||
Co-Manager(s):
Deutsche Bank Securities, Barclays, Citigroup, Wells Fargo Securities, Baird, William Blair, Raymond James | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| Loxo Oncology, Inc. | LOXO
[ Nasdaq ]
| Priced at $13.00 | $13.00 | $13.07 | 5.3 million | 8/1/2014 |
Underwriter(s):
Cowen & Co., Stifel | ||||||
Co-Manager(s):
Oppenheimer & Co., JMP Securities | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| CONE Midstream Partners LP | CNNX
[ NYSE ]
| Priced at $22.00 | $22.00 | $28.50 | 17.5 million | 9/25/2014 |
Underwriter(s):
Wells Fargo Securities, BofA Merrill Lynch, Citigroup, J.P. Morgan, Baird, Barclays, Deutsche Bank Securities, Goldman Sachs & Co., Morgan Stanley, Credit Suisse, RBC Capital Markets | ||||||
Co-Manager(s):
MUFG, PNC Capital Markets LLC, BB&T Capital Markets, BBVA, BNP PARIBAS, DNB Markets, Mizuho Securities,TD Securitiesa fee-based, growth-oriented master limited partnership recently formed by CONSOL Energy Inc. (NYSE: CNX) and Noble Energy, Inc. (NYSE: NBL), whom they refer to as their Sponsors, to own, operate, develop and acquire natural gas gathering and other midstream energy assets to service their Sponsors' production in the Marcellus Shale in Pennsylvania and West Virginia. | ||||||
Company
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Symbol
|
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|
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|
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|
| Medley Management Inc. | MDLY
[ NYSE ]
| Priced at $18.00 | $18.00 | $16.99 | 6 million | 9/24/2014 |
Underwriter(s):
Goldman Sachs, Credit Suisse, Barclays, Deutsche Bank, Keefe | ||||||
Co-Manager(s):
RCS Capital, JMP Securities, Ladenburg Thalmann, MLV & Co., Gilford Securities Incorporated | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
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|
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|
| Proqr Therapeutics B.V. | PRQR
[ Nasdaq ]
| Priced at $13.00 | $13.00 | $19.90 | 7.5 million | 9/18/2014 |
Underwriter(s):
Leerink Partners, Deutsche Bank Securities | ||||||
Co-Manager(s):
JMP Securities, H.C. Wainwright & Co. | ||||||
Company
|
Symbol
|
Price Range
|
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|
Open
|
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|
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|
| Vitae Pharmaceuticals, Inc. | VTAE
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $8.00 | 6.875 million | 9/24/2014 |
Underwriter(s):
Stifel, BMO Capital Markets | ||||||
Co-Manager(s):
JMP Securities, Wedbush PacGrow Life Sciences | ||||||
Company
|
Symbol
|
Price Range
|
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|
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|
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|
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|
| Tokai Pharmaceuticals, Inc. | TKAI
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $18.63 | 6.48 miillion | 9/17/2014 |
Underwriter(s):
BMO Capital Markets, Stifel, William Blair | ||||||
Co-Manager(s):
Janney Montgomery Scotta clinical-stage biopharmaceutical company focused on developing novel proprietary therapies for the treatment of prostate cancer and other hormonally-driven diseases. | ||||||
Company
|
Symbol
|
Price Range
|
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|
Open
|
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|
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|
| ReWalk Robotics Ltd. | RWLK
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.00 | 3 million | 9/12/2014 |
Underwriter(s):
Barclays, Jefferies | ||||||
Co-Manager(s):
Canaccord Genuity | ||||||
,
Company
|
Symbol
|
Price Range
|
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|
Open
|
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|
Trade Date
|
| Affimed Therapeutics B.V. | AFMD
[ Nasdaq ]
| Priced at $7.00 | $7.00 | $6.95 | 8 million | 9/12/2014 |
Underwriter(s):
Jefferies, Leerink Partners BMO Capital Markets | ||||||
Co-Manager(s):
Trout Capital | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Cyber-Ark Software Ltd. | CYBR
