AVGR: Medical devices
They are a commercial-stage medical device company that designs, manufactures and sells image-guided, catheter-based systems that are used by physicians to treat patients with peripheral arterial disease, or PAD.
ONCE:Biotech
TCON: Biotech
At R.T.F breakout:
FLKS: Biotech
SHAK: See previous post
ENTL: bio
HIFR: REIT 20 Mill shares at IPO
PN:
PN: washout trade:
ICBK: 1.18 mill shares.
County band corp:
Conclusion: low float in boring industry too difficult to trade although it had profit potential
ZSAN: low float bio 4.5 mill shares Total fail.
LENS: Medial device 4.2 mill shares
Complete fail
ASND: bio fail 6 mill shares
BOX: 12.5 mill - Underwriters support -- with this many usually means HYPE
Morgan Stanley, Credit Suisse, J.P. Morgan | ||||||
Co-Manager(s):
BMO Capital Markets, Canaccord Genuity, Pacific Crest Securities, Raymond James, Wells Fargo Securities |
BLPH: reclaim the fame buy signal but not that profitable of a opportunity.
NVTA: RUN and Done
AJX: Reclaimed the fame -- and then the shame
INOV
NVET: Biotech
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Nexvet Biopharma plc | NVET
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $9.12 | 4 million | 2/5/2015 |
DEA: REIT
Easterly Government Properties, Inc. | DEA
[ NYSE ]
| Priced at $15.00 | $15.00 | $16.25 | 12 million | 2/6/2015 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Underwriter(s):
Citigroup, Raymond James, RBC Capital Markets | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Co-Manager(s):
Piper Jaffray, PNC Capital Markets LLC, SunTrust Robinson Humphrey
They are a clinical stage medical diagnostics company engaged in the development of an ingestible imaging capsule that utilizes low-dose X-rays for the screening for colorectal cancer, or CRC
Note minor I- Banks and small float
BIO
Recipe for failure? -- No charts available so yes.
CPPL: Oil pipe line -- MLP -- becoming a "crowded trade" at this point.
Re claim the fame - but failed.
ITEK: Biotech
GSBD:
They are a specialty finance company focused on lending to middle-market companies. Since we were formed in 2012 through December 31, 2014, they have originated more than $1.27 billion in aggregate principal amount of debt and equity investments prior to any subsequent exits or repayments.
Profitable trade opportunities -- but a slow mover.
JCAP:
Jernigan Capital, Inc. is a commercial real estate finance company that lends to private developers, owners and operators of self-storage facilities.
SEDG:
|
STDY
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
SteadyMed Ltd. | STDY
[ Nasdaq ]
| Priced at $8.50 | $8.50 | $8.06 | 4.7 million | 3/20/2015 |
Underwriter(s):
Wells Fargo Securities, RBC Capital Markets | ||||||
Co-Manager(s):
JMP Securities |
NCOM:
Debt holding company... ZZZ tiny float unknown underwriter
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
National Commerce Corporation | NCOM
[ Nasdaq ]
| Priced at $19.50 | $19.50 | $21.05 | 1.7 million | 3/19/2015 |
Underwriter(s):
Keefe Bruyette & Woods | ||||||
Co-Manager(s):
Raymond James, Sterne Agee, FIG Partmers,LLC |
SUM:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Summit Materials | SUM
[ NYSE ]
| Priced at $18.00 | $18.00 | $20.16 | 22.2 million | 3/12/2015 |
Underwriter(s):
Citigroup, Goldman Sachs & Co., BofA Merrill Lynch, Barclays, Deutsche Bank Securities, RBC Capital Markets | ||||||
Co-Manager(s):
Blackstone Capital Markets, BB&T Capital Markets, Stephens Inc., Sterne Agee, Stifel |
Summit Materials (adapted from Summit Materials prospectus):
They are one of the fastest growing heavy-side construction materials companies in the United States, with a 126% increase in revenue between the year ended December 31, 2010 and the year ended December 28, 2013, as compared to an average increase of approximately 17% in revenue reported by our competitors over the same period.
BPMC
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Blueprint Medicines Corporation | BPMC
[ Nasdaq ]
| Priced at $18.00 | $18.00 | $23.40 | 8.15 million | 4/30/2015 |
Underwriter(s):
Goldman Sachs & Co., Cowen and Company | ||||||
Co-Manager(s):
JMP Securities, Wedbush PacGrow |
APIC:
At Apigee, their mission is to make every business a digital business. They provide an innovative software platform that allows businesses to design, deploy, and scale APIs as a connection layer between their core IT systems and data and the applications with which their customers, partners, employees and other users engage with their business.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Apigee Corporation | APIC
[ Nasdaq ]
| $16.00-$18.00 | $17.00 | $20.00 | 5.1 million | 4/24/2015 |
Underwriter(s):
Morgan Stanley, J.P. Morgan, Credit Suisse | ||||||
Co-Manager(s):
Pacific Crest Securities, JMP Securities, Nomura |
CDTX:
Cidara Therapeutics | CDTX
[ Nasdaq ]
| Priced at $16.00 | $16.00 | $16.11 | 4.8 million | 4/15/2015 |
Underwriter(s):
Jefferies, Leerink Partners | ||||||
Co-Manager(s):
Wedbush Pacgrow Life Sciences, Needham & Co., BTIG |
ADRO:
Aduro Biotech | ADRO
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $32.00 | 7 million | 4/15/2015 |
Underwriter(s):
BofA Merrill Lynch, Leerink Partners | ||||||
Co-Manager(s):
William Blair, Canaccord Genuity |
KMPH
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
KemPharm, Inc. | KMPH
[ Nasdaq ]
| Priced at $11.00 | $11.00 | $11.75 | 5.09 million | 4/16/2015 |
Underwriter(s):
Cowen & Co., RBC Capital Markets | ||||||
Co-Manager(s):
Canaccord Genuity, Oppenheimer & Co. |
ETSY:
Etsy, Inc. | ETSY
[ Nasdaq ]
| $14.00-$16.00 | $16.00 | $31.00 | 16.66 million | 4/16/2015 |
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley | ||||||
Co-Manager(s):
Allen & Company LLC, Loop Capital Markets, The Williams Capital Group |
NSA:
XBIT:
CBYL:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Carbylan Therapeutics | CBYL
[ Nasdaq ]
| Priced at $5.00 | $5.00 | $6.50 | 13 million | 4/9/2015 |
Underwriter(s):
Leerink Partners | ||||||
Co-Manager(s):
JMP Securities, Wedbush PacGrow Life Sciences |
They are a clinical-stage specialty pharmaceutical company focused on the development and commercialization of novel and proprietary combination therapies that address significant unmet medical needs.
