Saturday, August 6, 2016

2015 IPOS

AVGR:  Medical devices

They are a commercial-stage medical device company that designs, manufactures and sells image-guided, catheter-based systems that are used by physicians to treat patients with peripheral arterial disease, or PAD.



ONCE:Biotech
TCON:  Biotech
At R.T.F breakout:
FLKS: Biotech

SHAK: See previous post

ENTL: bio

HIFR: REIT 20 Mill shares at IPO
PN:
PN: washout trade:
ICBK: 1.18 mill shares.
County band corp:
Conclusion: low float in boring industry  too difficult to trade although it had profit potential

ZSAN: low float bio 4.5 mill shares Total fail.

LENS: Medial device  4.2 mill shares
Complete fail
ASND: bio fail 6 mill shares

BOX: 12.5 mill - Underwriters support -- with this many usually means HYPE
Morgan Stanley, Credit Suisse, J.P. Morgan
Co-Manager(s):
BMO Capital Markets, Canaccord Genuity, Pacific Crest Securities, Raymond James, Wells Fargo Securities

BLPH: reclaim the fame buy signal but not that profitable of a opportunity.
NVTA: RUN and Done
AJX: Reclaimed the fame -- and then the shame
INOV
NVET: Biotech
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Nexvet Biopharma plcNVET
[ Nasdaq ]
Priced at $10.00$10.00$9.124 million2/5/2015

DEA: REIT
Easterly Government Properties, Inc.DEA
[ NYSE ]
Priced at $15.00$15.00$16.2512 million2/6/2015 
Underwriter(s):
Citigroup, Raymond James, RBC Capital Markets
Co-Manager(s):
Piper Jaffray, PNC Capital Markets LLC, SunTrust Robinson Humphrey


CheKU

They are a clinical stage medical diagnostics company engaged in the development of an ingestible imaging capsule that utilizes low-dose X-rays for the screening for colorectal cancer, or CRC

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Check-Cap Ltd.CHEKU
[ Nasdaq ]
Priced at $6.00$6.00$6.002 million2/19/2015 
Underwriter(s):
Chardan Capital Markets, LLC, Maxim Group LLC
Co-Manager(s):
Feltl and Company
Note minor I- Banks and  small float
BIO

Recipe for failure? -- No charts available so yes.


CPPL:  Oil pipe line -- MLP -- becoming a "crowded trade" at this point.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Columbia Pipeline Partners LPCPPL
[ NYSE ]
Priced at $23.00$23.00$28.0046.81 million2/6/2015 
Underwriter(s):
Barclays, Citigroup, BofA Merrill Lynch, Goldman Sachs, J.P. Morgan, Morgan Stanley, Wells Fargo Securities
Co-Manager(s):
BNP Paribas, Credit Suisse, RBC Capital Markets, Fifth Third Securities, KeyBanc Capital Markets, MUFG, Mizuho Securities, Scotiabank/Howard Weil, Huntington Investment Co.

Re claim the fame - but failed.

ITEK: Biotech
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Inotek Pharmaceuticals CorporationITEK
[ Nasdaq ]
Last trade $13.21$0.00$0.004.5 million8/13/2015 
Underwriter(s):
Cowen & Co., Piper Jaffray, Nomura


GSBD:

Goldman Sachs BDC, Inc.GSBD
[ NYSE ]
Priced at $20.00$20.00$19.506 million3/18/2015 
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co., Morgan Stanley, Citigroup, Credit Suisse, Wells Fargo Securities
Co-Manager(s):
Raymond James, SunTrust Robinson Humphrey
They are a specialty finance company focused on lending to middle-market companies. Since we were formed in 2012 through December 31, 2014, they have originated more than $1.27 billion in aggregate principal amount of debt and equity investments prior to any subsequent exits or repayments. 


Profitable trade opportunities -- but a slow mover.

JCAP:
Jernigan Capital, Inc. is a commercial real estate finance company that lends to private developers, owners and operators of self-storage facilities. 
ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Jernigan CapitalJCAP
[ NYSE ]
Priced at $20.00$20.00$20.055 million3/27/2015 
Underwriter(s):
Raymond James, Baird, Wunderlich Securities

SEDG:
mpany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Solaredge Technologies, Inc.SEDG
[ Nasdaq ]
$16.00-$18.00$18.00$20.007 million3/26/2015 
Underwriter(s):
Goldman Sachs, Deutsche Bank Securities
Co-Manager(s):
Needham & Co., Canaccord Genuity, Roth Capital Partners


MXPT
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
MaxPoint InteractiveMXPT
[ NYSE ]
$10.50-$12.50$11.50$11.006.5 million3/6/2015 
Underwriter(s):
Goldman Sachs & Co., Deutsche Bank Securities, Pacific Crest Securities
Co-Manager(s):
Needham & Company, William Blair


STDY

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
SteadyMed Ltd.STDY
[ Nasdaq ]
Priced at $8.50$8.50$8.064.7 million3/20/2015 
Underwriter(s):
Wells Fargo Securities, RBC Capital Markets
Co-Manager(s):
JMP Securities

NCOM:
Debt holding company... ZZZ  tiny float unknown underwriter
ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
National Commerce CorporationNCOM
[ Nasdaq ]
Priced at $19.50$19.50$21.051.7 million3/19/2015 
Underwriter(s):
Keefe Bruyette & Woods
Co-Manager(s):
Raymond James, Sterne Agee, FIG Partmers,LLC

SUM:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Summit MaterialsSUM
[ NYSE ]
Priced at $18.00$18.00$20.1622.2 million3/12/2015 
Underwriter(s):
Citigroup, Goldman Sachs & Co., BofA Merrill Lynch, Barclays, Deutsche Bank Securities, RBC Capital Markets
Co-Manager(s):
Blackstone Capital Markets, BB&T Capital Markets, Stephens Inc., Sterne Agee, Stifel
Summit Materials (adapted from Summit Materials prospectus): 
They are one of the fastest growing heavy-side construction materials companies in the United States, with a 126% increase in revenue between the year ended December 31, 2010 and the year ended December 28, 2013, as compared to an average increase of approximately 17% in revenue reported by our competitors over the same period.