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $25.00 | 5.4 million | 9/24/2014 |
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities, Barclays | ||||||
Co-Manager(s):
William Blair, Nomura, Oppenheimer & Co. | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| Smart & Final Stores, Inc. | SFS
[ NYSE ]
| Priced at $12.00 | $12.00 | $13.10 | 13.5 million | 9/24/2014 |
Underwriter(s):
Credit Suisse, Morgan Stanley, Deutsche Bank Securities | ||||||
Co-Manager(s):
Barclays, Citigroup, Piper Jaffray, Guggenheim Securitiesa high-growth, value-oriented food retailer serving a diverse demographic of household and business customers through two complementary and highly productive store banners. | ||||||
ompany
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|
| Travelport Worldwide Limited | TVPT
[ NYSE ]
| Priced at $16.00 | $16.00 | $17.69 | 30 million | 9/25/2014 |
Underwriter(s):
Morgan Stanley, UBS Investment Bank, Credit Suisse, Deutsche Bank Securities | ||||||
Co-Manager(s):
Cowen and Company, Evercore, Jefferies, Sanford C. Bernstein, William Blair | ||||||
Company
|
Symbol
|
Price Range
|
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|
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|
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|
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|
| Civitas Solutions, Inc. | CIVI
[ NYSE ]
| Priced at $17.00 | $17.00 | $17.00 | 11.7 million | 9/17/2014 |
Underwriter(s):
Barclays, Jefferies, BofA Merrill Lynch, UBS Investment Bank | ||||||
Co-Manager(s):
Raymond James, SunTrust Robinson Humphrey, BMO Capital Markets, Avondale Partners | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Citizens Financial Group, Inc., | CFG
[ NYSE ]
| Priced at $21.50 | $21.50 | $21.50 | 140 million | 9/24/2014 |
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co., J.P. Morgan, Deutsche Bank Securities, RBS Securities, Wells Fargo Securities, Barclays, Citigroup | ||||||
Co-Manager(s):
Evercore Partners, ING Financial Markets, Guggenheim Securities, Sanford C. Bernstein & Co., Lebenthal & Co., The Williams Capital Group, Credit Suisse, Oppenheimer & Co., Jefferies, Keefe, Bruyette & Woods, RBC Capital Markets, Sandler O'Neill + Partners, UBS Securities | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Alibaba Group Holding Limited | BABA
[ NYSE ]
| Priced at $68.00 | $68.00 | $92.70 | 320.1 million | 9/19/2014 |
Underwriter(s):
Credit Suisse, Deutsche Bank, Goldman Sachs, J.P. Morgan, Morgan Stanley, Citi | ||||||
Co-Manager(s):
BOCI, CICC, CLSA, DBS Bank, HSBC, Mizuho, Pacific Crest, RBC Capital Markets, Stifel, Wells Fargo, BNP PARIBA, Evercore, Raymond James, SunTrust Robinson Humphrey, BHF Securities Corp., China Merchants Bank International, CIMB-GK Securities (HK) Ltd, ING Financial Markets LLC, Needham & Company LLC, Nomura Securities International Inc., Raine Securities, RBS United States, SG Americas Securities LLC, C.L. King & Associates, Lebenthal & Co Inc., Mischler Financial Group, Samuel A. Ramirez, The Williams Capital Group, Topeka Capital Markets | ||||||
Company
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Symbol
|
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|
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|
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|
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|
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|
| Foamix Pharmaceuticals Ltd. | FOMX
[ Nasdaq ]
| Last trade $9.42 | $0.00 | $0.00 | 5.3 million | 4/15/2015 |
Underwriter(s):
Barclays, Cowen & Co., Guggenheim Securities | ||||||
Co-Manager(s):
Oppenheimer & Co. | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Landmark Infrastructure Partners LP | LMRK
[ Nasdaq ]
| Last trade $17.65 | $0.00 | $0.00 | 2.5 million | 5/15/2015 |
Underwriter(s):
Raymond James, Baird, RBC Capital Markets | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Boot Barn Holdings, Inc. | BOOT
[ NYSE ]
| Priced at $16.00 | $16.00 | $19.00 | 5 million | 10/30/2014 |
Underwriter(s):
J.P. Morgan, Piper Jaffray, Jefferies | ||||||
Co-Manager(s):
Wells Fargo Securities, Baird | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| Sientra, Inc. | SIEN