EVA:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Enviva Partners LP | EVA
[ NYSE ]
| Priced at $20.00 | $20.00 | $20.00 | 10 million | 4/29/2015 |
Underwriter(s):
Barclays, Goldman Sachs & Co., RBC Capital Markets, Citigroup |
They are the world's largest supplier by production capacity of utility-grade wood pellets to major power generators. Since our entry into this business in 2010, we have executed multiple long-term, take-or-pay off-take contracts with creditworthy customers and have built and acquired the production and terminaling capacity necessary to serve them.
VKTX:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Viking Therapeutics, Inc. | VKTX
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $8.50 | 3 million | 4/29/2015 |
Underwriter(s):
Laidlaw & Company (UK) Ltd. | ||||||
Co-Manager(s):
Feltl and Company,Inc. |
VIRT:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Virtu Financial, Inc. | VIRT
[ Nasdaq ]
| Priced at $19.00 | $19.00 | $23.00 | 16.5 million | 4/16/2015 |
Underwriter(s):
Goldman Sachs, J.P. Morgan,Sandler O' Neill + Partners LP | ||||||
Co-Manager(s):
BMO Capital Markets, Citigroup, Credit Suisse, Evercore ISI, UBS Investment Bank, Academy Securities, CIBC, Rosenblatt Securities |
They are a leading technology-enabled market maker and liquidity provider to the global financial markets.
PRTY:
Party City is a leader in decorated party supplies, offering a wide assortment of merchandise at a compelling value. Party City distributes to over 100 countries, and a party superstore retail network that is approximately 15 times larger than that of the next largest party superstore competitor.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Party City Holdco | PRTY
[ NYSE ]
| Priced at $17.00 | $17.00 | $20.50 | 21.9 million | 4/16/2015 |
Underwriter(s):
Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Barclays, Deutsche Bank Securities, J.P. Morgan |
KRNT: Digital printing solutions
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Kornit Digital | KRNT
[ Nasdaq ]
| $13.00-$15.00 | $10.00 | $12.00 | 7.1 million | 4/2/2015 |
Underwriter(s):
Barclays, Citigroup | ||||||
Co-Manager(s):
William Blair, Stifel, Canaccord Genuity, Needham & Company |
BZUN:
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Baozun Inc | BZUN
[ Nasdaq ]
| $12.00-$14.00 | $10.00 | $10.25 | 11 million | 5/21/2015 |
Underwriter(s):
Morgan Stanley, Credit Suisse, BofA Merrill Lynch |
SHOP:Shopify provides a leading cloud-based commerce platform designed for small and medium-sized businesses.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Shopify, Inc. | SHOP
[ NYSE ]
| $14.00-$16.00 | $17.00 | $28.00 | 7.7 million | 5/21/2015 |
Underwriter(s):
Morgan Stanley, Credit Suisse, RBC Capital Markets | ||||||
Co-Manager(s):
Pacific Crest Securities, Raymond James, Canaccord Tenuity |
FENX:
a leading recycler and reseller of original equipment manufacturer automotive products. Fenix was founded in January 2014 to combine our eight Founding Companies and create a network that offers sales, fulfillment and distribution in key regional markets in the United States and Canada
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Fenix Parts | FENX
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $7.80 | 12 million | 5/14/2015 |
Underwriter(s):
BMO Capital Markets, Stifel | ||||||
Co-Manager(s):
BB&T Capital Markets, Barrington Research |
ADAP:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
AdaptImmune Therapeutics | ADAP
[ Nasdaq ]
| Priced at $17.00 | $17.00 | $19.25 | 11.25 million | 5/6/2015 |
Underwriter(s):
BofA Merrill Lynch, Cowen and Company, Leerink Partners | ||||||
Co-Manager(s):
Guggenheim Securities |
They are a clinical-stage biopharmaceutical company focused on novel cancer immunotherapy products based on their T-cell receptor platfor
LIFE: Biotech.
A runner from the get go. Gave 2 successful capture the flags for big gains.
About aTyr Pharma (adapted from aTyr Pharma prospectus):
They engage in the discovery and clinical development of innovative medicines for patients suffering from severe, rare diseases using our knowledge of Physiocrine biology, a newly discovered set of physiological modulators.
They engage in the discovery and clinical development of innovative medicines for patients suffering from severe, rare diseases using our knowledge of Physiocrine biology, a newly discovered set of physiological modulators.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
aTyr Pharma | LIFE
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $13.25 | 5.4 million | 5/7/2015 |
Underwriter(s):
J.P. Morgan, Citigroup | ||||||
Co-Manager(s):
BMO Capital Markets, William Blair |
BOJA:Bojangles is a highly differentiated and growing restaurant operator and franchisor dedicated to serving customers high-quality, craveable food made from our Southern recipes.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Bojangles', Inc. | BOJA
[ Nasdaq ]
| Priced at $19.00 | $19.00 | $26.55 | 7.75 million | 5/8/2015 |
Underwriter(s):
BofA Merrill Lynch, Wells Fargo Securities, Jefferies, Barclays, Goldman Sachs & Co., Piper Jaffray, William Blair, KeyBanc Capital Markets, RBC Capital Markets |
PGND:
Press Ganey is a leading provider of patient experience measurement, performance analytics and strategic advisory solutions for healthcare organizations across the continuum of care.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Press Ganey Holdings | PGND
[ NYSE ]
| $22.00-$24.00 | $25.00 | $27.67 | 8.9 million | 5/21/2015 |
Underwriter(s):
Barclays, Goldman Sachs & Co., William Blair, Wells Fargo Securities | ||||||
Co-Manager(s):
Raymond James, Baird, BMO Capital Markets, Avondale Partners |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Collegium Pharmaceutical | COLL
[ Nasdaq ]
| Priced at $12.00 | $12.00 | $12.00 | 5.8 million | 5/7/2015 |
Underwriter(s):
Jefferies, Piper Jaffray | ||||||
Co-Manager(s):
Wells Fargo Securities, Needham & Company |
They are a specialty pharmaceutical company developing and planning to commercialize next-generation abuse-deterrent products that incorporate our patented DETERx platform technology for the treatment of chronic pain and other diseases.