BPMC

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Blueprint Medicines CorporationBPMC
[ Nasdaq ]
Priced at $18.00$18.00$23.408.15 million4/30/2015 
Underwriter(s):
Goldman Sachs & Co., Cowen and Company
Co-Manager(s):
JMP Securities, Wedbush PacGrow


APIC:
At Apigee, their mission is to make every business a digital business. They provide an innovative software platform that allows businesses to design, deploy, and scale APIs as a connection layer between their core IT systems and data and the applications with which their customers, partners, employees and other users engage with their business.
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Apigee CorporationAPIC
[ Nasdaq ]
$16.00-$18.00$17.00$20.005.1 million4/24/2015 
Underwriter(s):
Morgan Stanley, J.P. Morgan, Credit Suisse
Co-Manager(s):
Pacific Crest Securities, JMP Securities, Nomura


CDTX:
Cidara Therapeutics CDTX
[ Nasdaq ]
Priced at $16.00$16.00$16.114.8 million4/15/2015 
Underwriter(s):
Jefferies, Leerink Partners
Co-Manager(s):
Wedbush Pacgrow Life Sciences, Needham & Co., BTIG

ADRO:

Aduro BiotechADRO
[ Nasdaq ]
Priced at $17.00$17.00$32.007 million4/15/2015 
Underwriter(s):
BofA Merrill Lynch, Leerink Partners
Co-Manager(s):
William Blair, Canaccord Genuity

KMPH

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
KemPharm, Inc.KMPH
[ Nasdaq ]
Priced at $11.00$11.00$11.755.09 million4/16/2015 
Underwriter(s):
Cowen & Co., RBC Capital Markets
Co-Manager(s):
Canaccord Genuity, Oppenheimer & Co.

ETSY:
Etsy, Inc.ETSY
[ Nasdaq ]
$14.00-$16.00$16.00$31.0016.66 million 4/16/2015 
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley
Co-Manager(s):
Allen & Company LLC, Loop Capital Markets, The Williams Capital Group


NSA:
XBIT:

CBYL:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Carbylan TherapeuticsCBYL
[ Nasdaq ]
Priced at $5.00$5.00$6.5013 million4/9/2015 
Underwriter(s):
Leerink Partners
Co-Manager(s):
JMP Securities, Wedbush PacGrow Life Sciences
About Carbylan Therapeutics (adapted from Carbylan Therapeutics prospectus): 
They are a clinical-stage specialty pharmaceutical company focused on the development and commercialization of novel and proprietary combination therapies that address significant unmet medical needs. 



EVA:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Enviva Partners LPEVA
[ NYSE ]
Priced at $20.00$20.00$20.0010 million4/29/2015 
Underwriter(s):
Barclays, Goldman Sachs & Co., RBC Capital Markets, Citigroup

They are the world's largest supplier by production capacity of utility-grade wood pellets to major power generators. Since our entry into this business in 2010, we have executed multiple long-term, take-or-pay off-take contracts with creditworthy customers and have built and acquired the production and terminaling capacity necessary to serve them. 


VKTX:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Viking Therapeutics, Inc.VKTX
[ Nasdaq ]
Priced at $8.00$8.00$8.503 million4/29/2015 
Underwriter(s):
Laidlaw & Company (UK) Ltd. 
Co-Manager(s):
Feltl and Company,Inc.



VIRT:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Virtu Financial, Inc.VIRT
[ Nasdaq ]
Priced at $19.00$19.00$23.0016.5 million4/16/2015 
Underwriter(s):
Goldman Sachs, J.P. Morgan,Sandler O' Neill + Partners LP
Co-Manager(s):
BMO Capital Markets, Citigroup, Credit Suisse, Evercore ISI, UBS Investment Bank, Academy Securities, CIBC, Rosenblatt Securities

They are a leading technology-enabled market maker and liquidity provider to the global financial markets. 

PRTY:

Party City is a leader in decorated party supplies, offering a wide assortment of merchandise at a compelling value. Party City distributes to over 100 countries, and a party superstore retail network that is approximately 15 times larger than that of the next largest party superstore competitor. 
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Party City HoldcoPRTY
[ NYSE ]
Priced at $17.00$17.00$20.5021.9 million4/16/2015 
Underwriter(s):
Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Barclays, Deutsche Bank Securities, J.P. Morgan


KRNT:  Digital printing solutions

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Kornit DigitalKRNT
[ Nasdaq ]
$13.00-$15.00$10.00$12.007.1 million4/2/2015 
Underwriter(s):
Barclays, Citigroup
Co-Manager(s):
William Blair, Stifel, Canaccord Genuity, Needham & Company
f

BZUN:
ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Baozun IncBZUN
[ Nasdaq ]
$12.00-$14.00$10.00$10.2511 million5/21/2015 
Underwriter(s):
Morgan Stanley, Credit Suisse, BofA Merrill Lynch
hey are the leading brand e-commerce solutions provider in China, with a market share of approximately 20-percent as measured by transaction value in 2014, according to the iResearch Report


SHOP:Shopify provides a leading cloud-based commerce platform designed for small and medium-sized businesses.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Shopify, Inc.SHOP
[ NYSE ]
$14.00-$16.00$17.00$28.007.7 million5/21/2015 
Underwriter(s):
Morgan Stanley, Credit Suisse, RBC Capital Markets
Co-Manager(s):
Pacific Crest Securities, Raymond James, Canaccord Tenuity

FENX:
a leading recycler and reseller of original equipment manufacturer automotive products. Fenix was founded in January 2014 to combine our eight Founding Companies and create a network that offers sales, fulfillment and distribution in key regional markets in the United States and Canada
ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Fenix Parts FENX
[ Nasdaq ]
Priced at $8.00$8.00$7.8012 million5/14/2015 
Underwriter(s):
BMO Capital Markets, Stifel
Co-Manager(s):
BB&T Capital Markets, Barrington Research

ADAP:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
AdaptImmune TherapeuticsADAP
[ Nasdaq ]
Priced at $17.00$17.00$19.2511.25 million5/6/2015 
Underwriter(s):
BofA Merrill Lynch, Cowen and Company, Leerink Partners
Co-Manager(s):
Guggenheim Securities
They are a clinical-stage biopharmaceutical company focused on novel cancer immunotherapy products based on their T-cell receptor platfor




LIFE: Biotech.

