Thursday, August 18, 2016

2016 IPOS

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
AveXis, Inc.AVXS
[ Nasdaq ]
$19.00-$21.00$20.00$18.024.75 million2/11/2016 
Underwriter(s):
Goldman Sachs & Co., Jefferies
Co-Manager(s):
BMO Capital Markets, Chardan





Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Editas Medicine, Inc.EDIT
[ Nasdaq ]
$16.00-$18.00$16.00$18.005.9 million2/3/2016 
Underwriter(s):
Morgan Stanley, J.P. Morgan
Co-Manager(s):
Cowen and Company, JMP Securities


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Proteostasis TherapeuticsPTI
[ Nasdaq ]
$12.00-$14.00$8.00$8.006.25 million2/11/2016 
Underwriter(s):
Leerink Partners, RBC Capital Markets
Co-Manager(s):
Baird, H.C. Wainwright & Co.
,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
BeiGene, Ltd.BGNE
[ Nasdaq ]
$15.00-$17.00$24.00$28.976.6 million2/3/2016 
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley, Cowen & Co.
Co-Manager(s):
Baird
,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Corvus PharmaceuticalsCRVS
[ Nasdaq ]
$15.00-$17.00$15.00$15.004.7 million3/23/2016 
Underwriter(s):
Credit Suisse, Cowen & Co., Guggenheim Securities
Co-Manager(s):
Cantor Fitzgerald & Co., BTIG
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Syndax Pharmaceuticals, Inc.SNDX
[ Nasdaq ]
$14.00-$16.00$12.00$12.114.4 million3/3/2016 
Underwriter(s):
Morgan Stanley, Citigroup
Co-Manager(s):
JMP Securities, Oppenheimer & Co.
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Yintech Investment HoldingYIN
[ Nasdaq ]
$12.50-$14.50$13.50$13.807.5 million ADSs4/27/2016 
Underwriter(s):
Jefferies
Co-Manager(s):
Ping An Securities of China
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
MGM Growth Properties LLCMGP
[ NYSE ]
$18.00-$21.00$21.00$22.7550 million4/20/2016 
Underwriter(s):
BofA Merrill Lynch, J.P. Morgan, Morgan Stanley, Evercore ISI, Barclays, Citigroup, Deutsche Bank Securities
Co-Manager(s):
BNP PARIBAS, Fifth Third Securities, SMBC Nikko, SunTrust Robinson Humphrey, Credit Agricole CIB, Union Gaming, Scotiabank, Oppenheimer & Co.
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Red Rock ResortsRRR
[ Nasdaq ]
$18.00-$21.00$19.50$18.5027.25 million4/27/2016 
Underwriter(s):
Deutsche Bank Securities, J.P. Morgan, BofA Merrill Lynch, Goldman, Sachs & Co, Wells Fargo Securities, Citigroup, Macquarie Capital
Co-Manager(s):
Fifth Third Securities, Credit Suisse, UBS Investment Bank, Stifel, Raine Securities, Oppenheimer & Co., Guggenheim Securities, Ramirez & Co.
,


,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
American Renal Associates HoldingsARA
[ NYSE ]
$20.00-$23.00$22.00$26.507.5 million4/21/2016 
Underwriter(s):
BofA Merrill Lynch, Barclays, Goldman Sachs & Co., Wells Fargo Securities, SunTrust Robinson Humphrey
Co-Manager(s):
Leerink Partners

,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Aeglea Therapeutics, Inc.AGLE
[ Nasdaq ]
$16.00-$18.00$10.00$10.005 million4/7/2016 
Underwriter(s):
UBS Investment Bank, BMO Capital Markets, Wells Fargo Securities
Co-Manager(s):
Needham & Co.



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
SecureWorks CorporationSCWX
[ Nasdaq ]
$15.50-$17.50$14.00$13.898 million 4/22/2016 
Underwriter(s):
BofA Merrill Lynch, Morgan Stanley, Goldman Sachs & Co., J.P. Morgan 
Co-Manager(s):
Barclays, Citigroup, Credit Suisse, RBC Capital Markets, UBS Investment Bank, Pacific Crest Securities, Stifel, SunTrust Robinson Humphrey, William Blair,Academy Securities, Ramirez & Co., Inc., Siebert Brandford Shank & Co., L.L.C., The Williams Capital Group, L.P.
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Bats Global Markets, Inc.BATS $17.00-$19.00$19.00$22.8813.3 million4/15/2016 
Underwriter(s):
Morgan Stanley, Citigroup, BofA Merrill Lynch, Credit Suisse, Goldman Sachs & Co., J.P. Morgan 
Co-Manager(s):
Jefferies, Barclays, Deutsche Bank Securities, Nomura, Rosenblatt Securities, Sandler O'Neill + Partners, L.P.