CHCT: Healthcare rest
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Community Healthcare Trust | CHCT
[ NYSE ]
| Last trade $18.49 | $0.00 | $0.00 | 4.5 million | 4/7/2016 |
Underwriter(s):
Sandler O'Neill, Evercore, SunTrust Robinson Humphrey, BB&T Capital Markets, Janney Montgomery Scott, Oppenheimer & Co. |
BSM:
About Black Stone Minerals LP (adapted from Black Stone Minerals LP prospectus):
They are one of the largest owners of oil and natural gas mineral interests in the United States
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Black Stone Minerals LP | BSM
[ NYSE ]
| Priced at $19.00 | $19.00 | $19.15 | 22.5 million | 5/1/2015 |
Underwriter(s):
Barclays, BofA Merrill Lynch, Citigroup, Credit Suisse, Wells Fargo | ||||||
Co-Manager(s):
J.P. Morgan, Morgan Stanley, Raymond James,Scotia Howard Weil, Simmons & Company International |
OPGN:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Opgen, Inc. | OPGN
[ Nasdaq ]
| Priced at $6.00 | $6.00 | $5.30 | 2.85 million | 5/5/2015 |
Underwriter(s):
Maxim Group LLC | ||||||
Co-Manager(s):
National Securities Corporation |
Weak under writing small issue, and biotech -- the result?
TEGP:
allgrass Energy GP LP, holds GP and LP interests in midstream natural gas LP Tallgrass Energy.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Tallgrass Energy GP, LP | TEGP
[ NYSE ]
| Priced at $29.00 | $29.00 | $30.90 | 41.5 million | 5/7/2015 |
Underwriter(s):
Citigroup, Goldman Sachs & Co., BofA Merrill Lynch, Barclays, Credit Suisse, Deutsche Bank Securities, Morgan Stanley, RBC Capital Markets, Wells Fargo Securities |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Arcadia Biosciences, Inc. | RKDA
[ Nasdaq ]
| Priced at $8.00 | $8.00 | $7.49 | 8.2 million | 5/15/2015 |
Underwriter(s):
Credit Suisse, J.P. Morgan, Piper Jaffray |
RKDA:
EGQP
They are a limited partnership formed in January 2015 to own partnership interests in EQT Midstream Partners, LP (NYSE: EQM), a growth-oriented limited partnership formed by EQT Corporation (NYSE: EQT) to own, operate, acquire and develop midstream assets in the Appalachian Basin.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
EQT GP Holdings, LP | EQGP
[ NYSE ]
| $21.00-$24.00 | $27.00 | $32.00 | 23 million | 5/12/2015 |
Underwriter(s):
Barclays, Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank Securities, J.P. Morgan, RBC Capital Markets, Wells Fargo Securities | ||||||
Co-Manager(s):
MUFG, BNP PARIBAS, PNC Capital Markets LLC, Scotia Howard Weil, SunTrust Robinson Humphrey, Ladenburg Thalmann, Oppenheimer & Co., U.S. Capital Advisors |
HTGM:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
HTG Molecular Diagnostics | HTGM
[ Nasdaq ]
| Priced at $14.00 | $14.00 | $14.00 | 3.6 million | 5/6/2015 |
Underwriter(s):
Leerink Partners | ||||||
Co-Manager(s):
Canaccord Genuity, JMP Securities |
small float Bio with sub-tier underwriter - pop was bigger than expected - but aftermath was predictable.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Black Knight Financial Services | BKFS
[ NYSE ]
| $22.00-$25.00 | $24.50 | $26.25 | 18 million | 5/20/2015 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Wells Fargo Securities | ||||||
Co-Manager(s):
Goldman Sachs, Citigroup, Credit Suisse, Deutsche Bank Securities, SunTrust Robinson Humphrey, Dowling & Partners Securities LLC, Keefe Bruyette & Woods, Mizuho Securities, Piper Jaffray, Stephens Inc. |
Tier 1 underwriting.
We are a leading provider of integrated technology, workflow automation and data and analytics to the mortgage industry.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Jaguar Animal Health | JAGX
[ Nasdaq ]
| Priced at $7.00 | $7.00 | $7.00 | 2.86 million | 5/13/2015 |
Underwriter(s):
Aegis Capital | ||||||
Co-Manager(s):
CRT Capital, Feltl and Company |
Bio tech for PETS? small shares, sub tier underwriter.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Colucid Pharmaceuticals | CLCD
[ Nasdaq ]
| Priced at $10.00 | $10.00 | $8.50 | 5.5 million | 5/6/2015 |
Underwriter(s):
Piper Jaffray, Stifel | ||||||
Co-Manager(s):
William Blair, Ladenburg Thalmann |
FTAI
Fortress Transportation and Infrastructure Investors Ltd. | FTAI
[ NYSE ]
| $19.00-$21.00 | $17.00 | $16.00 | 20 million | 5/15/2015 |
Underwriter(s):
Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank Securities, UBS Investment Bank | ||||||
Co-Manager(s):
JMP Securities, Raymond James, Stephens, Wolfe Research Securities |
They own and acquire high quality transportation and transportation-related infrastructure assets that are operated globally and generate stable cash flows through contracted usage payments.
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
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Shares
|
Trade Date
|
Seres Therapeutics | MCRB
[ Nasdaq ]
| $15.00-$17.00 | $18.00 | $28.50 | 7.43 million | 6/26/2015 |
Underwriter(s):
Goldman Sachs & Co., BofA Merrill Lynch | ||||||
Co-Manager(s):
Leerink Partners, Canaccord Tenuity |
Tier 1 underwriters with small float - Ran way past issue price:
Trade out of range presented itself.
But ultimately it's a bio tech and puff.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Gener8 Maritime, Inc. | GNRT
[ NYSE ]
| $17.00-$19.00 | $14.00 | $12.75 | 15 million | 6/25/2015 |
Underwriter(s):
Citigroup, UBS, Jefferies, Evercore ISI | ||||||
Co-Manager(s):
DNB Markets, SEB, DVB Capital Markets, ABN AMRO, Pareto Securities, Axia |
ALRM:
XTLY:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Xactly Corporation | XTLY
[ NYSE ]
| $10.00-$12.00 | $8.00 | $8.00 | 7.04 million | 6/26/2015 |
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities, UBS Investment Bank | ||||||
Co-Manager(s):
Needham & Company, Oppenheimer & Co. |
GPP:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Green Plains Partners LP | GPP
[ Nasdaq ]
| $19.00-$21.00 | $15.00 | $15.23 | 10 million | 6/26/2015 |
Underwriter(s):
Barclays, BofA Merrill Lynch, Credit Suisse, Macquarie Capital, RBC Capital Markets | ||||||
Co-Manager(s):
Baird, Raymond James, Stephens Inc., Stifle |
GPP - weekly:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
AppFolio, Inc. | APPF
[ Nasdaq ]
| $12.00-$14.00 | $12.00 | $12.15 | 6.2 million | 6/26/2015 |
Underwriter(s):
Morgan Stanley, Credit Suisse | ||||||
Co-Manager(s):
Pacific Crest Securities, William Blair |
They provide industry-specific, cloud-based software solutions for small and medium-sized businesses, or SMBs, in the property management and legal industries, or verticals.