A runner from the get go.  Gave 2 successful  capture the flags for big gains. 

About aTyr Pharma (adapted from aTyr Pharma prospectus): 
They engage in the discovery and clinical development of innovative medicines for patients suffering from severe, rare diseases using our knowledge of Physiocrine biology, a newly discovered set of physiological modulators. 
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
aTyr PharmaLIFE
[ Nasdaq ]
Priced at $14.00$14.00$13.255.4 million5/7/2015 
Underwriter(s):
J.P. Morgan, Citigroup
Co-Manager(s):
BMO Capital Markets, William Blair


BOJA:Bojangles is a highly differentiated and growing restaurant operator and franchisor dedicated to serving customers high-quality, craveable food made from our Southern recipes.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Bojangles', Inc.BOJA
[ Nasdaq ]
Priced at $19.00$19.00$26.557.75 million5/8/2015 
Underwriter(s):
BofA Merrill Lynch, Wells Fargo Securities, Jefferies, Barclays, Goldman Sachs & Co., Piper Jaffray, William Blair, KeyBanc Capital Markets, RBC Capital Markets



PGND:
Press Ganey is a leading provider of patient experience measurement, performance analytics and strategic advisory solutions for healthcare organizations across the continuum of care. 

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Press Ganey HoldingsPGND
[ NYSE ]
$22.00-$24.00$25.00$27.678.9 million5/21/2015 
Underwriter(s):
Barclays, Goldman Sachs & Co., William Blair, Wells Fargo Securities
Co-Manager(s):
Raymond James, Baird, BMO Capital Markets, Avondale Partners


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Collegium PharmaceuticalCOLL
[ Nasdaq ]
Priced at $12.00$12.00$12.005.8 million5/7/2015 
Underwriter(s):
Jefferies, Piper Jaffray
Co-Manager(s):
Wells Fargo Securities, Needham & Company
They are a specialty pharmaceutical company developing and planning to commercialize next-generation abuse-deterrent products that incorporate our patented DETERx platform technology for the treatment of chronic pain and other diseases.

CHCT: Healthcare rest

ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Community Healthcare TrustCHCT
[ NYSE ]
Last trade $18.49$0.00$0.004.5 million4/7/2016 
Underwriter(s):
Sandler O'Neill, Evercore, SunTrust Robinson Humphrey, BB&T Capital Markets, Janney Montgomery Scott, Oppenheimer & Co.

BSM:
About Black Stone Minerals LP (adapted from Black Stone Minerals LP prospectus): 
They are one of the largest owners of oil and natural gas mineral interests in the United States  
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Black Stone Minerals LPBSM
[ NYSE ]
Priced at $19.00$19.00$19.1522.5 million5/1/2015 
Underwriter(s):
Barclays, BofA Merrill Lynch, Citigroup, Credit Suisse, Wells Fargo
Co-Manager(s):
J.P. Morgan, Morgan Stanley, Raymond James,Scotia Howard Weil, Simmons & Company International
With oil and gas tanking -- no surprising to see this fail. 


OPGN:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Opgen, Inc.OPGN
[ Nasdaq ]
Priced at $6.00$6.00$5.302.85 million5/5/2015 
Underwriter(s):
Maxim Group LLC
Co-Manager(s):
National Securities Corporation
Weak under writing small issue, and biotech -- the result?

TEGP:
allgrass Energy GP LP, holds GP and LP interests in midstream natural gas LP Tallgrass Energy.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Tallgrass Energy GP, LPTEGP
[ NYSE ]
Priced at $29.00$29.00$30.9041.5 million5/7/2015 
Underwriter(s):
Citigroup, Goldman Sachs & Co., BofA Merrill Lynch, Barclays, Credit Suisse, Deutsche Bank Securities, Morgan Stanley, RBC Capital Markets, Wells Fargo Securities



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Arcadia Biosciences, Inc.RKDA
[ Nasdaq ]
Priced at $8.00$8.00$7.498.2 million 5/15/2015 
Underwriter(s):
Credit Suisse, J.P. Morgan, Piper Jaffray

RKDA:

EGQP

They are a limited partnership formed in January 2015 to own partnership interests in EQT Midstream Partners, LP (NYSE: EQM), a growth-oriented limited partnership formed by EQT Corporation (NYSE: EQT) to own, operate, acquire and develop midstream assets in the Appalachian Basin. 
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
EQT GP Holdings, LPEQGP
[ NYSE ]
$21.00-$24.00$27.00$32.0023 million5/12/2015 
Underwriter(s):
Barclays, Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank Securities, J.P. Morgan, RBC Capital Markets, Wells Fargo Securities
Co-Manager(s):
MUFG, BNP PARIBAS, PNC Capital Markets LLC, Scotia Howard Weil, SunTrust Robinson Humphrey, Ladenburg Thalmann, Oppenheimer & Co., U.S. Capital Advisors

HTGM: 
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
HTG Molecular DiagnosticsHTGM
[ Nasdaq ]
Priced at $14.00$14.00$14.003.6 million5/6/2015 
Underwriter(s):
Leerink Partners
Co-Manager(s):
Canaccord Genuity, JMP Securities
small float Bio with sub-tier underwriter -  pop was bigger than expected - but aftermath was predictable.


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Black Knight Financial ServicesBKFS
[ NYSE ]
$22.00-$25.00$24.50$26.2518 million5/20/2015 
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Wells Fargo Securities
Co-Manager(s):
Goldman Sachs, Citigroup, Credit Suisse, Deutsche Bank Securities, SunTrust Robinson Humphrey, Dowling & Partners Securities LLC, Keefe Bruyette & Woods, Mizuho Securities, Piper Jaffray, Stephens Inc.
Tier 1 underwriting. 
We are a leading provider of integrated technology, workflow automation and data and analytics to the mortgage industry. 