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Cotiviti Holdings, Inc.COTV
[ NYSE ]
$17.00-$19.00$19.00$19.0012.5 million5/26/2016 
Underwriter(s):
Goldman Sachs & Co., J.P. Morgan, Barclays, Citigroup, Credit Suisse, Morgan Stanley, RBC Capital Markets, SunTrust Robinson Humphrey
Co-Manager(s):
Baird, William Blair


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
PhaseRx, Inc.PZRX
[ Nasdaq ]
$5.00-$7.00$5.00$5.503.7 million5/18/2016 
Underwriter(s):
Laidlaw & Co., Roth Capital Partners
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Grupo Supervielle S.A.SUPV
[ NYSE ]
$11.00-$13.00$11.00$11.5025.5 million ADS5/19/2016 
Underwriter(s):
Morgan Stanley, BofA Merrill Lynch
Co-Manager(s):
Raymond James
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Intellia TherapeuticsNTLA
[ Nasdaq ]
Priced at $18.00$18.00$22.006 million5/6/2016 
Underwriter(s):
Credit Suisse, Jefferies, Leerink Partners
Co-Manager(s):
Wedbush PacGrow

,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
US Foods Holding CorpUSFD
[ NYSE ]
$21.00-$24.00$23.00$24.2544.4 million5/26/2016 
Underwriter(s):
Goldman Sachs & Co., Morgan Stanley, J.P. Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank Securities, Wells Fargo Securities, KKR
Co-Manager(s):
BMO Capital Markets, Guggenheim Securities, ING, Rabo Securities, Natixis
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Reata PharmaceuticalsRETA
[ Nasdaq ]
$14.00-$16.00$11.00$11.065.5 million5/26/2016 
Underwriter(s):
Citigroup, Cowen & Co., Piper Jaffray

,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Pulse BiosciencesPLSE
[ Nasdaq ]
$4.00-$4.00$4.00$4.135 million5/18/2016 
Underwriter(s):
MDB Capital Group LLC, Feltl and Company
,RED FLAG: MDB Capital




Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Merus B.V.MRUS
[ Nasdaq ]
$14.00-$16.00$10.00$9.755.5 million5/19/2016 
Underwriter(s):
Citigroup, Jefferies
Co-Manager(s):
Guggenheim Securities, Wedbush PacGrow





Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
SiteOne Landscape SupplySITE
[ NYSE ]
$20.00-$22.00$21.00$25.6410 million5/12/2016 
Underwriter(s):
Deutsche Bank Securities, Goldman Sachs & Co., UBS Investment Bank, Barclays, Baird, RBC Capital Markets, William Blair
Co-Manager(s):
SunTrust Robinson Humphrey, ING, HSBC, Natixis, SMBC Nikko, Academy Securities
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
GMS, Inc.GMS
[ NYSE ]
$21.00-$23.00$21.00$22.507 million5/26/2016 
Underwriter(s):
Barclays, Credit Suisse, RBC Capital Markets, Baird, Wells Fargo Securities
Co-Manager(s):
SunTrust Robinson Humphrey, Raymond James, Stephens Inc.

They are the leading North American distributor of wallboard, suspended ceilings systems and complementary interior construction products.
,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Spring Bank PharmaceuticalsSBPH
[ Nasdaq ]
Priced at $12.00$12.00$11.28920 Thousand5/6/2016 
Underwriter(s):
Dawson James Securities
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Oncobiologics, Inc.ONS
[ Nasdaq ]
Priced at $6.00$6.00$5.125.8 million5/13/2016 
Underwriter(s):
Jefferies, Barclays
Co-Manager(s):
Cantor Fitzgerald & Co.


,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Turning Point BrandsTPB
[ NYSE ]
$13.00-$15.00$10.00$10.005.4 million5/11/2016 
Underwriter(s):
Cowen & Co., FBR

,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Midland States BancorpMSBI
[ Nasdaq ]
$25.00-$27.00$22.00$22.063.6 million5/24/2016 
Underwriter(s):
Sandler O' Neill + Partners LP, Keefe Bruyette & Woods
Co-Manager(s):
D. A. Davidson & Co., Stephens Inc.