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $17.62 | 5 million | 10/29/2014 |
Underwriter(s):
Piper Jaffray, Stifel | ||||||
Co-Manager(s):
Leerink Partners, William Blair | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Proteon Therapeutics, Inc. | PRTO
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $11.30 | 6.1 million | 10/22/2014 |
Underwriter(s):
Stifel, JMP Securities | ||||||
Co-Manager(s):
Baird, Oppenheimer & Co. | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| Fifth Street Asset Management | FSAM
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $16.00 | 6 million | 10/30/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, Goldman Sachs, RBC Capital Markets, Credit Suisse | ||||||
Co-Manager(s):
SMBC Nikko, Barclays, Deutsche Bank Securities, UBS Investment Bank, Janney Montgomery Scott, JMP Securities, Ladenburg Thalmann, KeyBanc Capital Markets, ING, Maxim Group LLC, MLV & Co., Sterne Agee, National Securities Corporation, Natixis | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| USD Partners LP | USDP
[ NYSE ]
| Priced at $17.00 | $17.00 | $15.80 | 9.12 million | 10/9/2014 |
Underwriter(s):
Citigroup, Barclays, Credit Suisse, BofA Merrill Lynch | ||||||
Co-Manager(s):
Evercore, BMO Capital Market, Deutsche Bank Securities, RBC Capital Markets, Janney Montgomery Scott | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Veritex Holdings | VBTX
[ Nasdaq ]
| Priced at $13.00 | $13.00 | $14.00 | 2.7 million | 10/9/2014 |
Underwriter(s):
Sandler O' Neill + Partners LP, Stephens Inc. | ||||||
Co-Manager(s):
Sterne Ageebank holding company h | ||||||
ompany
|
Symbol
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|
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|
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|
| Great Western Bancorp | GWB
[ NYSE ]
| Priced at $18.00 | $18.00 | $18.00 | 16 million | 10/15/2014 |
Underwriter(s):
Deutsche Bank Securities, BofA Merrill Lynch | ||||||
Co-Manager(s):
Keefe Bruyette & Woods, RBC Capital Markets, Sandler O'Neill + Partners, L.P., Macquarie Capital, Sterne Agee | ||||||
Company
|
Symbol
|
Price Range
|
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|
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|
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|
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|
| Dermira, Inc. | DERM
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $18.00 | 7.8 million | 10/3/2014 |
Underwriter(s):
Citigroup, Leerink Partners | ||||||
Co-Manager(s):
Guggenheim Securities, Needham & Company | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Vivint Solar | VSLR
[ NYSE ]
| Priced at $16.00 | $16.00 | $17.01 | 20.6 million | 10/1/2014 |
Underwriter(s):
Goldman Sachs & Co., BofA Merrill Lynch, Credit Suisse | ||||||
Co-Manager(s):
Citigroup, Morgan Stanley, Deutsche Bank Securities, Barclays, Blackstone Capital Market | ||||||
Price Range
|
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|
Open
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|
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| ||
| HubSpot, Inc.x | HUBS
[ NYSE ]
| Last trade $40.60 | $0.00 | $0.00 | 4.1 million | 3/18/2015 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, UBS | ||||||
Co-Manager(s):
Pacific Crest Securities, Canaccord Genuity, Raymond James, Needham & Co. | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| FMSA Holdings | FMSA
[ NYSE ]
| Priced at $16.00 | $16.00 | $16.55 | 25 million | 10/3/2014 |
Underwriter(s):
Morgan Stanley, Wells Fargo Securities, Barclays | ||||||
Co-Manager(s):
Goldman Sachs & Co., Jefferies, J.P. Morgan, KeyBanc Capital Markets, RBC Capital Markets, Baird, Cowen and Company, PNC Capital Markets LLC, Raymond James, Scotiabank / Howard Weil, Simmons & Company International, Tudor Pickering, Holt & Co. | ||||||
Company
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Symbol
|
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|
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|
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|
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|
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|