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Jaguar Animal HealthJAGX
[ Nasdaq ]
Priced at $7.00$7.00$7.002.86 million5/13/2015 
Underwriter(s):
Aegis Capital
Co-Manager(s):
CRT Capital, Feltl and Company
Bio tech for PETS? small shares, sub tier underwriter.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Colucid PharmaceuticalsCLCD
[ Nasdaq ]
Priced at $10.00$10.00$8.505.5 million5/6/2015 
Underwriter(s):
Piper Jaffray, Stifel
Co-Manager(s):
William Blair, Ladenburg Thalmann
Phase III bio

FTAI
Fortress Transportation and Infrastructure Investors Ltd.FTAI
[ NYSE ]
$19.00-$21.00$17.00$16.0020 million5/15/2015 
Underwriter(s):
Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank Securities, UBS Investment Bank
Co-Manager(s):
JMP Securities, Raymond James, Stephens, Wolfe Research Securities
They own and acquire high quality transportation and transportation-related infrastructure assets that are operated globally and generate stable cash flows through contracted usage payments. 

ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Seres TherapeuticsMCRB
[ Nasdaq ]
$15.00-$17.00$18.00$28.507.43 million6/26/2015 
Underwriter(s):
Goldman Sachs & Co., BofA Merrill Lynch
Co-Manager(s):
Leerink Partners, Canaccord Tenuity
Tier 1 underwriters with small float - Ran way past issue price:
Trade out of range presented itself. 

But ultimately it's a bio tech and puff. 
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Gener8 Maritime, Inc.GNRT
[ NYSE ]
$17.00-$19.00$14.00$12.7515 million6/25/2015 
Underwriter(s):
Citigroup, UBS, Jefferies, Evercore ISI
Co-Manager(s):
DNB Markets, SEB, DVB Capital Markets, ABN AMRO, Pareto Securities, Axia

ALRM:

XTLY:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Xactly CorporationXTLY
[ NYSE ]
$10.00-$12.00$8.00$8.007.04 million6/26/2015 
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities, UBS Investment Bank 
Co-Manager(s):
Needham & Company, Oppenheimer & Co.
Xactly is a leading provider of enterprise-class, cloud-based, incentive compensation solutions for employee and sales performance management.

GPP:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Green Plains Partners LPGPP
[ Nasdaq ]
$19.00-$21.00$15.00$15.2310 million6/26/2015 
Underwriter(s):
Barclays, BofA Merrill Lynch, Credit Suisse, Macquarie Capital, RBC Capital Markets
Co-Manager(s):
Baird, Raymond James, Stephens Inc., Stifle
GPP - weekly:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
AppFolio, Inc.APPF
[ Nasdaq ]
$12.00-$14.00$12.00$12.156.2 million6/26/2015 
Underwriter(s):
Morgan Stanley, Credit Suisse
Co-Manager(s):
Pacific Crest Securities, William Blair

They provide industry-specific, cloud-based software solutions for small and medium-sized businesses, or SMBs, in the property management and legal industries, or verticals. 

CATB
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Catabasis PharmaceuticalsCATB
[ Nasdaq ]
$13.00-$15.00$12.00$12.745 million6/25/2015 
Underwriter(s):
Citigroup, Cowen & Co.
Co-Manager(s):
Oppenheimer & Co., WedBush PacGrow
NVLS:
They are a clinical stage pharmaceutical company committed to the discovery, development and commercialization of product candidates for patients with cystic fibrosis, or CF. 
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Nivalis TherapeuticsNVLS
[ Nasdaq ]
$13.00-$15.00$14.00$16.505.5 million6/17/2015 
Underwriter(s):
Cowen and Company, Stifel
Co-Manager(s):
Baird, H.C. Wainwright & Co.

GKOS:
 hey are an ophthalmic medical technology company focused on the development and commercialization of breakthrough products and procedures designed to transform the treatment of glaucoma, one of the world's leading causes of blindness.
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Glaukos CorporationGKOS
[ NYSE ]
$13.00-$15.00$18.00$29.116 million6/25/2015 
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Goldman Sachs & Co.
Co-Manager(s):
William Blair, Cantor Fitzgerald & Co.

MB:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Mindbody, Inc.MB
[ Nasdaq ]
$13.00-$15.00$14.00$16.227.15 million6/19/2015 
Underwriter(s):
Morgan Stanley, Credit Suisse, UBS Investment Bank
Co-Manager(s):
Pacific Crest Securities, JMP Securities
Filing(s):

leading global online wellness marketplace with over 42,000 local business subscribers on our platform in 124 countries and territories employing over 250,000 practitioners who provide a variety of wellness services to over 24 million active consumers. 


AXON:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Axovant Sciences, Ltd.AXON
[ NYSE ]
$13.00-$15.00$15.00$20.9321 million6/11/2015 
Underwriter(s):
Jefferies, Evercore ISI, RBC Capital Markets
Co-Manager(s):
JMP Securities, Baird

FIT:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Fitbit, Inc.FIT
[ NYSE ]
$17.00-$19.00$20.00$30.4036.6 million6/18/2015 
Underwriter(s):
Morgan Stanley, Deutsche Bank Securities, BofA Merrill Lynch, Barclays, SunTrust Robinson Humphrey 
Co-Manager(s):
Piper Jaffray, Raymond James, Stifel, William Blair
GI:They are a medical device company focused exclusively on designing and commercializing a platform of innovative products for gastrointestinal, or GI, caregivers. 

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
EndoChoice HoldingsGI
[ NYSE ]
$15.00-$17.00$15.00$14.506.35 million6/5/2015 
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch
Co-Manager(s):
William Blair, Stifel
EVH:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Evolent HealthEVH
[ NYSE ]
$14.00-$16.00$17.00$18.0011.5 million6/5/2015 
Underwriter(s):
J.P. Morgan, Goldman Sachs & Co.
Co-Manager(s):
Wells Fargo Securities, William Blair, SunTrust Robinson Humphrey, Leerink Partners
They are a market leader and a pioneer in the new era of healthcare delivery and payment, in which leading health systems and physician organizations, which we refer to as providers, are taking on increasing clinical and financial responsibility for the populations they serve. 

ret-take:

WING:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Wingstop, Inc.WING
[ Nasdaq ]
$16.00-$18.00$19.00$30.505.8 million6/12/2015 
Underwriter(s):
Morgan Stanley, Jefferies, Baird
Co-Manager(s):
Goldman Sachs & Co., Barclays, Wells Fargo Securities