CATB
Company
|
Symbol
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Price Range
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Issue Price
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Open
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Shares
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Trade Date
|
Catabasis Pharmaceuticals | CATB
[ Nasdaq ]
| $13.00-$15.00 | $12.00 | $12.74 | 5 million | 6/25/2015 |
Underwriter(s):
Citigroup, Cowen & Co. | ||||||
Co-Manager(s):
Oppenheimer & Co., WedBush PacGrow |
NVLS:
They are a clinical stage pharmaceutical company committed to the discovery, development and commercialization of product candidates for patients with cystic fibrosis, or CF.
They are a clinical stage pharmaceutical company committed to the discovery, development and commercialization of product candidates for patients with cystic fibrosis, or CF.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Nivalis Therapeutics | NVLS
[ Nasdaq ]
| $13.00-$15.00 | $14.00 | $16.50 | 5.5 million | 6/17/2015 |
Underwriter(s):
Cowen and Company, Stifel | ||||||
Co-Manager(s):
Baird, H.C. Wainwright & Co. |
GKOS:
hey are an ophthalmic medical technology company focused on the development and commercialization of breakthrough products and procedures designed to transform the treatment of glaucoma, one of the world's leading causes of blindness.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Glaukos Corporation | GKOS
[ NYSE ]
| $13.00-$15.00 | $18.00 | $29.11 | 6 million | 6/25/2015 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Goldman Sachs & Co. | ||||||
Co-Manager(s):
William Blair, Cantor Fitzgerald & Co. |
MB:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Mindbody, Inc. | MB
[ Nasdaq ]
| $13.00-$15.00 | $14.00 | $16.22 | 7.15 million | 6/19/2015 |
Underwriter(s):
Morgan Stanley, Credit Suisse, UBS Investment Bank | ||||||
Co-Manager(s):
Pacific Crest Securities, JMP Securities | ||||||
Filing(s):
|
leading global online wellness marketplace with over 42,000 local business subscribers on our platform in 124 countries and territories employing over 250,000 practitioners who provide a variety of wellness services to over 24 million active consumers.
AXON:
Company
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Axovant Sciences, Ltd. | AXON
[ NYSE ]
| $13.00-$15.00 | $15.00 | $20.93 | 21 million | 6/11/2015 |
Underwriter(s):
Jefferies, Evercore ISI, RBC Capital Markets | ||||||
Co-Manager(s):
JMP Securities, Baird |
FIT:
Company
|
Symbol
|
Price Range
|
Issue Price
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Open
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Shares
|
Trade Date
|
Fitbit, Inc. | FIT
[ NYSE ]
| $17.00-$19.00 | $20.00 | $30.40 | 36.6 million | 6/18/2015 |
Underwriter(s):
Morgan Stanley, Deutsche Bank Securities, BofA Merrill Lynch, Barclays, SunTrust Robinson Humphrey | ||||||
Co-Manager(s):
Piper Jaffray, Raymond James, Stifel, William Blair |
GI:They are a medical device company focused exclusively on designing and commercializing a platform of innovative products for gastrointestinal, or GI, caregivers.
Company
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Symbol
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Open
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EndoChoice Holdings | GI
[ NYSE ]
| $15.00-$17.00 | $15.00 | $14.50 | 6.35 million | 6/5/2015 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch | ||||||
Co-Manager(s):
William Blair, Stifel |
EVH:
Company
|
Symbol
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Open
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|
Evolent Health | EVH
[ NYSE ]
| $14.00-$16.00 | $17.00 | $18.00 | 11.5 million | 6/5/2015 |
Underwriter(s):
J.P. Morgan, Goldman Sachs & Co. | ||||||
Co-Manager(s):
Wells Fargo Securities, William Blair, SunTrust Robinson Humphrey, Leerink Partners |
They are a market leader and a pioneer in the new era of healthcare delivery and payment, in which leading health systems and physician organizations, which we refer to as providers, are taking on increasing clinical and financial responsibility for the populations they serve.
ret-take:
WING:
Company
|
Symbol
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Price Range
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Open
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Trade Date
|
Wingstop, Inc. | WING
[ Nasdaq ]
| $16.00-$18.00 | $19.00 | $30.50 | 5.8 million | 6/12/2015 |
Underwriter(s):
Morgan Stanley, Jefferies, Baird | ||||||
Co-Manager(s):
Goldman Sachs & Co., Barclays, Wells Fargo Securities |
FOGO
Company
|
Symbol
|
Price Range
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Open
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Trade Date
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Fogo De Chao, Inc | FOGO
[ Nasdaq ]
| $16.00-$18.00 | $20.00 | $26.00 | 4.4 million | 6/19/2015 |
Underwriter(s):
Jefferies, J.P. Morgan | ||||||
Co-Manager(s):
Credit Suisse, Deutsche Bank Securities, Piper Jaffray, Wells Fargo Securities, Macquarie Capitl |
Company
|
Symbol
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Price Range
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Issue Price
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Open
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|
People's Utah Bancorp | PUB
[ Nasdaq ]
| $13.00-$15.00 | $14.50 | $15.76 | 2.5 million | 6/11/2015 |
Underwriter(s):
D.A. Davidson & Co. | ||||||
Co-Manager(s):
Sandler ONeill + Partners, FIG Partners, LLC |
IVTY:
Company
|
Symbol
|
Price Range
|
Issue Price
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Open
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Shares
|
Trade Date
|
Invuity, Inc. | IVTY
[ Nasdaq ]
| Last trade $11.37 | $0.00 | $0.00 | 2.2 million | 7/28/2016 |
Underwriter(s):
Piper Jaffray, Leerink Partners | ||||||
Co-Manager(s):
William Blair |
MCRN
They are a global leader in the manufacture, distribution and service of highly engineered and customized systems within the $27 billion plastic technology and processing industry. They are the only global company with a full-line product portfolio that includes hot runner systems, injection molding, blow molding and extrusion equipment.