| Wayfair Inc. | W
[ NYSE ]
| Priced at $29.00 | $29.00 | $36.00 | 11 million | 10/2/2014 |
Underwriter(s):
Goldman Sachs, BofA Merrill Lynch, Citigroup | ||||||
Co-Manager(s):
Allen and Company, Pacific Crest, Piper Jaffray, Wells Fargo, Canaccord Genuity, Cowen and Company, Raymond James | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Forward Pharma | FWP
[ Nasdaq ]
| Priced at $21.00 | $21.00 | $18.99 | 10.5 million | 10/15/2014 |
Underwriter(s):
Leerink Partners, Jefferies, RBC Capital Markets | ||||||
Co-Manager(s):
JMP Securities | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
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|
| Calithera Biosciences | CALA
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $10.22 | 8 million | 10/2/2014 |
Underwriter(s):
Citigroup, Leerink Partners | ||||||
Co-Manager(s):
Wells Fargo Securities, JMP Securities | ||||||
Company
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|
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|
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|
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|
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|
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|
| AAC Holdings, Inc. | AAC
[ NYSE ]
| Priced at $15.00 | $15.00 | $20.00 | 5 million | 10/2/2014 |
Underwriter(s):
William Blair, Raymond James | ||||||
Co-Manager(s):
Avondale Partners | ||||||
Company
|
Symbol
|
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|
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|
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|
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|
| Diplomat Pharmacy | DPLO
[ NYSE ]
| Priced at $13.00 | $13.00 | $16.00 | 13.33 million | 10/10/2014 |
Underwriter(s):
Credit Suisse, Morgan Stanley | ||||||
Co-Manager(s):
J.P. Morgan, Wells Fargo Securities, William Blair, Leerink Partners | ||||||
Company
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Symbol
|
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|
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|
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|
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|
| Zayo Group Holdings | ZAYO
[ NYSE ]
| Priced at $19.00 | $19.00 | $21.51 | 21.05 million | 10/17/2014 |
Underwriter(s):
Morgan Stanley, Barclays, Goldman Sachs & Co. | ||||||
Co-Manager(s):
RBC Capital Markets, Citigroup, SunTrust Robinson Humphrey, Cowen and Company, Oppenheimer & Co., Raymond James, Stephens Inc., Wells Fargo Securities, William BlairThey are one of the largest providers of bandwidth infrastructure in the United States and Europe | ||||||
Company
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Symbol
|
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|
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|
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|
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|
| OM Asset Management Limited | OMAM
[ NYSE ]
| Priced at $14.00 | $14.00 | $14.00 | 22 million | 10/9/2014 |
Underwriter(s):
BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse | ||||||
Co-Manager(s):
RBC Capital Markets, Wells Fargo Securities, Keefe Bruyette & Woods, Sandler O'Neill + Partners, Sanford C. Bernstein | ||||||
Company
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Symbol
|
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|
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|
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|
| VWR Corporation | VWR
[ Nasdaq ]
| Priced at $21.00 | $21.00 | $21.00 | 25.5 million | 10/2/2014 |
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co.,J.P. Morgan | ||||||
Co-Manager(s):
Barclays, Deutsche Bank Securities, Citigroup, Jefferies, William Blair, Cowen and Company, Mizuho Securities, SMBC Nikko, Drexel Hamilton, Loop Capital MarketThey are a leading, independent provider of laboratory products, services and solutions to the global life science, general research and applied markets. | ||||||
Company
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Symbol
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|
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|