FOGO
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Fogo De Chao, IncFOGO
[ Nasdaq ]
$16.00-$18.00$20.00$26.004.4 million6/19/2015 
Underwriter(s):
Jefferies
, J.P. Morgan
Co-Manager(s):
Credit Suisse, Deutsche Bank Securities, Piper Jaffray, Wells Fargo Securities, Macquarie Capitl


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
People's Utah BancorpPUB
[ Nasdaq ]
$13.00-$15.00$14.50$15.762.5 million6/11/2015 
Underwriter(s):
D.A. Davidson & Co.
Co-Manager(s):
Sandler ONeill + Partners, FIG Partners, LLC

IVTY:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Invuity, Inc.IVTY
[ Nasdaq ]
Last trade $11.37$0.00$0.002.2 million7/28/2016 
Underwriter(s):
Piper Jaffray, Leerink Partners
Co-Manager(s):
William Blair



MCRN
They are a global leader in the manufacture, distribution and service of highly engineered and customized systems within the $27 billion plastic technology and processing industry. They are the only global company with a full-line product portfolio that includes hot runner systems, injection molding, blow molding and extrusion equipment.
Milacron Holdings Corp. MCRN
[ NYSE ]
$20.00-$22.00$20.00$19.5014.3 million6/25/2015 
Underwriter(s):
BofA Merrill Lynch, Barclays, J.P Morgan, Baird, Credit Suisse, Goldman,Sachs & Co.
Co-Manager(s):
KeyBanc Capital Markets, William Blair
Filing(s):


DTEA:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
DAVIDsTea Inc.DTEA
[ Nasdaq ]
$14.00-$16.00$19.00$25.015.1 million6/5/2015 
Underwriter(s):
Goldman Sachs & Co., J.P. Morgan, BofA Merrill Lynch



TRU:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
TransUnionTRU
[ NYSE ]
Last trade $33.17$0.00$0.0015.65 million6/7/2016 
Underwriter(s):
Goldman Sachs, J.P. Morgan, BofA Merrill Lynch, Deutsche Bank

Large cap, -- actually in stage 1 at IPO -- Rare occurrence. 


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Ritter PharmaceuticalsRTTR
[ Nasdaq ]
$5.00-$5.00$5.00$5.004 million6/24/2015 
Underwriter(s):
Aegis Capital Corp., Chardan Capital Markets
Sub tier underwriting, biotech, small shares.... recipe for disaster.  Yep!
CAFD:a growth-oriented limited partnership formed by First Solar and SunPower to own, operate and acquire solar energy generation projects. 

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
8Point3 Energy Partners LPCAFD
[ Nasdaq ]
$19.00-$21.00$21.00$20.7520 million6/19/2015 
Underwriter(s):
Goldman Sachs & Co., Citigroup, Deutsche Bank Securities, J.P. Morgan, Credit Agricole CIB

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Yulong Eco-materials Ltd.YECO
[ Nasdaq ]
$6.25-$7.25$6.25$6.252.25 million6/26/2015 
Underwriter(s):
Axiom Capital Management, Inc.,Northland Capital Markets, ViewTrade Securities
They are the leading producer of fly-ash bricks and concrete in the city of Pingdingshan in Henan Province, China.


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
PennTex Midstream Partners LPPTXP
[ Nasdaq ]
$19.00-$21.00$20.00$20.9511.25 million6/4/2015 
Underwriter(s):
Citigroup, Barclays, RBC Capital Markets, Wells Fargo Securities
Co-Manager(s):
Deutsche Bank Securities, J.P. Morgan, SunTrust Robinson Humphrey, Tudor Pickering Holt & Co., Raymond James, Baird, Stifel, Wunderlich
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Univar, Inc.UNVR
[ NYSE ]
$20.00-$22.00$22.00$24.1035 million6/18/2015 
Underwriter(s):
Deutsche Bank Securities, Goldman Sachs, BofA Merrill Lynch 
Co-Manager(s):
Barclays,Credit Suisse,J.P Morgan, Jefferies, Morgan Stanley, Citigroup, HSBC, Moelis & Company, Wells Fargo Securities, Lazard, SunTrust Robinson Humphrey, William Blair
hey are a leading global chemical distributor and provider of innovative value-added services. 


LNTH: medical device/ diagnostics
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Lantheus HoldingsLNTH
[ Nasdaq ]
$8.50-$10.50$6.00$6.1210.83 million6/25/2015 
Underwriter(s):
Credit Suisse, Jefferies, RBC Capital Markets, Wells Fargo Securities
Co-Manager(s):


NK:
They are a pioneering clinical-stage immunotherapy company focused on harnessing the power of the innate immune system by using the natural killer cell to treat cancer, infectious diseases and inflammatory diseases.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
NantKwestNK
[ Nasdaq ]
$20.00-$23.00$25.00$37.008.3 million7/28/2015 
Underwriter(s):
BofA Merrill Lynch, Citigroup, Jefferies, Piper Jaffray

LOB:They are an established national online platform for small business lending.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Live Oak BancsharesLOB
[ Nasdaq ]
$16.00-$18.00$17.00$18.504.8 million7/23/2015 
Underwriter(s):
Sandler O' Neill + Partners, Keefe Bruyette & Woods, SunTrust Robinson Humphrey

NEOS:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Neos TherapeuticsNEOS
[ Nasdaq ]
$14.00-$16.00$15.00$18.224.8 million7/23/2015 
Underwriter(s):
UBS Investment Bank, BMO Capital Markets, RBC Capital Markets

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Ooma, Inc.OOMA
[ NYSE ]
Priced at $13.00$13.00$12.105 million7/17/2015 
Underwriter(s):
Credit Suisse, BofA Merrill Lynch
Co-Manager(s):
JMP Securities, William Blair, Wunderlich
Ooma is a leading provider of innovative communications solutions and other connected services to small business, home and mobile users. 