Milacron Holdings Corp. | MCRN
[ NYSE ]
| $20.00-$22.00 | $20.00 | $19.50 | 14.3 million | 6/25/2015 |
Underwriter(s):
BofA Merrill Lynch, Barclays, J.P Morgan, Baird, Credit Suisse, Goldman,Sachs & Co. | ||||||
Co-Manager(s):
KeyBanc Capital Markets, William Blair | ||||||
Filing(s):
|
DTEA:
Company
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Symbol
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Open
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|
DAVIDsTea Inc. | DTEA
[ Nasdaq ]
| $14.00-$16.00 | $19.00 | $25.01 | 5.1 million | 6/5/2015 |
Underwriter(s):
Goldman Sachs & Co., J.P. Morgan, BofA Merrill Lynch |
TRU:
Company
|
Symbol
|
Price Range
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Open
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|
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|
TransUnion | TRU
[ NYSE ]
| Last trade $33.17 | $0.00 | $0.00 | 15.65 million | 6/7/2016 |
Underwriter(s):
Goldman Sachs, J.P. Morgan, BofA Merrill Lynch, Deutsche Bank |
Large cap, -- actually in stage 1 at IPO -- Rare occurrence.
Company
|
Symbol
|
Price Range
|
Issue Price
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Open
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|
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|
Ritter Pharmaceuticals | RTTR
[ Nasdaq ]
| $5.00-$5.00 | $5.00 | $5.00 | 4 million | 6/24/2015 |
Underwriter(s):
Aegis Capital Corp., Chardan Capital Markets |
Sub tier underwriting, biotech, small shares.... recipe for disaster. Yep!
CAFD:a growth-oriented limited partnership formed by First Solar and SunPower to own, operate and acquire solar energy generation projects.
Company
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Symbol
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Open
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|
8Point3 Energy Partners LP | CAFD
[ Nasdaq ]
| $19.00-$21.00 | $21.00 | $20.75 | 20 million | 6/19/2015 |
Underwriter(s):
Goldman Sachs & Co., Citigroup, Deutsche Bank Securities, J.P. Morgan, Credit Agricole CIB |
Company
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Symbol
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Issue Price
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Open
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|
Yulong Eco-materials Ltd. | YECO
[ Nasdaq ]
| $6.25-$7.25 | $6.25 | $6.25 | 2.25 million | 6/26/2015 |
Underwriter(s):
Axiom Capital Management, Inc.,Northland Capital Markets, ViewTrade Securities | ||||||
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
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|
Trade Date
|
PennTex Midstream Partners LP | PTXP
[ Nasdaq ]
| $19.00-$21.00 | $20.00 | $20.95 | 11.25 million | 6/4/2015 |
Underwriter(s):
Citigroup, Barclays, RBC Capital Markets, Wells Fargo Securities | ||||||
Co-Manager(s):
Deutsche Bank Securities, J.P. Morgan, SunTrust Robinson Humphrey, Tudor Pickering Holt & Co., Raymond James, Baird, Stifel, Wunderlich |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
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Shares
|
Trade Date
|
Univar, Inc. | UNVR
[ NYSE ]
| $20.00-$22.00 | $22.00 | $24.10 | 35 million | 6/18/2015 |
Underwriter(s):
Deutsche Bank Securities, Goldman Sachs, BofA Merrill Lynch | ||||||
Co-Manager(s):
Barclays,Credit Suisse,J.P Morgan, Jefferies, Morgan Stanley, Citigroup, HSBC, Moelis & Company, Wells Fargo Securities, Lazard, SunTrust Robinson Humphrey, William Blair |
hey are a leading global chemical distributor and provider of innovative value-added services.
LNTH: medical device/ diagnostics
Company
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Symbol
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Lantheus Holdings | LNTH
[ Nasdaq ]
| $8.50-$10.50 | $6.00 | $6.12 | 10.83 million | 6/25/2015 |
Underwriter(s):
Credit Suisse, Jefferies, RBC Capital Markets, Wells Fargo Securities | ||||||
Co-Manager(s):
|
NK:
They are a pioneering clinical-stage immunotherapy company focused on harnessing the power of the innate immune system by using the natural killer cell to treat cancer, infectious diseases and inflammatory diseases.
Company
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Symbol
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|
NantKwest | NK
[ Nasdaq ]
| $20.00-$23.00 | $25.00 | $37.00 | 8.3 million | 7/28/2015 |
Underwriter(s):
BofA Merrill Lynch, Citigroup, Jefferies, Piper Jaffray |
LOB:They are an established national online platform for small business lending.
Company
|
Symbol
|
Price Range
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|
Open
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Shares
|
Trade Date
|
Live Oak Bancshares | LOB
[ Nasdaq ]
| $16.00-$18.00 | $17.00 | $18.50 | 4.8 million | 7/23/2015 |
Underwriter(s):
Sandler O' Neill + Partners, Keefe Bruyette & Woods, SunTrust Robinson Humphrey |
NEOS:
Company
|
Symbol
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|
Neos Therapeutics | NEOS
[ Nasdaq ]
| $14.00-$16.00 | $15.00 | $18.22 | 4.8 million | 7/23/2015 |
Underwriter(s):
UBS Investment Bank, BMO Capital Markets, RBC Capital Markets |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Ooma, Inc. | OOMA
[ NYSE ]
| Priced at $13.00 | $13.00 | $12.10 | 5 million | 7/17/2015 |
Underwriter(s):
Credit Suisse, BofA Merrill Lynch | ||||||
Co-Manager(s):
JMP Securities, William Blair, Wunderlich |
Ooma is a leading provider of innovative communications solutions and other connected services to small business, home and mobile users.
CHMA:
Company
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Symbol
|
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Open
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|
Chiasma, Inc. | CHMA
[ Nasdaq ]
| $13.00-$15.00 | $16.00 | $20.50 | 6.36 million | 7/16/2015 |
Underwriter(s):
Barclays, Cowen and Company |
Bio -- 45% push from reclaim the fame and then disaster.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
vTv Therapeutics Inc. | VTVT
[ Nasdaq ]
| $15.00-$17.00 | $15.00 | $14.00 | 7.8 million | 7/30/2015 |
Underwriter(s):
Piper Jaffray, Stifel | ||||||
Co-Manager(s):
Canaccord Genuity, Janney Montgomery Scott |
bio:
JP:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Jupai Holdings | JP
[ NYSE ]
| $10.00-$12.00 | $10.00 | $10.41 | 5.3 million | 7/16/2015 |
Underwriter(s):
Credit Suisse, China Renaissance |
OLLI:
They are a highly differentiated and fast-growing, extreme value retailer of brand name merchandise at drastically reduced prices.