| Atara Biotherapeutics, Inc. | ATRA
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $9.89 | 5 million | 10/16/2014 |
Underwriter(s):
Goldman Sachs & Co., Citigroup | ||||||
Co-Manager(s):
Jefferies | ||||||
Company
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Symbol
|
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|
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|
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|
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|
| Vascular Biogenics, Ltd. | VBLT
[ Nasdaq ]
| Priced at $6.00 | $6.00 | $6.02 | 6.66 million | 10/1/2014 |
Underwriter(s):
Deutsche Bank Securities | ||||||
Co-Manager(s):
JMP Securities, Oppenheimer & Co. | ||||||
Company
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Symbol
|
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|
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|
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|
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|
| Atento S.A. | ATTO
[ NYSE ]
| Priced at $15.00 | $15.00 | $13.75 | 10 million | 10/2/2014 |
Underwriter(s):
Morgan Stanley, Credit Suisse, Itau BBA | ||||||
Co-Manager(s):
BofA Merrill Lynch, Bradesco BBI, BTG Pactual, Goldman Sachs, Santander, Baird, BBYA | ||||||
Company
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Symbol
|
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|
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|
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|
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|
| JP Energy Partners LP | JPEP
[ NYSE ]
| Priced at $20.00 | $20.00 | $20.50 | 13.75 million | 10/2/2014 |
Underwriter(s):
Barclays, BofA Merrill Lynch, RBC Capital Markets, Deutsche Bank Securities | ||||||
Co-Manager(s):
BMO Capital Markets, Baird, Simmons & Company International, Stephens Inc., Janney Montgomery Scott | ||||||
Company
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Symbol
|
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|
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|
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|
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|
| Anchor Bancorp Wisconsin Inc. | ABCW
[ Nasdaq ]
| Priced at $26.00 | $26.00 | $28.66 | 372 K | 10/22/2014 |
Underwriter(s):
Sandler O' Neill + Partners LP | ||||||
Co-Manager(s):
Baird | ||||||
not existant.
Company
|
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|
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|
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|
| Dominion Midstream Partners, LP | DM
[ NYSE ]
| Priced at $21.00 | $21.00 | $22.50 | 17.5 million | 10/15/2014 |
Underwriter(s):
Barclays, Citigroup, J.P. Morgan, BofA Merrill Lynch, Goldman Sachs, UBS Investment Bank, Morgan Stanley | ||||||
Co-Manager(s):
RBC Capital Markets, Scotiabank/Howard Weil | ||||||
Company
|
Symbol
|
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|
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|
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|
| Neothetics, Inc. | NEOT
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $14.00 | 4.65 million | 11/20/2014 |
Underwriter(s):
Piper Jaffray, Guggenheim Securities | ||||||
Co-Manager(s):
Needham & Company | ||||||
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| The Habit Restaurants | HABT
[ Nasdaq ]
| Priced at $18.00 | $18.00 | $30.00 | 5 million | 11/20/2014 |
Underwriter(s):
Piper Jaffray, Baird, Wells Fargo Securities | ||||||
Co-Manager(s):
Raymond James, Stephens Inc., Stifel | ||||||
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| Navios Maritime Midstream Partners LP | NAP
[ NYSE ]
| Priced at $15.00 | $15.00 | $13.20 | 8.1 million | 11/13/2014 |
Underwriter(s):
BofA Merrill Lynch, Citigroup, J.P Morgan,Credit Suisse, Wells Fargo Securities | ||||||
Co-Manager(s):
Deutsche Bank Securities, S. Goldman Advisors | ||||||
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| INC Research Holdings, Inc. | INCR
[ Nasdaq ]
| Priced at $18.50 | $18.50 | $20.10 | 8.1 million | 11/7/2014 |
Underwriter(s):
Goldman Sachs, Credit Suisse | ||||||
Co-Manager(s):
Baird, Wells Fargo Securities, William Blair | ||||||