CHMA:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Chiasma, Inc.CHMA
[ Nasdaq ]
$13.00-$15.00$16.00$20.506.36 million7/16/2015 
Underwriter(s):
Barclays, Cowen and Company
Bio -- 45% push from reclaim the fame and then disaster.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
vTv Therapeutics Inc.VTVT
[ Nasdaq ]
$15.00-$17.00$15.00$14.007.8 million 7/30/2015 
Underwriter(s):
Piper Jaffray, Stifel
Co-Manager(s):
Canaccord Genuity, Janney Montgomery Scott
bio:
JP:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Jupai HoldingsJP
[ NYSE ]
$10.00-$12.00$10.00$10.415.3 million7/16/2015 
Underwriter(s):
Credit Suisse, China Renaissance

OLLI:
They are a highly differentiated and fast-growing, extreme value retailer of brand name merchandise at drastically reduced prices.
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Ollie's Bargain Outlet HoldingsOLLI
[ Nasdaq ]
$13.00-$15.00$16.00$22.688.925 million7/16/2015
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
ProNAi TherapeuticsDNAI
[ Nasdaq ]
$14.00-$16.00$17.00$28.688.1 million7/16/2015 
Underwriter(s):
Jefferies, BofA Merrill Lynch
Co-Manager(s):
Wedbush PacGrow, SunTrust Robinson Humphrey

RPD:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Rapid7,Inc.RPD
[ Nasdaq ]
$13.00-$15.00$16.00$26.756.45 million7/17/2015 
Underwriter(s):
Morgan Stanley, Barclays
Co-Manager(s):
Pacific Crest Securities, William Blair, Raymond James, Cowen and Company

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Blue Buffalo Pet ProductsBUFF
[ Nasdaq ]
Last trade $23.38$0.00$0.0015 million6/29/2016 
Underwriter(s):
J.P. Morgan, Citigroup
Co-Manager(s):
Barclays, Deutsche Bank, Morgan Stanley, Wells Fargo Securities







AQMS:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Aqua Metals, Inc.AQMS
[ Nasdaq ]
$5.00-$5.00$5.00$6.506.6 million7/31/2015 
Underwriter(s):
National Securities Corporation

NOTE: Stage 1 open--  but keep these on the radar:

NTRA:
They are a rapidly growing diagnostics company with proprietary molecular and bioinformatics technology that they are deploying to change the management of genetic disease worldwide.
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Natera, Inc.NTRA
[ Nasdaq ]
$15.00-$17.00$18.00$22.1010 million7/2/2015 
Underwriter(s):
Morgan Stanley, Cowen and Company, Piper Jaffray
d

TDOC:
ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Teladoc, Inc.TDOC
[ NYSE ]
$15.00-$17.00$19.00$29.908.25 million7/1/2015 
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities
Co-Manager(s):
Wells Fargo Securities, William Blair, SunTrust Robinson Humphrey


CFMS:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
ConforMIS, Inc.CFMS
[ Nasdaq ]
$14.00-$16.00$15.00$18.009 million7/1/2015 
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities


GLBL
They are a globally diversified, dividend growth-oriented company formed to own and operate contracted clean power generation assets in attractive, high-growth emerging markets.
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Terraform Global, Inc.GLBL
[ Nasdaq ]
Priced at $15.00$15.00$14.0045 million7/31/2015 
Underwriter(s):
J.P. Morgan, Barclays, Citigroup, Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank Securities

f
MCFT:
They are a world-renowned innovator, designer, manufacturer, and marketer of premium performance sport boats, with a leading market position in the U.S., a strong international presence, and dealers in 40 countries around the world.
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
MCBC HoldingsMCFT
[ Nasdaq ]
Priced at $15.00$15.00$15.506.1 million7/17/2015 
Underwriter(s):
Baird, Raymond James, Wells Fargo Securities

ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
CNX Coal Resources LPCNXC
[ NYSE ]
$15.00-$15.00$15.00$15.005 million7/1/2015 
Underwriter(s):
BofA Merrill Lynch, Wells Fargo Securities, Jefferies, Scotia Howard Weil, Citigroup, Credit Suisse, J.P. Morgan, Evercore ISI, BB&T Capital, Markets, Goldman Sachs & Co., The Huntington Investment Company, Stifel, Nomura
CNXC:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Unique FabricatingUFAB
[ NYSE ]
$8.00-$10.00$9.50$12.502.35 million7/1/2015 
Underwriter(s):
Roth Capital Partners, Taglich Brothers, Inc.
Tiny , weak underwriting,   


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Houlihan Lokey, Inc.HLI
[ NYSE ]
$22.00-$24.00$21.00$22.7510.5 million8/13/2015 
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co.
Co-Manager(s):
UBS Investment Bank, Keefe Bruyette & Woods, Houlihan Lokey, Sandler O'Neill + Partners, JMP Securities
Houlihan Lokey is a leading global independent investment bank with expertise in mergers and acquisitions, financings, financial restructurings and financial advisory services.

GBT:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Global Blood TherapeuticsGBT
[ Nasdaq ]
$16.00-$18.00$20.00$34.656 million8/12/2015 
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co.
Co-Manager(s):
Cowen and Company, Wedbush PacGrow

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Aimmune Therapeutics, Inc.AIMT
[ Nasdaq ]
$14.00-$16.00$16.00$17.5010 million8/6/2015 
Underwriter(s):
BofA Merrill Lynch, Credit Suisse, Piper Jaffray

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Conifer HoldingsCNFR
[ Nasdaq ]
$11.00-$13.00$10.50$9.753.1 million8/13/2015 
Underwriter(s):
BMO Capital Markets, Raymond James
Co-Manager(s):
Sandler O'Neill & Partners, L.P., William Blair
opened below issue:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Zynerba Pharmaceuticals, Inc.ZYNE
[ Nasdaq ]
$13.00-$15.00$14.00$18.003 million8/5/2015 
Underwriter(s):
Jefferies, Piper Jaffray
Co-Manager(s):
Canaccord Genuity, Oppenheimer & Co.