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Acacia CommunicationsACIA
[ Nasdaq ]
Priced at $23.00$23.00$29.004.5 million5/13/2016 
Underwriter(s):
Goldman Sachs & Co., BofA Merrill Lynch, Deutsche Bank Securities
Co-Manager(s):
Needham & Company, Cowen and Company, Northland Capital Markets
,
,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Syros PharmaceuticalsSYRS
[ Nasdaq ]
$14.00-$16.00$12.50$15.004 million6/30/2016 
Underwriter(s):
Cowen & Co., Piper Jaffray
Co-Manager(s):
JMP Securities, Wedbush PacGrow

,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Nant HealthNH
[ Nasdaq ]
$12.50-$15.50$14.00$16.116.5 million6/2/2016 
Underwriter(s):
Jefferies, Cowen & Co.
Co-Manager(s):
First Analysis Securities Corp., Canaccord Genuity, FBR
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Atkore International GroupATKR
[ NYSE ]
Priced at $16.00$16.00$15.7512 million6/10/2016 
Underwriter(s):
Credit Suisse, Deutsche Bank Securities, J.P. Morgan, UBS Investment Bank
Co-Manager(s):
Citigroup, RBC Capital Markets, Wells Fargo Securities
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Sensus HealthcareSRTSU
[ Nasdaq ]
$6.25-$6.25$5.50$5.772 million6/3/2016 
Underwriter(s):
Northland Capital Markets, Neidiger Tucker Bruner Inc
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Moleculin Biotech, Inc.MBRX
[ Nasdaq ]
$5.00-$6.00$6.00$8.991.54 million6/2/2016 
Underwriter(s):
Bonwick Capital Partners LLC, Network 1 Financial Securities
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Clearside BiomedicalCLSD
[ Nasdaq ]
$7.00-$7.00$7.00$8.007.2 million6/2/2016 
Underwriter(s):
Cowen & Co., Stifel
Co-Manager(s):
Needham & Co., Wedbush PacGrow

,
Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Selecta BiosciencesSELB
[ Nasdaq ]
$14.00-$16.00$14.00$15.005 Million6/22/2016 
Underwriter(s):
UBS Investment Bank, Stifel
Co-Manager(s):
Canaccord Genuity, Needham and Company
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Kinsale Capital Group KNSL
[ Nasdaq ]
Priced at $16.00$16.00$18.006.6 million7/28/2016 
Underwriter(s):
J.P. Morgan, William Blair, RBC Capital Markets
Co-Manager(s):
SunTrust Robinson Humphrey, Dowling & Partners Securities LLC, Moelis & Company
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Talend SATLND
[ Nasdaq ]
Priced at $18.00$18.00$27.665.25 million7/29/2016 
Underwriter(s):
Goldman Sachs & Co., J.P. Morgan, Barclays, Citigroup
Co-Manager(s):
William Blair
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
TPI CompositesTPIC
[ Nasdaq ]
Priced at $11.00$11.00$11.416.25 million7/22/2016 
Underwriter(s):
J.P. Morgan, Morgan Stanley
Co-Manager(s):
Cowen and Company, Raymond James, Canaccord Genuity
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
LINE CorporationLN
[ NYSE ]
$28.50-$32.50$32.84$42.0035 million ADS7/14/2016 
Underwriter(s):
Morgan Stanley, Nomura, Goldman Sachs Japan Co., J.P. Morgan
,

Caution:  MASSIVE SIZE.  high profile.