Company
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Symbol
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Price Range
|
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|
Open
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|
Trade Date
|
Ollie's Bargain Outlet Holdings | OLLI
[ Nasdaq ]
| $13.00-$15.00 | $16.00 | $22.68 | 8.925 million | 7/16/2015 |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
ProNAi Therapeutics | DNAI
[ Nasdaq ]
| $14.00-$16.00 | $17.00 | $28.68 | 8.1 million | 7/16/2015 |
Underwriter(s):
Jefferies, BofA Merrill Lynch | ||||||
Co-Manager(s):
Wedbush PacGrow, SunTrust Robinson Humphrey |
RPD:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Rapid7,Inc. | RPD
[ Nasdaq ]
| $13.00-$15.00 | $16.00 | $26.75 | 6.45 million | 7/17/2015 |
Underwriter(s):
Morgan Stanley, Barclays | ||||||
Co-Manager(s):
Pacific Crest Securities, William Blair, Raymond James, Cowen and Company |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Blue Buffalo Pet Products | BUFF
[ Nasdaq ]
| Last trade $23.38 | $0.00 | $0.00 | 15 million | 6/29/2016 |
Underwriter(s):
J.P. Morgan, Citigroup | ||||||
Co-Manager(s):
Barclays, Deutsche Bank, Morgan Stanley, Wells Fargo Securities |
AQMS:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Aqua Metals, Inc. | AQMS
[ Nasdaq ]
| $5.00-$5.00 | $5.00 | $6.50 | 6.6 million | 7/31/2015 |
Underwriter(s):
National Securities Corporation |
NOTE: Stage 1 open-- but keep these on the radar:
NTRA:
They are a rapidly growing diagnostics company with proprietary molecular and bioinformatics technology that they are deploying to change the management of genetic disease worldwide.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
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Shares
|
Trade Date
|
Natera, Inc. | NTRA
[ Nasdaq ]
| $15.00-$17.00 | $18.00 | $22.10 | 10 million | 7/2/2015 |
Underwriter(s):
Morgan Stanley, Cowen and Company, Piper Jaffray |
TDOC:
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Teladoc, Inc. | TDOC
[ NYSE ]
| $15.00-$17.00 | $19.00 | $29.90 | 8.25 million | 7/1/2015 |
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities | ||||||
Co-Manager(s):
Wells Fargo Securities, William Blair, SunTrust Robinson Humphrey |
CFMS:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
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Shares
|
Trade Date
|
ConforMIS, Inc. | CFMS
[ Nasdaq ]
| $14.00-$16.00 | $15.00 | $18.00 | 9 million | 7/1/2015 |
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities |
GLBL
They are a globally diversified, dividend growth-oriented company formed to own and operate contracted clean power generation assets in attractive, high-growth emerging markets.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Terraform Global, Inc. | GLBL
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $14.00 | 45 million | 7/31/2015 |
Underwriter(s):
J.P. Morgan, Barclays, Citigroup, Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank Securities |
MCFT:
They are a world-renowned innovator, designer, manufacturer, and marketer of premium performance sport boats, with a leading market position in the U.S., a strong international presence, and dealers in 40 countries around the world.
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
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Shares
|
Trade Date
|
MCBC Holdings | MCFT
[ Nasdaq ]
| Priced at $15.00 | $15.00 | $15.50 | 6.1 million | 7/17/2015 |
Underwriter(s):
Baird, Raymond James, Wells Fargo Securities |
ompany
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
CNX Coal Resources LP | CNXC
[ NYSE ]
| $15.00-$15.00 | $15.00 | $15.00 | 5 million | 7/1/2015 |
Underwriter(s):
BofA Merrill Lynch, Wells Fargo Securities, Jefferies, Scotia Howard Weil, Citigroup, Credit Suisse, J.P. Morgan, Evercore ISI, BB&T Capital, Markets, Goldman Sachs & Co., The Huntington Investment Company, Stifel, Nomura |
CNXC:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Unique Fabricating | UFAB
[ NYSE ]
| $8.00-$10.00 | $9.50 | $12.50 | 2.35 million | 7/1/2015 |
Underwriter(s):
Roth Capital Partners, Taglich Brothers, Inc. |
Tiny , weak underwriting,
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Houlihan Lokey, Inc. | HLI
[ NYSE ]
| $22.00-$24.00 | $21.00 | $22.75 | 10.5 million | 8/13/2015 |
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co. | ||||||
Co-Manager(s):
UBS Investment Bank, Keefe Bruyette & Woods, Houlihan Lokey, Sandler O'Neill + Partners, JMP Securities |
Houlihan Lokey is a leading global independent investment bank with expertise in mergers and acquisitions, financings, financial restructurings and financial advisory services.
GBT:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Global Blood Therapeutics | GBT
[ Nasdaq ]
| $16.00-$18.00 | $20.00 | $34.65 | 6 million | 8/12/2015 |
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co. | ||||||
Co-Manager(s):
Cowen and Company, Wedbush PacGrow |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Aimmune Therapeutics, Inc. | AIMT
[ Nasdaq ]
| $14.00-$16.00 | $16.00 | $17.50 | 10 million | 8/6/2015 |
Underwriter(s):
BofA Merrill Lynch, Credit Suisse, Piper Jaffray |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Conifer Holdings | CNFR
[ Nasdaq ]