One of the best IPO runs of the year. But this would be hard to be on board

BETR:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Amplify Snack BrandsBETR
[ NYSE ]
$14.00-$16.00$18.00$17.0015 million8/5/2015 
Underwriter(s):
Goldman Sachs & Co., Jefferies, Credit Suisse, SunTrust Robinson Humphrey
Co-Manager(s):
William Blair, Piper Jaffray



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Sunrun Inc.RUN
[ Nasdaq ]
$13.00-$15.00$14.00$13.0017.9 million8/5/2015 
Underwriter(s):
Credit Suisse, Goldman Sachs & Co., Morgan Stanley, BofA Merrill Lynch, RBC Capital Markets
Co-Manager(s):
KeyBanc Capital Markets, SunTrust Robinson Humphrey
RUN:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Planet Fitness, Inc.PLNT
[ NYSE ]
Last trade $19.49$0.00$0.0010 million6/23/2016 
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch, Jefferies, Guggenheim Securities
Co-Manager(s):
Baird, William Blair, Credit Suisse, Piper Jaffray, Cowen & Co.
PEN:Medical devices

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Penumbra, Inc.PEN
[ NYSE ]
$25.00-$28.00$30.00$40.004 million9/18/2015 
Underwriter(s):
J.P. Morgan, BofA Merrill Lynch
Co-Manager(s):
Wells Fargo Securities, Canaccord Genuity

RGNX:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
REGENXBIO, Inc.RGNX
[ Nasdaq ]
$17.00-$19.00$22.00$30.266.3 million9/17/2015 
Underwriter(s):
Morgan Stanley, BofA Merrill Lynch, Piper Jaffray
Co-Manager(s):
Chardan Capital Markets

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Nabriva Therapeutics AGNBRV
[ Nasdaq ]
$10.50-$10.50$10.25$11.399 million9/18/2015 
Underwriter(s):
Leerink Partners, RBC Capital Markets
Co-Manager(s):
Needham & Company, Wedbush PacGrow

MYOK:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
MyoKardia, Inc.MYOK 
[ Nasdaq ]
$15.00-$17.00$10.00$11.085.4 million10/29/2015 
Underwriter(s):
Credit Suisse, Cowen and Company

IOTS:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Adesto Technologies CorporationIOTS 
[ Nasdaq ]
$5.00-$5.00$5.00$5.605 million10/27/2015 
Underwriter(s):
Needham & Co., Oppenheimer & Co.
Co-Manager(s):
Roth Capital Partners

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Dimension TherapeuticsDMTX 
[ Nasdaq ]
$14.00-$16.00$13.00$12.605.5 million10/22/2015 
Underwriter(s):
Goldman Sachs & Co., Citigroup, Wells Fargo Securities
Co-Manager(s):
Canaccord Genuity, Cantor Fitzgerald & Co.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
NovoCure LimitedNVCR 
[ Nasdaq ]
$26.00-$29.00$22.00$20.167.5 million10/2/2015 
Underwriter(s):
J.P. Morgan, Deutsche Bank Securities, Evercore ISI
Co-Manager(s):
Wells Fargo Securities, JMP Securities, Wedbush PacGrow

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
CytomX TherapeuticsCTMX 
[ Nasdaq ]
$14.00-$16.00$12.00$16.006.7 million10/8/2015 
Underwriter(s):
BofA Merrill Lynch, Jefferies, Cowen and Company, 
Co-Manager(s):
Oppenheimer & Co.


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Mirna TherapeuticsMIRN 
[ Nasdaq ]
$13.00-$15.00$7.00$7.256.25 million10/1/2015 
Underwriter(s):
Citigroup, Leerink Partners
Co-Manager(s):
Oppenheimer & Co., Cantor Fitzgerald & Co.
We are a clinical-stage biopharmaceutical company developing a broad pipeline of microRNA-based oncology therapeutics. microRNAs are naturally occurring, short ribonucleic acid, or RNA, molecules, or oligonucleotides, that play a critical role in regulating key biological pathways.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Allegiance BancsharesABTX 
[ Nasdaq ]
$22.00-$24.00$21.00$22.552.6 million10/8/2015 
Underwriter(s):
Baird, Stephens Inc.
Co-Manager(s):
Keefe Bruyette & Woods, Sandler O' Neill + Partners


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Surgery Partners, Inc.SGRY 
[ Nasdaq ]
$23.00-$26.00$19.00$17.5514.3 million10/1/2015 
Underwriter(s):
BofA Merrill Lynch, Goldman Sachs & Co., Jefferies
Co-Manager(s):
Citigroup, Morgan Stanley, Credit Suisse, Raymond James, RBC Capital Markets, Stifle


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Aclaris TherapeuticsACRS 
[ Nasdaq ]
$14.00-$16.00$11.00$11.945 million10/7/2015 
Underwriter(s):
Jefferies, Citigroup
Co-Manager(s):
William Blair
They are a clinical-stage specialty pharmaceutical company focused on identifying, developing and commercializing innovative and differentiated topical drugs to address significant unmet needs in dermatology. 


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Edge TherapeuticsEDGE 
[ Nasdaq ]
$14.00-$16.00$11.00$11.607.3 million10/1/2015 
Underwriter(s):
Leerink Partners, Credit Suisse
Co-Manager(s):
Guggenheim Securities, JMP Securities
They are a clinical-stage biotechnology company that discovers, develops and seeks to commercialize novel, hospital-based therapies capable of transforming treatment paradigms in the management of acute, life-threatening conditions. 

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Pure Storage, Inc.PSTG 
[ NYSE ]
$16.00-$18.00$17.00$16.7425 million10/7/2015 
Underwriter(s):
Morgan Stanley, Goldman Sachs, Barclays, Allen & Co., BofA Merrill Lynch
Co-Manager(s):
Pacific Crest Securities, Stifel, Raymond James, Evercore ISI

data storage that transforms business through a dramatic increase in performance and reduction in complexity and costs.


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
CPI Card Group PMTS 
[ Nasdaq ]
$16.00-$18.00$10.00$11.0015 million10/9/2015 
Underwriter(s):
BMO Capital Markets, Goldman Sachs & Co., CIBC

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Ferrari N.V.RACE 
[ NYSE ]
$48.00-$52.00$52.00$60.0017.2 million10/21/2015 
Underwriter(s):
UBS Investment Bank, BofA Merrill Lynch
Co-Manager(s):
Allen & Co., Banco Santander, BNP PARIBAS, J.P. Morgan, Mediobanca
RACE:

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
First Data CorporationFDC 
[ NYSE ]
$18.00-$20.00$16.00$16.39160 million10/15/2015 
Underwriter(s):
Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR, Barclays, Credit Suisse, Deutsche Bank Securities, Goldman Sachs & Co., HSBC, Mizuho Securities, PNC Capital Markets LLC, SunTrust Robinson Humphrey, Wells Fargo Securities
MEGA SIZE:


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Cerecor, Inc.CERC 
[ Nasdaq ]
$6.00-$7.00$6.50$6.594 million10/15/2015 
Underwriter(s):
Maxim Group LLC
Co-Manager(s):
Laidlaw & Company (UK) Ltd.
They are a clinical-stage biopharmaceutical company with the goal of becoming a leader in the development of innovative drugs that make a difference in the lives of patients with neurological and psychiatric disorders. 