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Kadmon Holdings, LLCKDMN
[ NYSE ]
Priced at $12.00$12.00$11.556.25 million7/27/2016 
Underwriter(s):
Citigroup, Jefferies 
Co-Manager(s):
JMP Securities, H.C. Wainwright & Co.
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
AdvancePierre Food HoldingsAPFH
[ NYSE ]
Priced at $21.00$21.00$23.5018.6 million7/15/2016 
Underwriter(s):
Barclays, Credit Suisse, Morgan Stanley, Goldman Sachs, BMO Capital Markets
Co-Manager(s):
BofA Merrill Lynch, Wells Fargo Securities, Houlihan Lokey
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Tactile Systems TechnologyTCMD
[ Nasdaq ]
Priced at $10.00$10.00$10.354 million7/28/2016 
Underwriter(s):
Piper Jaffray, William Blair, Canaccord Genuity
Co-Manager(s):
BTIG
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Audentes Therapeutics, Inc.BOLD
[ Nasdaq ]
$14.00-$16.00$15.00$19.005 million7/20/2016 
Underwriter(s):
BofA Merrill Lynch, Cowen & Co., Piper Jaffray
Co-Manager(s):
Wedbush PacGrow
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Patheon N.V.PTHN
[ NYSE ]
$19.00-$22.00$21.00$25.0029.76 million7/21/2016 
Underwriter(s):
J.P. Morgan, Morgan Stanley, Jeffries, UBS Investment Bank,Credit Suisse, Evercore ISI, Wells Fargo Securities 
Co-Manager(s):
Baird, Piper Jaffray, Raymond James, William Blair, KeyBanc Capital Markets, Leerink Partners



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Monster DigitalMSDI
[ Nasdaq ]
Priced at $4.50$4.50$4.002.3 million7/8/2016 
Underwriter(s):
Axiom Capital Management
Co-Manager(s):
WestPark Capital
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Impinj, Inc.PI
[ Nasdaq ]
$12.00-$14.00$14.00$18.004.8 million7/21/2016 
Underwriter(s):
RBC Capital Markets, Pacific Crest Securities, Piper Jaffray
Co-Manager(s):
Needham & Co., Canaccord Genuity


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Airgain, Inc.AIRG
[ Nasdaq ]
Priced at 8.00$8.00$8.001.5 million8/12/2016 
Underwriter(s):
Northland Capital Markets, Wunderlich

,



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Protagonist TherapeuticsPTGX
[ Nasdaq ]
$12.00-$12.00$12.00$12.007.5 million8/11/2016 
Underwriter(s):
Leerink Partners, Barclays, BMO Capital Markets
,


Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
First Hawaiian, Inc.FHB
[ Nasdaq ]
$21.00-$23.00$23.00$24.2021.1 million8/4/2016 
Underwriter(s):
Goldman Sachs & Co., BofA Merrill Lynch, BNP PARIBAS, Barclays, Credit Suisse, Deutsche Bank Securities, J.P. Morgan, Citigroup, Morgan Stanley, UBS Investment Bank
Co-Manager(s):
BBVA, COMMERZBANK, HSBC, ING, Keefe Bruyette & Woods, Banco Santander, Wells Fargo Securities
,
Bank = snooze fest

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Atomera IncorporatedATMR
[ Nasdaq ]
Priced at 7.50$7.50$8.133.2 million8/5/2016 
Underwriter(s):
National Securities Corp.

Atomera-They are engaged in the business of developing, commercializing and licensing proprietary processes and technologies for the $350+ billion semiconductor industry.
,
No revs yet!

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
MedPace HoldingsMEDP
[ Nasdaq ]
$20.00-$23.00$23.00$28.157 million8/11/2016 
Underwriter(s):
Jefferies, Credit Suisse, UBS Investment Bank, Wells Fargo Securities
Co-Manager(s):
Baird, William Blair



Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
Gemphire Therapeutics GEMP
[ Nasdaq ]
Priced at $10.00$10.00$9.253 million8/5/2016 
Underwriter(s):
Jefferies, RBC Capital Markets
Co-Manager(s):
Canaccord Genuity, Roth Capital Partners
,

Company
Symbol
Price Range
Issue Price
Open
Shares
Trade Date
At Home GroupHOME
[ NYSE ]
$14.00-$16.00$15.00$16.258.67 million8/4/2016 
Underwriter(s):
BofA Merrill Lynch, Goldman Sach & Co.,Jefferies, Morgan Stanley
Co-Manager(s):
Evercore ISI, William Blair, Guggenheim Securities



2 comments:

  1. great job you are doing with Ipos , you are are using 4 and 6 ema on these charts but when do you use 6 and 9 ema on your charts ? Thanks

    ReplyDelete
  2. Those Emas are for different setups on different time frames. I didn't clean up the charts for the IPO study. I like the 6ema on a 5 min chart to avoid chasing a breakout. On the daily I like the 6 day to keep in a move. I don't really find much value in the 9 but I've played around with it.

    ReplyDelete