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| Nevro | NVRO
[ NYSE ]
| Priced at $18.00 | $18.00 | $23.40 | 7 million | 11/6/2014 |
Underwriter(s):
J.P. Morgan, Morgan Stanley | ||||||
Co-Manager(s):
Leerink Partners, JMP Securities | ||||||
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| eHi Car Services Limited | EHIC
[ NYSE ]
| Priced at $12.00 | $12.00 | $12.00 | 10 million ADSs | 11/18/2014 |
Underwriter(s):
J.P. Morgan, Goldman Sachs (Asia) L.L.C. | ||||||
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| FibroGen, Inc. | FGEN
[ Nasdaq ]
| Priced at $18.00 | $18.00 | $23.00 | 8.1 million | 11/14/2014 |
Underwriter(s):
Goldman Sachs & Co., Citigroup, Leerink Partners | ||||||
Co-Manager(s):
RBC Capital Markets, Stifel, William Blair | ||||||
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| Coherus Biosciences | CHRS
[ Nasdaq ]
| Last trade $19.50 | $0.00 | $0.00 | 3.5 million | 5/23/2015 |
Underwriter(s):
Barclays | ||||||
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| Triumph Bancorp | TBK
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.18 | 6.7 million | 11/7/2014 |
Underwriter(s):
Sandler O' Neill + Partners LP, Evercore, Wells Fargo | ||||||
Co-Manager(s):
Keefe Bruyette & Woods, Nomura | ||||||
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| The Joint Corp. | JYNT
[ Nasdaq ]
| Priced at $6.50 | $6.50 | $6.62 | 3 million | 11/11/2014 |
Underwriter(s):
Roth Capital Partners, Feltl and Company | ||||||
Co-Manager(s):
Sanders Morris Harris | ||||||
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| Sky Solar Holdings | SKYS
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $8.26 | 5.5 million ADSs | 11/13/2014 |
Underwriter(s):
Roth Capital Partners, Northland Capital MarketsSky Solar is a global independent power producer ('IPP') that develops, owns and operates solar parks and generates revenue primarily by selling electricity. Since its inception, Sky Solar has focused on the downstream solar market and has developed projects in Asia, South America, Europe, North America and Africa. The Company's broad geographic reach and established presence across key solar markets are significant differentiators that provide global opportunities and mitigate country-specific risks. Sky Solar aims to establish operations in select geographies with highly attractive solar radiation, regulatory environments, power pricing, land availability, financial access and overall power market trends. As a result of its focus on the downstream photovoltaic segment, Sky Solar is technology agnostic and is able to customize its solar parks based on local environmental and regulatory requirements. As of March 31, 2016, the Company had developed 276 solar parks with an aggregate capacity of 259.1 MW and owned and operated 133.1 MW of solar parks. | ||||||
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| NeuroDerm Ltd. | NDRM
[ Nasdaq ]
| Last trade $16.06 | $0.00 | $0.00 | 3.34 million | 7/16/2015 |
Underwriter(s):
Jefferies, Cowen & Co. | ||||||
Co-Manager(s):
Raymond James, Roth Capital Partners | ||||||
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| Freshpet, Inc. | FRPT
[ Nasdaq ]
| Last trade $23.27 | $0.00 | $0.00 | 5.3 million | 4/30/2015 |
Underwriter(s):
Goldman Sachs, Credit Suisse | ||||||
Co-Manager(s):
Baird, Stifel, SunTrust Robinson Humphrey, Canaccord Tenuity | ||||||
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| Store Capital | STOR
[ NYSE ]
| Last trade $25.98 | $0.00 | $0.00 | 33.3 million | 3/30/2016 |
Underwriter(s):
Goldman Sachsan internally managed net-lease real estate investment trust (REIT) that invests in Single Tenant Operational Real Estate, today announced that it will release financial results for the second quarter ended June 30, 2016, before the market opens on Thursday, August 4, 2016. | ||||||
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| Paramount Group | PGRE
[ NYSE ]
| Priced at $17.50 | $17.50 | $18.49 | 131 million | 11/19/2014 |
Underwriter(s):
BofA Merrill Lynch, Morgan Stanley, Wells Fargo Securities, Deutsche Bank Securities | ||||||
Co-Manager(s):
Citigroup, Credit Suisse, Goldman Sachs, J.P. Morgan, RBC Capital Markets, UBS Investment BankREIT | ||||||