| $11.00-$13.00 | $10.50 | $9.75 | 3.1 million | 8/13/2015 |
Underwriter(s):
BMO Capital Markets, Raymond James | ||||||
Co-Manager(s):
Sandler O'Neill & Partners, L.P., William Blair |
opened below issue:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Zynerba Pharmaceuticals, Inc. | ZYNE
[ Nasdaq ]
| $13.00-$15.00 | $14.00 | $18.00 | 3 million | 8/5/2015 |
Underwriter(s):
Jefferies, Piper Jaffray | ||||||
Co-Manager(s):
Canaccord Genuity, Oppenheimer & Co. |
One of the best IPO runs of the year. But this would be hard to be on board
BETR:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Amplify Snack Brands | BETR
[ NYSE ]
| $14.00-$16.00 | $18.00 | $17.00 | 15 million | 8/5/2015 |
Underwriter(s):
Goldman Sachs & Co., Jefferies, Credit Suisse, SunTrust Robinson Humphrey | ||||||
Co-Manager(s):
William Blair, Piper Jaffray |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Sunrun Inc. | RUN
[ Nasdaq ]
| $13.00-$15.00 | $14.00 | $13.00 | 17.9 million | 8/5/2015 |
Underwriter(s):
Credit Suisse, Goldman Sachs & Co., Morgan Stanley, BofA Merrill Lynch, RBC Capital Markets | ||||||
Co-Manager(s):
KeyBanc Capital Markets, SunTrust Robinson Humphrey |
RUN:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Planet Fitness, Inc. | PLNT
[ NYSE ]
| Last trade $19.49 | $0.00 | $0.00 | 10 million | 6/23/2016 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Jefferies, Guggenheim Securities | ||||||
Co-Manager(s):
Baird, William Blair, Credit Suisse, Piper Jaffray, Cowen & Co. |
PEN:Medical devices
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Penumbra, Inc. | PEN
[ NYSE ]
| $25.00-$28.00 | $30.00 | $40.00 | 4 million | 9/18/2015 |
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch | ||||||
Co-Manager(s):
Wells Fargo Securities, Canaccord Genuity |
RGNX:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
REGENXBIO, Inc. | RGNX
[ Nasdaq ]
| $17.00-$19.00 | $22.00 | $30.26 | 6.3 million | 9/17/2015 |
Underwriter(s):
Morgan Stanley, BofA Merrill Lynch, Piper Jaffray | ||||||
Co-Manager(s):
Chardan Capital Markets |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Nabriva Therapeutics AG | NBRV
[ Nasdaq ]
| $10.50-$10.50 | $10.25 | $11.39 | 9 million | 9/18/2015 |
Underwriter(s):
Leerink Partners, RBC Capital Markets | ||||||
Co-Manager(s):
Needham & Company, Wedbush PacGrow |
MYOK:
IOTS:
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
MyoKardia, Inc. | MYOK
[ Nasdaq ]
| $15.00-$17.00 | $10.00 | $11.08 | 5.4 million | 10/29/2015 |
Underwriter(s):
Credit Suisse, Cowen and Company |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Adesto Technologies Corporation | IOTS
[ Nasdaq ]
| $5.00-$5.00 | $5.00 | $5.60 | 5 million | 10/27/2015 |
Underwriter(s):
Needham & Co., Oppenheimer & Co. | ||||||
Co-Manager(s):
Roth Capital Partners |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Dimension Therapeutics | DMTX
[ Nasdaq ]
| $14.00-$16.00 | $13.00 | $12.60 | 5.5 million | 10/22/2015 |
Underwriter(s):
Goldman Sachs & Co., Citigroup, Wells Fargo Securities | ||||||
Co-Manager(s):
Canaccord Genuity, Cantor Fitzgerald & Co. |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
NovoCure Limited | NVCR
[ Nasdaq ]
| $26.00-$29.00 | $22.00 | $20.16 | 7.5 million | 10/2/2015 |
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities, Evercore ISI | ||||||
Co-Manager(s):
Wells Fargo Securities, JMP Securities, Wedbush PacGrow |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
CytomX Therapeutics | CTMX
[ Nasdaq ]
| $14.00-$16.00 | $12.00 | $16.00 | 6.7 million | 10/8/2015 |
Underwriter(s):
BofA Merrill Lynch, Jefferies, Cowen and Company, | ||||||
Co-Manager(s):
Oppenheimer & Co. |
Company
|
Symbol
|
Price Range
|
Issue Price
|
Open
|
Shares
|
Trade Date
|
Mirna Therapeutics | MIRN
[ Nasdaq ]
| $13.00-$15.00 | $7.00 | $7.25 | 6.25 million | 10/1/2015 |
Underwriter(s):
Citigroup, Leerink Partners | ||||||
Co-Manager(s):
Oppenheimer & Co., Cantor Fitzgerald & Co.We are a clinical-stage biopharmaceutical company developing a broad pipeline of microRNA-based oncology therapeutics. microRNAs are naturally occurring, short ribonucleic acid, or RNA, molecules, or oligonucleotides, that play a critical role in regulating key biological pathways. |
Company
|
Symbol
|
Price Range
|
Issue Price
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Allegiance Bancshares | ABTX
[ Nasdaq ]
| $22.00-$24.00 | $21.00 | $22.55 | 2.6 million | 10/8/2015 |
Underwriter(s):
Baird, Stephens Inc. | ||||||
Co-Manager(s):
Keefe Bruyette & Woods, Sandler O' Neill + Partners |
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Surgery Partners, Inc. | SGRY
[ Nasdaq ]
| $23.00-$26.00 | $19.00 | $17.55 | 14.3 million | 10/1/2015 |
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co., Jefferies | ||||||
Co-Manager(s):
Citigroup, Morgan Stanley, Credit Suisse, Raymond James, RBC Capital Markets, Stifle |
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Aclaris Therapeutics | ACRS
[ Nasdaq ]
| $14.00-$16.00 | $11.00 | $11.94 | 5 million | 10/7/2015 |
Underwriter(s):
Jefferies, Citigroup | ||||||
Co-Manager(s):
William Blair |
They are a clinical-stage specialty pharmaceutical company focused on identifying, developing and commercializing innovative and differentiated topical drugs to address significant unmet needs in dermatology.