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Performance Food Group CompanyPFGC 
[ NYSE ]
Last trade $27.00$0.00$0.0012 million5/19/2016 
Underwriter(s):
Credit Suisse, Barclays, Wells Fargo, Morgan Stanley

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Match Group, IncMTCH 
[ Nasdaq ]
$12.00-$14.00$12.00$13.5033.3 million11/19/2015 
Underwriter(s):
J.P. Morgan, Allen & Company LLC, BofA Merrill Lynch,Deutsche Bank Securities, BMO Capital Markets, Barclays, BNP PARIBAS
Co-Manager(s):
Cowen and Company, Oppenheimer & Co., PNC Capital Markets LLC, SOCIETE GENERALE, Fifth Third Securities

HOOK up apps. Match Group is the world's leading provider of dating products. They operate a portfolio of over 45 brands, including Match, OkCupid, Tinder, Meetic, Twoo, OurTime and FriendScout24, each designed to increase our users likelihood of finding a romantic connection. Through our portfolio of trusted brands, we provide tailored products to meet the varying preferences of their users.
MTCH:


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Square, Inc.SQ 
[ NYSE ]
$11.00-$13.00$9.00$11.2027 million11/19/2015 
Underwriter(s):
Goldman Sachs, Morgan Stanley, J.P. Morgan, Barclays, Deutsche Bank Securities, Jefferies, RBC Capital Markets, Stifel
Co-Manager(s):
LOYAL3 Securities, SMBC Nikko


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Equity BancsharesEQBK 
[ Nasdaq ]
$22.00-$24.00$22.50$24.251.94 million11/11/2015 
Underwriter(s):
Keefe Bruyette & Woods, Stephens Inc.
Co-Manager(s):
Sandler O'Neill & Partners


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Voyager TherapeuticsVYGR 
[ Nasdaq ]
$15.00-$17.00$14.00$15.105 million11/11/2015 
Underwriter(s):
Cowen and Company, Piper Jaffray, Nomura, Wedbush PacGrow
hey are a clinical-stage gene therapy company focused on developing life-changing treatments for patients suffering from severe diseases of the central nervous system, or CNS.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Wave Life Sciences PTE, Ltd.WVE 
[ Nasdaq ]
$15.00-$17.00$16.00$17.056.375 million11/11/2015 
Underwriter(s):
Jefferies, Leerink Partners
Co-Manager(s):
JMP Securities, SunTrust Robinson Humphrey

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Instructure, Inc.INST 
[ NYSE ]
$16.00-$18.00$16.00$16.004.4 million11/13/2015 
Underwriter(s):
Morgan Stanley, Goldman Sachs & Co., Jefferies
Co-Manager(s):
Needham & Company, Oppenheimer & Co., Raymond James

They provide an innovative, cloud-based learning management platform for academic institutions and companies worldwide

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Duluth HoldingsDLTH 
[ Nasdaq ]
$14.00-$16.00$12.00$13.006.67 million11/20/2015 
Underwriter(s):
William Blair, Baird, Raymond James, BMO Capital Markets

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Xtera CommunicationsXCOM 
[ Nasdaq ]
$9.00-$11.00$5.00$5.005 million11/12/2015 
Underwriter(s):
Needham & Company, Cowen and Company, BMO Capital Market

They are a leading provider of high-capacity, cost-effective optical transport solutions, supporting the high growth in global demand for bandwidth. 



FORK:
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Fuling GlobalFORK 
[ Nasdaq ]
$5.00-$5.00$5.00$5.154 million11/4/2015 
Underwriter(s):
Burnham Securities, Network 1 Financial Securities

ompany
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Axsome TherapeuticsAXSM 
[ Nasdaq ]
$11.00-$13.00$9.00$9.005.6 million11/19/2015 
Underwriter(s):
Ladenburg Thalmann
Co-Manager(s):
Cantor Fitzgerald & Co., Brean Capital

They are a clinical stage biopharmaceutical company developing novel therapies for the management of pain and other central nervous system, or CNS, disorders. 

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Advanced Accelerator Applications S.A.AAAP 
[ Nasdaq ]
$15.00-$17.00$16.00$18.504.7 million11/11/2015 
Underwriter(s):
Citigroup, Jefferies
Co-Manager(s):
Canaccord Genuity, JMP Securities
They are an innovative radiopharmaceutical company that develops, produces and commercializes molecular nuclear medicine, or MNM, diagnostic and therapeutic products.



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
MimecastMIME 
[ Nasdaq ]
$10.00-$12.00$10.00$11.007.75 million11/19/2015 
Underwriter(s):
Goldman,Sachs & Co., Barclays, Jefferies, RBC Capital Markets
Co-Manager(s):
Oppenheimer & Co.
They are a leading provider of next generation cloud security and risk management services for corporate information and email.


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Yirendai Ltd.YRD 
[ NYSE ]
$9.00-$11.00$10.00$10.007.5 million12/18/2015 
Underwriter(s):
Morgan Stanley, Credit Suisse, China Renaissance 
Co-Manager(s):
Needham & Co.
provide consumers in China with easy access to affordable credit and investors with attractive investment opportunities through our online marketplace.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Atlassian Corporation plcTEAM 
[ Nasdaq ]
$16.50-$18.50$21.00$27.6722 million12/10/2015 
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley
Co-Manager(s):
Allen & Company LLC, UBS Investment Bank, Jefferies, Canaccord Genuity, JMP Securities, Raymond James, William Blair
They are an enterprise software group of companies that develops products geared towards software developers and project managers.

No comments:

Post a Comment