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| Axalta Coating Systems | AXTA
[ NYSE ]
| Priced at $19.50 | $19.50 | $20.94 | 50 million | 11/12/2014 |
Underwriter(s):
Citigroup, Goldman Sachs & Co., Deutsche Bank Securities, J.P. Morgan, BofA Merrill Lynch, Barclays, Credit Suisse, Morgan Stanley | ||||||
Co-Manager(s):
Jefferies, UBS Investment Bank, Baird, BB&T Capital Markets, Nomura , SMBC NikkoAxalta is a leading global company focused solely on coatings and providing customers with innovative, colorful, beautiful and sustainable solutions. From light OEM vehicles, commercial vehicles and refinish applications to electric motors, buildings and pipelines, our coatings are designed to prevent corrosion, increase productivity and enable the materials we coat to last longer. With 150 years of experience in the coatings industry, the approximately 12,800 people of Axalta continue to find ways to serve our more than 100,000 customers in 130 countries better every day with the finest coatings, application systems and technology. | ||||||
Power keys
- Massive power from out of the gate:
- Capture the Flag
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| Xenon Pharmaceuticals | XENE
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $10.02 | 4 million | 11/5/2014 |
Underwriter(s):
Jefferies, Wells Fargo Securities | ||||||
Co-Manager(s):
Canaccord Genuity | ||||||
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| Virgin America Inc. | VA
[ Nasdaq ]
| Priced at $23.00 | $23.00 | $27.00 | 13.3 million | 11/14/2014 |
Underwriter(s):
Barclays, Deutsche Bank Securities | ||||||
Co-Manager(s):
BofA Merrill Lynch, Cowen and Company, Goldman Sachs & Co., Imperial Capital, LOYAL3 Securities, Raymond James | ||||||
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| Capnia, Inc. | CAPN
[ Nasdaq ]
| Priced at $6.50 | $6.50 | $5.10 | 1.65 million | 11/13/2014 |
Underwriter(s):
Maxim Group | ||||||
Co-Manager(s):
National Securities, Dawson James Securities | ||||||
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| Cnova N.V. | CNV
[ Nasdaq ]
| Priced at $7.00 | $7.00 | $7.63 | 26.8 million | 11/20/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, BofA Merrill Lynch, Credit Suisse, Deutsche Bank Securities | ||||||
Co-Manager(s):
BNP PARIBAS, HSBC, Natixis, Societe Generale | ||||||
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| Antero Midstream Partners LP | AM
[ NYSE ]
| Priced at $25.00 | $25.00 | $30.50 | 40 million | 11/5/2014 |
Underwriter(s):
Barclays, Citigroup, Wells Fargo Securities, Credit Suisse, J.P. Morgan, Morgan Stanley | ||||||
Co-Manager(s):
Baird, BMO Capital Markets, Raymond James, Tudor Pickering Holt & Co., Scotiabank / Howard Weil, | ||||||
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| Second Sight Medical Products | EYES
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $17.00 | 3.5 million | 11/19/2014 |
Underwriter(s):
MDB Capital Group LLCthey are a medical device company that develops, manufactures and markets implantable visual prosthetics to restore some functional vision to blind patients. | ||||||
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| PRA Health Sciences, Inc. | PRAH
[ Nasdaq ]
| Last trade $48.90 | $0.00 | $0.00 | 5 million | 5/3/2016 |
Underwriter(s):
Wells Fargo | ||||||
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| Neff Corporation | NEFF
[ NYSE ]
| Priced at $15.00 | $15.00 | $14.75 | 10.5 million | 11/21/2014 |
Underwriter(s):
Morgan Stanley, Jefferies, Piper Jaffray | ||||||
Co-Manager(s):
BofA Merrill Lynch, Wells Fargo Securities | ||||||
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| Upland Software, Inc. | UPLD
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $11.00 | 3.8 million | 11/6/2014 |
Underwriter(s):
William Blair, Raymond James | ||||||
Co-Manager(s):
Canaccord Genuity, Needham & Company | ||||||
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| Peak Resorts | SKIS
[ Nasdaq ]
| Priced at $9.00 | $9.00 | $9.00 | 10 million | 11/21/2014 |
Underwriter(s):
FBR, Stifel, Baird | ||||||
Co-Manager(s):
Janney Montgomery Scott, Oppenheimer & Co. | ||||||