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Edge Therapeutics | EDGE
[ Nasdaq ]
| $14.00-$16.00 | $11.00 | $11.60 | 7.3 million | 10/1/2015 |
Underwriter(s):
Leerink Partners, Credit Suisse | ||||||
Co-Manager(s):
Guggenheim Securities, JMP SecuritiesThey are a clinical-stage biotechnology company that discovers, develops and seeks to commercialize novel, hospital-based therapies capable of transforming treatment paradigms in the management of acute, life-threatening conditions. |
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Pure Storage, Inc. | PSTG
[ NYSE ]
| $16.00-$18.00 | $17.00 | $16.74 | 25 million | 10/7/2015 |
Underwriter(s):
Morgan Stanley, Goldman Sachs, Barclays, Allen & Co., BofA Merrill Lynch | ||||||
Co-Manager(s):
Pacific Crest Securities, Stifel, Raymond James, Evercore ISIdata storage that transforms business through a dramatic increase in performance and reduction in complexity and costs. |
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CPI Card Group | PMTS
[ Nasdaq ]
| $16.00-$18.00 | $10.00 | $11.00 | 15 million | 10/9/2015 |
Underwriter(s):
BMO Capital Markets, Goldman Sachs & Co., CIBC |
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Ferrari N.V. | RACE
[ NYSE ]
| $48.00-$52.00 | $52.00 | $60.00 | 17.2 million | 10/21/2015 |
Underwriter(s):
UBS Investment Bank, BofA Merrill Lynch | ||||||
Co-Manager(s):
Allen & Co., Banco Santander, BNP PARIBAS, J.P. Morgan, Mediobanca |
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First Data Corporation | FDC
[ NYSE ]
| $18.00-$20.00 | $16.00 | $16.39 | 160 million | 10/15/2015 |
Underwriter(s):
Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR, Barclays, Credit Suisse, Deutsche Bank Securities, Goldman Sachs & Co., HSBC, Mizuho Securities, PNC Capital Markets LLC, SunTrust Robinson Humphrey, Wells Fargo Securities |
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Cerecor, Inc. | CERC
[ Nasdaq ]
| $6.00-$7.00 | $6.50 | $6.59 | 4 million | 10/15/2015 |
Underwriter(s):
Maxim Group LLC | ||||||
Co-Manager(s):
Laidlaw & Company (UK) Ltd.They are a clinical-stage biopharmaceutical company with the goal of becoming a leader in the development of innovative drugs that make a difference in the lives of patients with neurological and psychiatric disorders. |
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Performance Food Group Company | PFGC
[ NYSE ]
| Last trade $27.00 | $0.00 | $0.00 | 12 million | 5/19/2016 |
Underwriter(s):
Credit Suisse, Barclays, Wells Fargo, Morgan Stanley |
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Match Group, Inc | MTCH
[ Nasdaq ]
| $12.00-$14.00 | $12.00 | $13.50 | 33.3 million | 11/19/2015 |
Underwriter(s):
J.P. Morgan, Allen & Company LLC, BofA Merrill Lynch,Deutsche Bank Securities, BMO Capital Markets, Barclays, BNP PARIBAS | ||||||
Co-Manager(s):
Cowen and Company, Oppenheimer & Co., PNC Capital Markets LLC, SOCIETE GENERALE, Fifth Third SecuritiesHOOK up apps. Match Group is the world's leading provider of dating products. They operate a portfolio of over 45 brands, including Match, OkCupid, Tinder, Meetic, Twoo, OurTime and FriendScout24, each designed to increase our users likelihood of finding a romantic connection. Through our portfolio of trusted brands, we provide tailored products to meet the varying preferences of their users. |
MTCH:
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Square, Inc. | SQ
[ NYSE ]
| $11.00-$13.00 | $9.00 | $11.20 | 27 million | 11/19/2015 |
Underwriter(s):
Goldman Sachs, Morgan Stanley, J.P. Morgan, Barclays, Deutsche Bank Securities, Jefferies, RBC Capital Markets, Stifel | ||||||
Co-Manager(s):
LOYAL3 Securities, SMBC Nikko |
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Equity Bancshares | EQBK
[ Nasdaq ]
| $22.00-$24.00 | $22.50 | $24.25 | 1.94 million | 11/11/2015 |
Underwriter(s):
Keefe Bruyette & Woods, Stephens Inc. | ||||||
Co-Manager(s):
Sandler O'Neill & Partners |
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Voyager Therapeutics | VYGR
[ Nasdaq ]
| $15.00-$17.00 | $14.00 | $15.10 | 5 million | 11/11/2015 |
Underwriter(s):
Cowen and Company, Piper Jaffray, Nomura, Wedbush PacGrowhey are a clinical-stage gene therapy company focused on developing life-changing treatments for patients suffering from severe diseases of the central nervous system, or CNS. |
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Wave Life Sciences PTE, Ltd. | WVE
[ Nasdaq ]
| $15.00-$17.00 | $16.00 | $17.05 | 6.375 million | 11/11/2015 |
Underwriter(s):
Jefferies, Leerink Partners | ||||||
Co-Manager(s):
JMP Securities, SunTrust Robinson Humphrey |
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Instructure, Inc. | INST
[ NYSE ]
| $16.00-$18.00 | $16.00 | $16.00 | 4.4 million | 11/13/2015 |
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co., Jefferies | ||||||
Co-Manager(s):
Needham & Company, Oppenheimer & Co., Raymond JamesThey provide an innovative, cloud-based learning management platform for academic institutions and companies worldwide |
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Duluth Holdings | DLTH
[ Nasdaq ]
| $14.00-$16.00 | $12.00 | $13.00 | 6.67 million | 11/20/2015 |
Underwriter(s):
William Blair, Baird, Raymond James, BMO Capital Markets |
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Xtera Communications | XCOM
[ Nasdaq ]
| $9.00-$11.00 | $5.00 | $5.00 | 5 million | 11/12/2015 |
Underwriter(s):
Needham & Company, Cowen and Company, BMO Capital MarketThey are a leading provider of high-capacity, cost-effective optical transport solutions, supporting the high growth in global demand for bandwidth. |
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Fuling Global | FORK
[ Nasdaq ]
| $5.00-$5.00 | $5.00 | $5.15 | 4 million | 11/4/2015 |
Underwriter(s):
Burnham Securities, Network 1 Financial Securities |
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Axsome Therapeutics | AXSM
[ Nasdaq ]
| $11.00-$13.00 | $9.00 | $9.00 | 5.6 million | 11/19/2015 |
Underwriter(s):
Ladenburg Thalmann | ||||||
Co-Manager(s):
Cantor Fitzgerald & Co., Brean CapitalThey are a clinical stage biopharmaceutical company developing novel therapies for the management of pain and other central nervous system, or CNS, disorders. |
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Advanced Accelerator Applications S.A. | AAAP
[ Nasdaq ]
| $15.00-$17.00 | $16.00 | $18.50 | 4.7 million | 11/11/2015 |
Underwriter(s):
Citigroup, Jefferies | ||||||
Co-Manager(s):
Canaccord Genuity, JMP SecuritiesThey are an innovative radiopharmaceutical company that develops, produces and commercializes molecular nuclear medicine, or MNM, diagnostic and therapeutic products. |
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Mimecast | MIME
[ Nasdaq ]
| $10.00-$12.00 | $10.00 | $11.00 | 7.75 million | 11/19/2015 |
Underwriter(s):
Goldman,Sachs & Co., Barclays, Jefferies, RBC Capital Markets | ||||||
Co-Manager(s):
Oppenheimer & Co.They are a leading provider of next generation cloud security and risk management services for corporate information and email. |
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Yirendai Ltd. | YRD
[ NYSE ]
| $9.00-$11.00 | $10.00 | $10.00 | 7.5 million | 12/18/2015 |
Underwriter(s):
Morgan Stanley, Credit Suisse, China Renaissance | ||||||
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Needham & Co.provide consumers in China with easy access to affordable credit and investors with attractive investment opportunities through our online marketplace. |
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Atlassian Corporation plc | TEAM
[ Nasdaq ]
| $16.50-$18.50 | $21.00 | $27.67 | 22 million | 12/10/2015 |
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley | ||||||
Co-Manager(s):
Allen & Company LLC, UBS Investment Bank, Jefferies, Canaccord Genuity, JMP Securities, Raymond James, William BlairThey are an enterprise software group of companies that develops products geared towards software developers and project managers. |
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