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| Bellicum Pharmaceuticals | BLCM
[ Nasdaq ]
| Priced at $19.00 | $19.00 | $24.56 | 7.35 million | 12/18/2014 |
Underwriter(s):
Jefferies, Citigroup, Piper Jaffray | ||||||
Co-Manager(s):
Trout Capital | ||||||
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| Juno Therapeutics | JUNO
[ Nasdaq ]
| Priced at $24.00 | $24.00 | $39.00 | 11.02 million | 12/19/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, Goldman Sachs & Co. | ||||||
Co-Manager(s):
Leerink Partners | ||||||
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| On Deck Capital | ONDK
[ NYSE ]
| Priced at $20.00 | $20.00 | $26.50 | 10 million | 12/17/2014 |
Underwriter(s):
Morgan Stanley, BofA Merrill Lynch, J.P. Morgan, Deutsche Bank Securities, Jefferies | ||||||
Co-Manager(s):
Raymond James, Stifel, Needham & Company | ||||||
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| Momo Inc. | MOMO
[ Nasdaq ]
| Priced at $13.50 | $13.50 | $14.25 | 16 million ADSs | 12/11/2014 |
Underwriter(s):
Morgan Stanley, Credit Suisse, J.P Morgan, China Renaissance | ||||||
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| James River Group Holdings | JRVR
[ Nasdaq ]
| Priced at $21.00 | $21.00 | $21.32 | 11 million | 12/12/2014 |
Underwriter(s):
Keefe, UBS Investment Company, FBR, BMO Capital Markets | ||||||
Co-Manager(s):
Keybanc Capital Markets, SunTrust Robinson Humphrey, Scotiabank | ||||||
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| Hortonworks, Inc. | HDP
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $24.00 | 6.25 million | 12/12/2014 |
Underwriter(s):
Goldman, Sachs & Co., Credit Suisse, RBC Capital Markets | ||||||
Co-Manager(s):
Pacific Crest Securities, Wells Fargo Securities, Blackstone Capital Markets | ||||||
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| Workiva | WK
[ NYSE ]
| Priced at $14.00 | $14.00 | $14.00 | 7.2 million | 12/12/2014 |
Underwriter(s):
Morgan Stanley, Credit Suisse | ||||||
Co-Manager(s):
Baird, Raymond James, Stifel | ||||||
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| LendingClub Corporation | LC
[ NYSE ]
| Priced at $15.00 | $15.00 | $24.75 | 57.7 million | 12/11/2014 |
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co., Credit Suisse, Citigroup | ||||||
Co-Manager(s):
Allen & Company LLC, Stifel, BMO Capital Markets, William Blair, Wells Fargo Securities | ||||||
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| Metaldyne Performance Group Inc. | MPG
[ NYSE ]
| Priced at $15.00 | $15.00 | $15.25 | 10 million | 12/12/2014 |
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co., Deutsche Bank Securities, Barclays, Credit Suisse, RBC Capital Markets | ||||||
Co-Manager(s):
Baird, KeyBanc Capital Markets, Nomura | ||||||
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| New Relic, Inc. | NEWR
[ NYSE ]
| Priced at $23.00 | $23.00 | $30.16 | 5 million | 12/12/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan | ||||||
Co-Manager(s):
Allen & Company LLC, UBS Investment Bank, JMP Securities, Raymond James | ||||||
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| Histogenics Corporation | HSGX
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $11.35 | 5.91 million | 12/3/2014 |
Underwriter(s):
Cowen & Co., Needham & Co., Canaccord Genuity | ||||||
Co-Manager(s):
BTIG | ||||||
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| Connecture | CNXR
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $9.25 | 6.64 million | 12/12/2014 |
Underwriter(s):
Morgan Stanley, J.P. Morgan | ||||||
Co-Manager(s):
Raymond James, Wells Fargo, William Blair | ||||||
If slow Go to weeklies:
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| Rice Midstream Partners LP | RMP
[ NYSE ]
| Priced at $16.50 | $16.50 | $15.79 | 25 million | 12/17/2014 |
Underwriter(s):
Barclays, Citigroup, Wells Fargo Securities, Goldman Sachs & Co., RBC Capital Markets | ||||||
Co-Manager(s):
Tudor Pickering Holt & Co., BMO Capital Markets, Capital One Securities, Comerica Securities, Scotiabank / Howard Weil, SunTrust Robinson Humphrey, U.S. Capital Advisors, Janney Montgomery Scott | ||||||
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